Twin-Peaks - What the Knowledge-Based Approach Can Say about the Dynamics of the World Income Distribution

One of the most recently observed stylised facts in the field of economic growth is the persistent bimodal shape of the world income distribution.. Of course, some theoretical explanations for this new stylised fact already have been provided by neoclassical growth theory within a maximising framework. Although innovation and technology are recognised as being the driving forces behind growth processes, these models maintain the restrictive assumption of a rational acting representative agent. In this paper we draw on a synergetic approach of evolutionary economics. In the model, the countries' productivity development is depicted as a sequence of relative technological levels and the movement from one level to the next higher one is governed by stochastic transition rates. The motivation for these transition rates is based on the knowledge-based approach of evolutionary economics, thereby taking into account depleting technological opportunities, the effects of technological infrastructure and permanent technological obsolescence due to an ubiquitous scientific progress. With this model we are able to show how a persistent bimodal distribution - the twin peaks - endogenously emerges via self-organisation. This simulated distribution matches well with the kernel density plot, calculated for GDP per worker data relative to the GDP per worker in the USA over the period 1960-90 for a sample of 104 countries. Both the empirical and theoretical results show an evolution of the density function toward bimodality with a decreasing number of countries with low relative productivity levels and an increasing number of countries with high relative productivity levels, indicating a prevalent catching-up during the period of investigation. However, the separation of both groups of countries is getting more significant over time and therefore further catching-up is expected to become increasingly difficult in the future.

Capability-based governance patterns over the product life-cycle: an agent-based model

In recent literature, there is disagreement over the temporal pattern of vertical governance of firms over the product life-cycle. We use a novel neo-Schumpeterian agent-based simulation model to investigate emerging patterns of vertical governance for different levels of imitability and substitutability of capabilities. We find that, in the mature phase of the product life-cycle, firms generally prefer vertical specialization. However, in the early phase, imitability and substitutability, in interplay, determine the governance form preferred. High imitability frustrates appropriation and thereby discourages integration for synergistic advantages. However, firms need not vertically specialize: under low substitutability, incompatibilities reduce the advantages of specialization. When both substitutability and imitability are low, firms can appropriate the value of their inventions and there is no combinatorial advantage of specialization, so firms predominantly integrate. If substitutability is high and imitability is low, the combinatorial advantage of specialization balances with the synergistic advantage of integration

Capability-based governance patterns over the product life-cycle

We investigate patterns of vertical governance over the product life-cycle as function of the capability regime properties imitability and substitutability. We use a novel neo-Schumpeterian model to study emerging governance patterns. We find that, in the era of incremental change, firms prefer vertical specialization. In the era of ferment, no governance form dominates. Imitability and substitutability, in interplay, determine the governance form preferred. High imitability frustrates appropriation and thereby integration for synergistic advantages. However, firms need not vertically specialize: under low substitutability, incompatibilities reduce the advantages of specialization. When both substitutability and imitability are low, firms can appropriate the value of their inventions and there is no combinatorial advantage of specialization, so firms predominantly integrate. If substitutability is high and imitability is low, the combinatorial advantage of specialization balances with the synergistic advantage of integration

Spin-Charge Coupling in lightly doped Nd2−x_{2-x}Cex_{x}CuO4_4

We use neutron scattering to study the influence of a magnetic field on spin structures of Nd$_2$CuO$_4$. On cooling from room temperature, Nd$_2$CuO$_4$ goes through a series of antiferromagnetic (AF) phase transitions with different noncollinear spin structures. While a c-axis aligned magnetic field does not alter the basic zero-field noncollinear spin structures, a field parallel to the CuO$_2$ plane can transform the noncollinear structure to a collinear one ("spin-flop" transition), induce magnetic disorder along the c-axis, and cause hysteresis in the AF phase transitions. By comparing these results directly to the magnetoresistance (MR) measurements of Nd$_{1.975}$Ce$_{0.025}$CuO$_4$, which has essentially the same AF structures as Nd$_2$CuO$_4$, we find that a magnetic-field-induced spin-flop transition, AF phase hysteresis, and spin c-axis disorder all affect the transport properties of the material. Our results thus provide direct evidence for the existence of a strong spin-charge coupling in electron-doped copper oxides.Comment: 12 pages, 12 figure

Method for Measuring the Momentum-Dependent Relative Phase of the Superconducting Gap of High-Temperature Superconductors

The phase variation of the superconducting gap over the (normal) Fermi surface of the high-temperature superconductors remains a significant unresolved question. Is the phase of the gap constant, does it change sign, or is it perhaps complex? A detailed answer to this question would provide important constraints on various pairing mechanisms. Here we propose a new method for measuring the relative gap PHASE on the Fermi surface which is direct, is angle-resolved, and probes the bulk. The required experiments involve measuring phonon linewidths in the normal and superconducting state, with resolution available in current facilities. We primarily address the La_1.85Sr_.15CuO_4 material, but also propose a more detailed study of a specific phonon in Bi_2Sr_2CaCu_2O_8.Comment: 13 pages (revtex) + 5 figures (postscript-included), NSF-ITP-93-2

