Boundary scattering of phonons: specularity of a randomly rough surface in the small perturbation limit

Scattering of normally incident longitudinal and transverse acoustic waves by a randomly rough surface of an elastically isotropic solid is analyzed within the small perturbation approach. In the limiting case of a large correlation length $L$ compared with the acoustic wavelength, the specularity reduction is given by $4\eta^2k^2$, where $\eta$ is the RMS roughness and $k$ is the acoustic wavevector, which is in agreement with the well-known Kirchhoff approximation result often referred to as Ziman's equation [J. M. Ziman, Electrons and Phonons (Clarendon Press, Oxford, 1960)]. In the opposite limiting case of a small correlation length, the specularity reduction is found to be proportional to $\eta^2k^4L^2$, with the fourth power dependence on frequency as in Rayleigh scattering. Numerical calculations for a Gaussian autocorrelation function of surface roughness connect these limiting cases and reveal a maximum of diffuse scattering at an intermediate value of $L$. This maximum becomes increasingly pronounced for the incident longitudinal wave as the Poisson's ratio of the medium approaches 1/2 as a result of increased scattering into transverse and Rayleigh surface waves. The results indicate that thermal transport models using Ziman's formula are likely to overestimate the heat flux dissipation due to boundary scattering, whereas modeling interface roughness as atomic disorder is likely to underestimate scattering

Dynamics of a Monolayer of Microspheres on an Elastic Substrate

We present a model for wave propagation in a monolayer of spheres on an elastic substrate. The model, which considers sagittally polarized waves, includes: horizontal, vertical, and rotational degrees of freedom; normal and shear coupling between the spheres and substrate, as well as between adjacent spheres; and the effects of wave propagation in the elastic substrate. For a monolayer of interacting spheres, we find three contact resonances, whose frequencies are given by simple closed-form expressions. For a monolayer of isolated spheres, only two resonances are present. The contact resonances couple to surface acoustic waves in the substrate, leading to mode hybridization and "avoided crossing" phenomena. We present dispersion curves for a monolayer of silica microspheres on a silica substrate, assuming adhesive, Hertzian interactions, and compare calculations using an effective medium approximation to a discrete model of a monolayer on a rigid substrate. While the effective medium model does not account for discrete lattice effects at short wavelengths, we find that it is well suited for describing the interaction between the monolayer and substrate in the long wavelength limit. We suggest that a complete picture of the dynamics of a discrete monolayer adhered to an elastic substrate can be found using a combination of the results presented for the discrete and effective medium descriptions. This model is potentially scalable for use with both micro- and macroscale systems, and offers the prospect of experimentally extracting contact stiffnesses from measurements of acoustic dispersion

What is the Brillouin Zone of an Anisotropic Photonic Crystal?

The concept of the Brillouin zone (BZ) in relation to a photonic crystal fabricated in an optically anisotropic material is explored both experimentally and theoretically. In experiment, we used femtosecond laser pulses to excite THz polaritons and image their propagation in lithium niobate and lithium tantalate photonic crystal (PhC) slabs. We directly measured the dispersion relation inside PhCs and observed that the lowest bandgap expected to form at the BZ boundary forms inside the BZ in the anisotropic lithium niobate PhC. Our analysis shows that in an anisotropic material the BZ - defined as the Wigner-Seitz cell in the reciprocal lattice - is no longer bounded by Bragg planes and thus does not conform to the original definition of the BZ by Brillouin. We construct an alternative Brillouin zone defined by Bragg planes and show its utility in identifying features of the dispersion bands. We show that for an anisotropic 2D PhC without dispersion, the Bragg plane BZ can be constructed by applying the Wigner-Seitz method to a stretched or compressed reciprocal lattice. We also show that in the presence of the dispersion in the underlying material or in a slab waveguide, the Bragg planes are generally represented by curved surfaces rather than planes. The concept of constructing a BZ with Bragg planes should prove useful in understanding the formation of dispersion bands in anisotropic PhCs and in selectively tailoring their optical properties.Comment: 9 pages, 6 figure

