Residual Entropy of the Mott Insulator with No Symmetry Broken

The half-filled ground state of the Hubbard model on the hypercubic lattice in D dimensions is studied by the Kondo-lattice theory, which is none other than the 1/D expansion theory, but within the constrained Hilbert subspace where no symmetry is allowed to be broken. A gap can open in the single-particle excitation spectrum if and only if the residual entropy or entropy at T=+0 K is nonzero. The Mott insulator with no symmetry broken, if it is possible, is characterized by nonzero residual entropy or nonzero entropy at T=+0 K. This conclusion is consistent with Brinkman and Rice's theory and the dynamical mean-field theory. According to the well-known argument based on the Bethe-ansatz solution, on the other hand, the half-filled ground state in one dimension is the Mott insulator although its residual entropy per unit cell is vanishing in the thermodynamic limit. Two possible explanations are given for the contradiction between the present paper and the well-known argument.Comment: 27 page

Frustrated electron liquids in the Hubbard model

The ground state of the Hubbard model is studied within the constrained Hilbert space where no order parameter exists. The self-energy of electrons is decomposed into the single-site and multisite self-energies. The calculation of the single-site self-energy is mapped to a problem of self-consistently determining and solving the Anderson model. When an electron reservoir is explicitly considered, it is proved that the single-site self-energy is that of a normal Fermi liquid even if the multisite self-energy is anomalous. Thus, the ground state is a normal Fermi liquid in the supreme single-site approximation (S^3A). In the strong-coupling regime, the Fermi liquid is stabilized by the Kondo effect in the S^3A and is further stabilized by the Fock-type term of the superexchange interaction or the resonating-valence-bond (RVB) mechanism beyond the S^3A. The stabilized Fermi liquid is frustrated as much as an RVB spin liquid in the Heisenberg model. It is a relevant unperturbed state that can be used to study a normal or anomalous Fermi liquid and an ordered state in the whole Hilbert space by Kondo lattice theory. Even if higher-order multisite terms than the Fock-type term are considered, the ground state cannot be a Mott insulator. It can be merely a gapless semiconductor even if the multisite self-energy is so anomalous that it is divergent at the chemical potential. A Mott insulator is only possible as a high temperature phase.Comment: 11 pages, no figur

Valley Splitting Theory of SiGe/Si/SiGe Quantum Wells

We present an effective mass theory for SiGe/Si/SiGe quantum wells, with an emphasis on calculating the valley splitting. The theory introduces a valley coupling parameter, $v_v$, which encapsulates the physics of the quantum well interface. The new effective mass parameter is computed by means of a tight binding theory. The resulting formalism provides rather simple analytical results for several geometries of interest, including a finite square well, a quantum well in an electric field, and a modulation doped two-dimensional electron gas. Of particular importance is the problem of a quantum well in a magnetic field, grown on a miscut substrate. The latter may pose a numerical challenge for atomistic techniques like tight-binding, because of its two-dimensional nature. In the effective mass theory, however, the results are straightforward and analytical. We compare our effective mass results with those of the tight binding theory, obtaining excellent agreement.Comment: 13 pages, 7 figures. Version submitted to PR

Rashba spin splitting in biased semiconductor quantum wells

Rashba spin splitting (RSS) in biased semiconductor quantum wells is investigated theoretically based on the eight-band envelope function model. We find that at large wave vectors, RSS is both nonmonotonic and anisotropic as a function of in-plane wave vector, in contrast to the widely used linear and isotropic model. We derive an analytical expression for RSS, which can correctly reproduce such nonmonotonic behavior at large wave vectors. We also investigate numerically the dependence of RSS on the various band parameters and find that RSS increases with decreasing band gap and subband index, increasing valence band offset, external electric field, and well width. Our analytical expression for RSS provides a satisfactory explanation to all these features.Comment: 5 pages, 4 figures, author names corrected, submitted to Phys. Rev.

Magnetic and charge structures in itinerant-electron magnets: Coexistence of multiple SDW and CDW

A theory of Kondo lattices is applied to studying possible magnetic and charge structures of itinerant-electron antiferromagnets. Even helical spin structures can be stabilized when the nesting of the Fermi surface is not sharp and the superexchange interaction, which arises from the virtual exchange of pair excitations across the Mott-Hubbard gap, is mainly responsible for magnetic instability. Sinusoidal spin structures or spin density waves (SDW) are only stabilized when the nesting of the Fermi surface is sharp enough and a novel exchange interaction arising from that of pair excitations of quasi-particles is mainly responsible for magnetic instability. In particular, multiple SDW are stabilized when their incommensurate ordering wave-numbers $\pm{\bf Q}$ are multiple; magnetizations of different $\pm{\bf Q}$ components are orthogonal to each other in double and triple SDW when magnetic anisotropy is weak enough. Unless $\pm 2{\bf Q}$ are commensurate, charge density waves (CDW) with $\pm 2{\bf Q}$ coexist with SDW with $\pm{\bf Q}$. Because the quenching of magnetic moments by the Kondo effect depends on local numbers of electrons, the phase of CDW or electron densities is such that magnetic moments are large where the quenching is weak. It is proposed that the so called stipe order in cuprate-oxide high-temperature superconductors must be the coexisting state of double incommensurate SDW and CDW.Comment: 10 pages, no figure

Resonant X-Ray Scattering from the Quadrupolar Ordering Phase of CeB_6

We theoretically investigate the origin of the resonant x-ray scattering (RXS) signal near the Ce $L_{III}$ absorption edge in the quadrupolar ordering phase of CeB$_6$, considering the intersite interaction between the $\Gamma_8$ states in the initial state. The anisotropic charge distribution of the $4f$ states modulates the $5d$ states through the intra-atomic Coulomb interaction and thereby generates a large RXS superlattice intensity. The temperature and magnetic field dependence indicates that the induced dipolar and octupolar orders have little influence on the RXS spectra, in good agreement with the recent experiment.Comment: 4 pages, 4 figure

Size Dependence In The Disordered Kondo Problem

We study here the role randomly-placed non-magnetic scatterers play on the Kondo effect. We show that spin relaxation effects (with time $\tau_s^o$)in the vertex corrections to the Kondo self-energy lead to an exact cancellation of the singular temperature dependence arising from the diffusion poles. For a thin film of thickness $L$ and a mean-free path $\ell$, disorder provides a correction to the Kondo resistivity of the form $\tau_s^o/(k_FL\ell^2)\ln T$ that explains both the disorder and sample-size depression of the Kondo effect observed by Blachly and Giordano (PRB {\bf 51}, 12537 (1995)).Comment: 11 pages, LaTeX, 2 Postscript figure