Polaronic optical absorption in electron-doped and hole-doped cuprates

Polaronic features similar to those previously observed in the photoinduced spectra of cuprates have been detected in the reflectivity spectra of chemically doped parent compounds of high-critical-temperature superconductors, both $n$-type and $p$-type. In Nd$_2$CuO$_{4-y}$ these features, whose intensities depend both on doping and temperature, include local vibrational modes in the far infrared and a broad band centered at $\sim$ 1000 cm$^{-1}$. The latter band is produced by the overtones of two (or three) local modes and is well described in terms of a small-polaron model, with a binding energy of about 500 cm$^{-1}$. Most of the above infrared features are shown to survive in the metallic phase of Nd$_{2-x}$Ce$_x$Cu0$_{4-y}$, Bi$_2$Sr$_2$CuO$_6$, and YBa$_2$Cu$_3$O$_{7-y}$, where they appear as extra-Drude peaks. The occurrence of polarons is attributed to local modes strongly coupled to carriers, as shown by a comparison with tunneling results.Comment: File latex, 31 p., submitted to Physical Review B. Figures may be faxed upon reques

Spectral properties of the t-J model in the presence of hole-phonon interaction

We examine the effects of electron-phonon interaction on the dynamics of the charge carriers doped in two-dimensional (2D) Heisenberg antiferromagnet. The $t$-$J$ model Hamiltonian with a Fr\"ohlich term which couples the holes to a dispersionless (optical) phonon mode is considered for low doping concentration. The evolution of the spectral density function, the density of states, and the momentum distribution function of the holes with an increase of the hole-phonon coupling constant $g$ is studied numerically. As the coupling to a phonon mode increases the quasiparticle spectral weight decreases and a ``phonon satellite'' feature close to the quasi-particle peak becomes more pronounced. Furthermore, strong electron-phonon coupling smears the multi-magnon resonances (``string states'') in the incoherent part of the spectral function. The jump in the momentum distribution function at the Fermi surface is reduced without changing the hole pocket volume, thereby providing a numerical verification of Luttinger theorem for this strongly interacting system. The vertex corrections due to electron- phonon interaction are negligible in spite of the fact that the ratio of the phonon frequency to the effective bandwidth is not small.Comment: REVTeX, 20 pages, 9 figures, to be published in Phys. Rev. B (Nov. 1, 1996

Spontaneous creation of Kibble-Zurek solitons in a Bose-Einstein condensate

When a system crosses a second-order phase transition on a finite timescale, spontaneous symmetry breaking can cause the development of domains with independent order parameters, which then grow and approach each other creating boundary defects. This is known as Kibble-Zurek mechanism. Originally introduced in cosmology, it applies both to classical and quantum phase transitions, in a wide variety of physical systems. Here we report on the spontaneous creation of solitons in Bose-Einstein condensates via the Kibble-Zurek mechanism. We measure the power-law dependence of defects number with the quench time, and provide a check of the Kibble-Zurek scaling with the sonic horizon. These results provide a promising test bed for the determination of critical exponents in Bose-Einstein condensates.Comment: 7 pages, 4 figure

Effect of an Electron-phonon Interaction on the One-electron Spectral Weight of a d-wave Superconductor

We analyze the effects of an electron-phonon interaction on the one-electron spectral weight A(k,omega) of a d_{x^2-y^2} superconductor. We study the case of an Einstein phonon mode with various momentum-dependent electron-phonon couplings and compare the structure produced in A(k,omega) with that obtained from coupling to the magnetic pi-resonant mode. We find that if the strength of the interactions are adjusted to give the same renormalization at the nodal point, the differences in A(k,omega) are generally small but possibly observable near k=(pi,0).Comment: 10 pages, 14 figures (color versions of Figs. 2,4,10,11,12 available upon request

Linear Paul trap design for an optical clock with Coulomb crystals

We report on the design of a segmented linear Paul trap for optical clock applications using trapped ion Coulomb crystals. For an optical clock with an improved short-term stability and a fractional frequency uncertainty of 10^-18, we propose 115In+ ions sympathetically cooled by 172Yb+. We discuss the systematic frequency shifts of such a frequency standard. In particular, we elaborate on high precision calculations of the electric radiofrequency field of the ion trap using the finite element method. These calculations are used to find a scalable design with minimized excess micromotion of the ions at a level at which the corresponding second- order Doppler shift contributes less than 10^-18 to the relative uncertainty of the frequency standard