On the Balance of Intercalation and Conversion Reactions in Battery Cathodes

We present a thermodynamic analysis of the driving forces for intercalation and conversion reactions in battery cathodes across a range of possible working ion, transition metal, and anion chemistries. Using this body of results, we analyze the importance of polymorph selection as well as chemical composition on the ability of a host cathode to support intercalation reactions. We find that the accessibility of high energy charged polymorphs in oxides generally leads to larger intercalation voltages favoring intercalation reactions, whereas sulfides and selenides tend to favor conversion reactions. Furthermore, we observe that Cr-containing cathodes favor intercalation more strongly than those with other transition metals. Finally, we conclude that two-electron reduction of transition metals (as is possible with the intercalation of a $2+$ ion) will favor conversion reactions in the compositions we studied

On the Active Components in Crystalline Li-Nb-O and Li-Ta-O Coatings from First Principles

Layered-oxide $\mathrm{LiNi_xMn_yCo_{1-x-y}O_2}$ (NMC) positive electrodes with high Nickel content, deliver high voltages and energy densities. However, a high nickel content, e.g., $x$ = 0.8 (NMC 811), can lead to high surface reactivity, which can trigger thermal runaway and gas generation. While claimed safer, all-solid-state batteries still suffer from high interfacial resistance. Here, we investigate niobate and tantalate coating materials, which can mitigate the interfacial reactivities in Li-ion and all-solid-state batteries. First-principles calculations reveal the multiphasic nature of Li-Nb-O and Li-Ta-O coatings, containing mixtures of $\mathrm{LiNbO_3}$ and $\mathrm{Li_3NbO_4}$, or of $\mathrm{LiTaO_3}$ and $\mathrm{Li_3TaO_4}$. The concurrence of several phases in Li-Nb-O or Li-Ta-O modulates the type of stable native defects in these coatings. Li-Nb-O and Li-Ta-O coating materials can form favorably lithium vacancies $\mathrm{Vac^{'}_{Li}}$ and antisite defects $\mathrm{Nb^{\bullet \bullet \bullet \bullet}_{Li}}$ ($\mathrm{Ta^{\bullet \bullet \bullet \bullet}_{Li}}$) combined into charge-neutral defect complexes. Even in defective crystalline $\mathrm{LiNbO_3}$ (or $\mathrm{LiTaO_3}$), we reveal poor Li-ion conduction properties. In contrast, $\mathrm{Li_3NbO_4}$ and $\mathrm{Li_3TaO_4}$ that are introduced by high-temperature calcinations can provide adequate Li-ion transport in these coatings. Our in-depth investigation of the structure-property relationships in the important Li-Nb-O and Li-Ta-O coating materials helps to develop more suitable calcination protocols to maximize the functional properties of these niobates and tantalates