Sum Rules and Ward Identities in the Kondo Lattice

We derive a generalized Luttinger-Ward expression for the Free energy of a many body system involving a constrained Hilbert space. In the large $N$ limit, we are able to explicity write the entropy as a functional of the Green's functions. Using this method we obtain a Luttinger sum rule for the Kondo lattice. One of the fascinating aspects of the sum rule, is that it contains two components, one describing the heavy electron Fermi surface, the other, a sea of oppositely charged, spinless fermions. In the heavy electron state, this sea of spinless fermions is completely filled and the electron Fermi surface expands by one electron per unit cell to compensate the positively charged background, forming a ``large'' Fermi surface. Arbitrarily weak magnetism causes the spinless Fermi sea to annihilate with part of the Fermi sea of the conduction electrons, leading to a small Fermi surface. Our results thus enable us to show that the Fermi surface volume contracts from a large, to a small volume at a quantum critical point. However, the sum rules also permit the possible formation of a new phase, sandwiched between the antiferromagnet and the heavy electron phase, where the charged spinless fermions develop a true Fermi surface.Comment: 24 pages, 4 figures. Version two contains a proof of the "Entropy formula" which connects the entropy directly to the Green's functions. Version three contains corrections to typos and a more extensive discussion of the physics at finite

Quantum replica approach to the under-screened Kondo model

We extend the Schwinger boson large N treatment of the underscreened Kondo model in a way that correctly captures the finite elastic phase shift in the singular Fermi liquid. The new feature of the approach, is the introduction of a flavor quantum number with K possible values, associated with the Schwinger boson representation. The large N limit is taken maintaining the ratio k=K/N fixed. This approach differs from previous approaches, in that we do not explicitly enforce a constraint on the spin representation of the Schwinger bosons. Instead, the energetics of the Kondo model cause the bosonic degrees of freedom to ``self assemble'' into a ground-state in which the spins of K bosons and N-K conduction electrons are antisymmetrically arranged into a Kondo singlet. With this device, the large N limit can be taken, in such a way that a fraction K/N of the Abrikosov Suhl resonance is immersed inside the Fermi sea. We show how this method can be used to model the full energy dependence of the singular Abrikosov Suhl resonance in the underscreened Kondo model and the field-dependent magnetization.Comment: Revised draft, with plots explicitly showing logarithmic scaling of inverse coupling constant. Small corrections prior to submission to journa

Gapless Color Superconductivity

We present the dispersion relations for quasiparticle excitations about the color-flavor locked ground state of QCD at high baryon density. In the presence of condensates which pair light and strange quarks there need not be an energy gap in the quasiparticle spectrum. This raises the possibility of gapless color superconductivity, with a Meissner effect but no minimum excitation energy. Analysis within a toy model suggests that gapless color superconductivity may occur only as a metastable phase.Comment: 4 pages, Revtex, eps figures include

Nucleation of superconducting pairing states at mesoscopic scales at zero temperature

We find the spin polarized disordered Fermi liquids are unstable to the nucleation of superconducting pairing states at mesoscopic scales even when magnetic fields which polarize the spins are substantially higher than the critical one. We study the probability of finding superconducting pairing states at mesoscopic scales in this limit. We find that the distribution function depends only on the film conductance. The typical length scale at which pairing takes place is universal, and decreases when the magnetic field is increased. The number density of these states determines the strength of the random exchange interactions between mesoscopic pairing states.Comment: 11 pages, no figure

Fermi liquid identities for the Infinite U Anderson Model

We show how the electron gas methods of Luttinger, Ward and Nozi\`eres can be applied to the infinite U Anderson impurity model within a Schwinger boson treatment. Working to all orders in a 1/N expansion, we show how the Friedel Langreth relationship, the Yamada-Yosida-Yoshimori and the Shiba-Korringa relations can be derived, under the assumption that the spinon and holon fields are gapped. One of the remarkable features of this treatment, is that the Landau amplitudes depend on the exchange of low energy virtual spinons and holons. We end the paper with a discussion on the extension of our approach to the lattice, where the spinon-holon is expected to close at a quantum critical point.Comment: 18 pages. Version 2 revised after referees comment

