Integer-forcing in multiterminal coding: uplink-downlink duality and source-channel duality

Interference is considered to be a major obstacle to wireless communication. Popular approaches, such as the zero-forcing receiver in MIMO (multiple-input and multiple-output) multiple-access channel (MAC) and zero-forcing (ZF) beamforming in MIMO broadcast channel (BC), eliminate the interference first and decode each codeword separately using a conventional single-user decoder. Recently, a transceiver architecture called integer-forcing (IF) has been proposed in the context of the MIMO Gaussian multiple-access channel to exploit integer-linear combinations of the codewords. Instead of treating other codewords as interference, the integer-forcing approach decodes linear combinations of the codewords from different users and solves for desired codewords. Integer-forcing can closely approach the performance of the optimal joint maximum likelihood decoder. An advanced version called successive integer-forcing can achieve the sum capacity of the MIMO MAC channel. Several extensions of integer-forcing have been developed in various scenarios, such as integer-forcing for the Gaussian MIMO broadcast channel, integer-forcing for Gaussian distributed source coding and integer-forcing interference alignment for the Gaussian interference channel. This dissertation demonstrates duality relationships for integer-forcing among three different channel models. We explore in detail two distinct duality types in this thesis: uplink-downlink duality and source-channel duality. Uplink-downlink duality is established for integer-forcing between the Gaussian MIMO multiple-access channel and its dual Gaussian MIMO broadcast channel. We show that under a total power constraint, integer-forcing can achieve the same sum rate in both cases. We further develop a dirty-paper integer-forcing scheme for the Gaussian MIMO BC and show an uplink-downlink duality with successive integer-forcing for the Gaussian MIMO MAC. The source-channel duality is established for integer-forcing between the Gaussian MIMO multiple-access channel and its dual Gaussian distributed source coding problem. We extend previous results for integer-forcing source coding to allow for successive cancellation. For integer-forcing without successive cancellation in both channel coding and source coding, we show the rates in two scenarios lie within a constant gap of one another. We further show that there exists a successive cancellation scheme such that both integer-forcing channel coding and integer-forcing source coding achieve the same rate tuple

The Degrees of Freedom of the MIMO Y-channel

The degrees of freedom (DoF) of the MIMO Y-channel, a multi-way communication network consisting of 3 users and a relay, are characterized for arbitrary number of antennas. The converse is provided by cut-set bounds and novel genie-aided bounds. The achievability is shown by a scheme that uses beamforming to establish network coding on-the-fly at the relay in the uplink, and zero-forcing pre-coding in the downlink. It is shown that the network has min{2M_2+2M_3,M_1+M_2+M_3,2N} DoF, where M_j and N represent the number of antennas at user j and the relay, respectively. Thus, in the extreme case where M_1+M_2+M_3 dominates the DoF expression and is smaller than N, the network has the same DoF as the MAC between the 3 users and the relay. In this case, a decode and forward strategy is optimal. In the other extreme where 2N dominates, the DoF of the network is twice that of the aforementioned MAC, and hence network coding is necessary. As a byproduct of this work, it is shown that channel output feedback from the relay to the users has no impact on the DoF of this channel.Comment: 5 pages, 4 figures, ISIT 201