Action and Energy of the Gravitational Field

We present a detailed examination of the variational principle for metric general relativity as applied to a ``quasilocal'' spacetime region \M (that is, a region that is both spatially and temporally bounded). Our analysis relies on the Hamiltonian formulation of general relativity, and thereby assumes a foliation of \M into spacelike hypersurfaces $\Sigma$. We allow for near complete generality in the choice of foliation. Using a field--theoretic generalization of Hamilton--Jacobi theory, we define the quasilocal stress-energy-momentum of the gravitational field by varying the action with respect to the metric on the boundary \partial\M. The gravitational stress-energy-momentum is defined for a two--surface $B$ spanned by a spacelike hypersurface in spacetime. We examine the behavior of the gravitational stress-energy-momentum under boosts of the spanning hypersurface. The boost relations are derived from the geometrical and invariance properties of the gravitational action and Hamiltonian. Finally, we present several new examples of quasilocal energy--momentum, including a novel discussion of quasilocal energy--momentum in the large-sphere limit towards spatial infinity.Comment: To be published in Annals of Physics. This final version includes two new sections, one giving examples of quasilocal energy and the other containing a discussion of energy at spatial infinity. References have been added to papers by Bose and Dadhich, Anco and Tun

Canonical Quasilocal Energy and Small Spheres

Consider the definition E of quasilocal energy stemming from the Hamilton-Jacobi method as applied to the canonical form of the gravitational action. We examine E in the standard "small-sphere limit," first considered by Horowitz and Schmidt in their examination of Hawking's quasilocal mass. By the term "small sphere" we mean a cut S(r), level in an affine radius r, of the lightcone belonging to a generic spacetime point. As a power series in r, we compute the energy E of the gravitational and matter fields on a spacelike hypersurface spanning S(r). Much of our analysis concerns conceptual and technical issues associated with assigning the zero-point of the energy. For the small-sphere limit, we argue that the correct zero-point is obtained via a "lightcone reference," which stems from a certain isometric embedding of S(r) into a genuine lightcone of Minkowski spacetime. Choosing this zero-point, we find agreement with Hawking's quasilocal mass expression, up to and including the first non-trivial order in the affine radius. The vacuum limit relates the quasilocal energy directly to the Bel-Robinson tensor.Comment: revtex, 22 p, uses amssymb option (can be removed

Positivity of Entropy in the Semi-Classical Theory of Black Holes and Radiation

Quantum stress-energy tensors of fields renormalized on a Schwarzschild background violate the classical energy conditions near the black hole. Nevertheless, the associated equilibrium thermodynamical entropy $\Delta S$ by which such fields augment the usual black hole entropy is found to be positive. More precisely, the derivative of $\Delta S$ with respect to radius, at fixed black hole mass, is found to vanish at the horizon for {\it all} regular renormalized stress-energy quantum tensors. For the cases of conformal scalar fields and U(1) gauge fields, the corresponding second derivative is positive, indicating that $\Delta S$ has a local minimum there. Explicit calculation shows that indeed $\Delta S$ increases monotonically for increasing radius and is positive. (The same conclusions hold for a massless spin 1/2 field, but the accuracy of the stress-energy tensor we employ has not been confirmed, in contrast to the scalar and vector cases). None of these results would hold if the back-reaction of the radiation on the spacetime geometry were ignored; consequently, one must regard $\Delta S$ as arising from both the radiation fields and their effects on the gravitational field. The back-reaction, no matter how "small",Comment: 19 pages, RevTe

The Microcanonical Functional Integral. I. The Gravitational Field

The gravitational field in a spatially finite region is described as a microcanonical system. The density of states $\nu$ is expressed formally as a functional integral over Lorentzian metrics and is a functional of the geometrical boundary data that are fixed in the corresponding action. These boundary data are the thermodynamical extensive variables, including the energy and angular momentum of the system. When the boundary data are chosen such that the system is described semiclassically by {\it any} real stationary axisymmetric black hole, then in this same approximation $\ln\nu$ is shown to equal 1/4 the area of the black hole event horizon. The canonical and grand canonical partition functions are obtained by integral transforms of $\nu$ that lead to "imaginary time" functional integrals. A general form of the first law of thermodynamics for stationary black holes is derived. For the simpler case of nonrelativistic mechanics, the density of states is expressed as a real-time functional integral and then used to deduce Feynman's imaginary-time functional integral for the canonical partition function.Comment: 29 pages, plain Te

Action Principle for the Generalized Harmonic Formulation of General Relativity

An action principle for the generalized harmonic formulation of general relativity is presented. The action is a functional of the spacetime metric and the gauge source vector. An action principle for the Z4 formulation of general relativity has been proposed recently by Bona, Bona--Casas and Palenzuela (BBP). The relationship between the generalized harmonic action and the BBP action is discussed in detail.Comment: This version is contains more thorough presentations and discussions of the key results. To be published in PRD. (8 pages, no figures

A Liquid Model Analogue for Black Hole Thermodynamics

We are able to characterize a 2--dimensional classical fluid sharing some of the same thermodynamic state functions as the Schwarzschild black hole. This phenomenological correspondence between black holes and fluids is established by means of the model liquid's pair-correlation function and the two-body atomic interaction potential. These latter two functions are calculated exactly in terms of the black hole internal (quasilocal) energy and the isothermal compressibility. We find the existence of a ``screening" like effect for the components of the liquid.Comment: 20 pages and 6 Encapsulated PostScript figure

New variables, the gravitational action, and boosted quasilocal stress-energy-momentum

This paper presents a complete set of quasilocal densities which describe the stress-energy-momentum content of the gravitational field and which are built with Ashtekar variables. The densities are defined on a two-surface $B$ which bounds a generic spacelike hypersurface $\Sigma$ of spacetime. The method used to derive the set of quasilocal densities is a Hamilton-Jacobi analysis of a suitable covariant action principle for the Ashtekar variables. As such, the theory presented here is an Ashtekar-variable reformulation of the metric theory of quasilocal stress-energy-momentum originally due to Brown and York. This work also investigates how the quasilocal densities behave under generalized boosts, i. e. switches of the $\Sigma$ slice spanning $B$. It is shown that under such boosts the densities behave in a manner which is similar to the simple boost law for energy-momentum four-vectors in special relativity. The developed formalism is used to obtain a collection of two-surface or boost invariants. With these invariants, one may ``build" several different mass definitions in general relativity, such as the Hawking expression. Also discussed in detail in this paper is the canonical action principle as applied to bounded spacetime regions with ``sharp corners."Comment: Revtex, 41 Pages, 4 figures added. Final version has been revised and improved quite a bit. To appear in Classical and Quantum Gravit