Anisotropy of Thermal Conductivity and Possible Signature of the Fulde-Ferrell-Larkin-Ovchinnikov state in CeCoIn_5

We have measured the thermal conductivity of the heavy-fermion superconductor CeCoIn_5 in the vicinity of the upper critical field, with the magnetic field perpendicular to the c axis. Thermal conductivity displays a discontinuous jump at the superconducting phase boundary below critical temperature T_0 ~ 1 K, indicating a change from a second to first order transition and confirming the recent results of specific heat measurements on CeCoIn_5. In addition, the thermal conductivity data as a function of field display a kink at a field H_k below the superconducting critical field, which closely coincides with the recently discovered anomaly in specific heat, tentatively identified with the appearance of the spatially inhomogeneous Fulde-Ferrell-Larkin-Ovchinnikov (FFLO) superconducting state. Our results indicate that the thermal conductivity is enhanced within the FFLO state, and call for further theoretical investigations of the order parameter's real space structure (and, in particular, the structure of vortices) and of the thermal transport within the inhomogeneous FFLO state.Comment: 19 pages, 6 figures, submitted to Prhys. Rev.

Andreev magnetotransport in low-dimensional proximity structures: Spin-dependent conductance enhancement

We study the excess conductance due to the superconducting proximity effect in a ballistic two-dimensional electron system subject to an in-plane magnetic field. We show that under certain conditions the interplay of the Zeeman spin splitting and the effect of a screening supercurrent gives rise to a spin-selective Andreev enhancement of the conductance and anomalies in its voltage, temperature and magnetic field characteristics. The magnetic-field influence on Andreev reflection is discussed in the context of using superconducting hybrid junctions for spin detection.Comment: 4 pages, 5 figure

Universal Spin-Flip Transition in Itinerant Antiferromagnets

We report a universal spin flip (SF) transition as a function of temperature in spin-density-wave (SDW) systems. At low temperatures the antiferromagnetic (AFM) polarization is parallel to the applied field and above a critical temperature the AFM polarization {\it flips} perpendicular to the field. This transition occurs in {\it any} SDW system and may be considered as a qualitative probe of the itinerant character of AFM in a given material. Our SF transition resolves the longstanding puzzle of the SF transition observed in cromium and may be at the origin of the equally puzzling SDW-I to SDW-II transition in Bechgaard salts for which we make experimental predictions

Non-equilibrium Differential Conductance through a Quantum Dot in a Magnetic Field

We derive an exact expression for the differential conductance for a quantum dot in an arbitrary magnetic field for small bias voltage. The derivation is based on the symmetric Anderson model using renormalized perturbation theory and is valid for all values of the on-site interaction $U$ including the Kondo regime. We calculate the critical magnetic field for the splitting of the Kondo resonance to be seen in the differential conductivity as function of bias voltage. Our calculations for small field show that the peak position of the component resonances in the differential conductance are reduced substantially from estimates using the equilibrium Green's function. We conclude that it is important to take the voltage dependence of the local retarded Green's function into account in interpreting experimental resultsComment: 8 pages, 4 figures; Replaced by a fully revised version with minor corrections in the tex

Nonperturbative Scaling Theory of Free Magnetic Moment Phases in Disordered Metals

The crossover between a free magnetic moment phase and a Kondo phase in low dimensional disordered metals with dilute magnetic impurities is studied. We perform a finite size scaling analysis of the distribution of the Kondo temperature as obtained from a numerical renormalization group calculation of the local magnetic susceptibility and from the solution of the self-consistent Nagaoka-Suhl equation. We find a sizable fraction of free (unscreened) magnetic moments when the exchange coupling falls below a disorder-dependent critical value $J_{\rm c}$. Our numerical results show that between the free moment phase due to Anderson localization and the Kondo screened phase there is a phase where free moments occur due to the appearance of random local pseudogaps at the Fermi energy whose width and power scale with the elastic scattering rate $1/\tau$.Comment: 4 pages, 6 figure