A Variational Approach to Extracting the Phonon Mean Free Path Distribution from the Spectral Boltzmann Transport Equation

The phonon Boltzmann transport equation (BTE) is a powerful tool for studying non-diffusive thermal transport. Here, we develop a new universal variational approach to solving the BTE that enables extraction of phonon mean free path (MFP) distributions from experiments exploring non-diffusive transport. By utilizing the known Fourier solution as a trial function, we present a direct approach to calculating the effective thermal conductivity from the BTE. We demonstrate this technique on the transient thermal grating (TTG) experiment, which is a useful tool for studying non-diffusive thermal transport and probing the mean free path (MFP) distribution of materials. We obtain a closed form expression for a suppression function that is materials dependent, successfully addressing the non-universality of the suppression function used in the past, while providing a general approach to studying thermal properties in the non-diffusive regime.Comment: 17 pages, 2 figure

Non-Contact Measurement of Thermal Diffusivity in Ion-Implanted Nuclear Materials

Knowledge of mechanical and physical property evolution due to irradiation damage is essential for the development of future fission and fusion reactors. Ion-irradiation provides an excellent proxy for studying irradiation damage, allowing high damage doses without sample activation. Limited ion-penetration-depth means that only few-micron-thick damaged layers are produced. Substantial effort has been devoted to probing the mechanical properties of these thin implanted layers. Yet, whilst key to reactor design, their thermal transport properties remain largely unexplored due to a lack of suitable measurement techniques. Here we demonstrate non-contact thermal diffusivity measurements in ion-implanted tungsten for nuclear fusion armour. Alloying with transmutation elements and the interaction of retained gas with implantation-induced defects both lead to dramatic reductions in thermal diffusivity. These changes are well captured by our modelling approaches. Our observations have important implications for the design of future fusion power plants.Comment: 15 pages, 3 figure

Unifying first principle theoretical predictions and experimental measurements of size effects on thermal transport in SiGe alloys

In this work, we demonstrate the correspondence between first principle calculations and experimental measurements of size effects on thermal transport in SiGe alloys. Transient thermal grating (TTG) is used to measure the effective thermal conductivity. The virtual crystal approximation under the density functional theory (DFT) framework combined with impurity scattering is used to determine the phonon properties for the exact alloy composition of the measured samples. With these properties, classical size effects are calculated for the experimental geometry of reflection mode TTG using the recently-developed variational solution to the phonon Boltzmann transport equation (BTE), which is verified against established Monte Carlo simulations. We find agreement between theoretical predictions and experimental measurements in the reduction of thermal conductivity (as much as $\sim$ 25\% of the bulk value) across grating periods spanning one order of magnitude. This work provides a framework for the tabletop study of size effects on thermal transport

Extraordinary focusing of sound above a soda can array without time reversal

Recently, Lemoult et al. [Phys. Rev. Lett. 107, 064301 (2011)] used time reversal to focus sound above an array of soda cans into a spot much smaller than the acoustic wavelength in air. In this study, we show that equally sharp focusing can be achieved without time reversal, by arranging transducers around a nearly circular array of soda cans. The size of the focal spot at the center of the array is made progressively smaller as the frequency approaches the Helmholtz resonance frequency of a can from below, and, near the resonance, becomes smaller than the size of a single can. We show that the locally resonant metamaterial formed by soda cans supports a guided wave at frequencies below the Helmholtz resonance frequency. The small focal spot results from a small wavelength of this guided wave near the resonance in combination with a near field effect making the acoustic field concentrate at the opening of a can. The focusing is achieved with propagating rather than evanescent waves. No sub-diffraction-limited focusing is observed if the diffraction limit is defined with respect to the wavelength of the guided mode in the metamaterial medium rather than the wavelength of the bulk wave in air