Financial Services Regulatory Reform in the Face of an Economic Meltdown

This article is derived from, and updates, the Keynote Address given by the Author at the University of Dayton School of Law’s Symposium on the current economic crisis, its causes, effects and proposed solutions

Games Without Frontiers: Trends in the International Response to Insider Trading

A study examines, from the perspective of two practitioners, current trends in the global regulation of insider trading

Promises Made, Promises Kept: The Practical Implications of the Private Securities Litigation Reform Act of 1995

This Article suggests approaches that can be taken in addressing the pragmatic concerns of companies with regard to the Private Securities Litigation Reform Act of 1995. These concerns include what form companies\u27 disclosures should take in order to secure the protection of the safe harbor. They also include a need for concrete guidance on the day-to-day response to obligations that are newly required by this statute. Individual directors of companies have no blueprint as to how their boards should respond to this new legislation. This Article provides practical approaches for directors