Advanced index modulation techniques for future wireless networks

In the research study proposed in this Ph.D Thesis, we consider Index Modulation as a novel tool to enhance energy and spectral efficiencies for upcoming 5G networks, including wireless sensor networks and internet of things. In this vein, spatial modulation was proposed to enhance the capacity of wireless systems to partially achieve the capacity of MIMO systems but at lower cost, making it a technique that has attracted significant attention over the past few years. As such, SM schemes have been regarded as possible candidates for spectrum- and energy-efficient next generation MIMO systems. However, the implementation of the SM is also challenging because of its heavy dependence on channel characteristics, channel correlation, corrupted CSI and the need to have adequate spacing between antennas. Moreover, the SM requires multiple antennas at the transmitter which adds cost to the hardware implementation. In addition, the number of mapped bits in SM is limited by the physical size of the wireless device where only small number of antennas can be used. The switching time wasted by RF antenna switches adds to the complexity of the issue. In this Thesis, we study the drawbacks of SM in the articles indicated, namely Performance Comparison of Spatial Modulation Detectors Under Channel Impairments that is placed in the Appendix at the end of Thesis as it is a conference paper, and The Impact of Antenna Switching Time on Spatial Modulation that is put in Chapter 1. In the first article, we have shown that channel impairments have serious impacts on the BER performance and on the capacity of the SM system and that the SM is too sensitive to both imperfect and correlated channels. In the second article, we have demonstrated that the switching time defined as the time needed by the system to turn off an antenna and turn on another one, which is an inherent property of RF industrial switches used in SM systems, is in the order of nanoseconds and naturally influences the transmission rate of SM systems because of introducing systematic transmission gaps or pauses. Given the speed limitation of practical RF switches in performing transitions, antenna transition-based technologies like SM schemes are capped in terms of data rate performance. In fact, the effective data rate of SM will remain hostage to developments in industrial RF switches. This brings restrictions to the implementation and operation issues when extremely high data rates become a necessity. It is shown by the assemblage of our results that the switching time Tsw which is a requirement for transitions between antennas to happen, dictates restrictions on data rate, capacity and spectral efficiency of SM systems. Furthermore, we propose baseband non-hardware-based indexing modulation schemes based on frequency-index modulation, coherent chaotic modulation and non-coherent differential chaotic modulation schemes as potential alternatives to SM, that would also fit wireless sensor networks and internet of things applications. In this regard, we have proposed three articles. The first article which represents frequency index modulation is called Frequency Index Modulation for Low Complexity Low Energy Communication Networks and is placed in Chapter 2 of this Thesis. In this article, we explore a low complexity multi-user communication system based on frequency index modulation that suits Internet of Things (IoT) applications and we show that such a system would constitute an excellent candidate for wireless sensor applications, where it represents a simpler substitution for frequency-hopping (FH) based architectures, in which the hops carry extra bits. The third article which concerns coherent chaotic modulation is called Design of an Initial-Condition Index Chaos Shift Keying Modulation and is located in Chapter 3. In this article, an initial condition index chaos shift keying modulation is proposed. This design aims to increase the spectral and energy efficiencies to unprecedented levels. The proposed scheme exploits the initial conditions to generate different chaotic sequences to convey extra bits per transmission. In comparison to rival modulation schemes, the results obtained in the proposed work show a promising data rate boost and a competitive performance. The last article employs a non-coherent differential chaotic shift-key system named Permutation Index DCSK Modulation Technique for Secure Multi-User High-Data-Rate Communication Systems that is found in the Appendix. In this original design, where each data frame is divided into two time slots in which the reference chaotic signal is sent in the first time slot and a permuted replica of the reference signal multiplied by the modulating bit is sent in the second time slot, we target enhancing data security, energy and spectral efficiencies. Overall, in light of the high demands for bandwidth and energy efficiencies of futuristic systems, the suggested soft indexing mechanisms are successful candidates with promising results

Mitigation techniques through spatial diversity combining and relay-assisted technology in a turbulence impaired and misaligned free space optical channel.

Doctor of Philosophy in Electronic Engineering. University of KwaZulu-Natal, Durban, 2018.In recent times, spectrum resource scarcity in Radio Frequency (RF) systems is one of the biggest and prime issues in the area of wireless communications. Owing to the cost of spectrum, increase in the bandwidth allocation as alternative solution, employed in the recent past, does no longer offer an effective means to fulfilling high demand in higher data rates. Consequently, Free Space Optical (FSO) communication systems has received considerable attention in the research community as an attractive means among other popular solutions to offering high bandwidth and high capacity compared to conventional RF systems. In addition, FSO systems have positive features which include license-free operation, cheap and ease of deployment, immunity to interference, high security, etc. Thus, FSO systems have been favoured in many areas especially, as a viable solution for the last-mile connectivity problem and a potential candidate for heterogeneous wireless backhaul network. With these attractive features, however, FSO systems are weather-dependent wireless channels. Therefore, it is usually susceptible to atmospheric induced turbulence, pointing error and attenuation under adverse weather conditions which impose severe challenges on the system performance and transmission reliability. Thus, before widespread deployment of the system will be possible, promising mitigation techniques need to be found to address these problems. In this thesis, the performance of spatial diversity combining and relay-assisted techniques with Spatial Modulation (SM) as viable mitigating tools to overcome the problem of atmospheric channel impairments along the FSO communication system link is studied. Firstly, the performance analysis of a heterodyne FSO-SM system with different diversity combiners such as Maximum Ratio Combining (MRC), Equal Gain Combining (EGC) and Selection Combining (SC) under the influence of lognormal and Gamma-Gamma atmospheric-induced turbulence fading is presented. A theoretical framework for the system error is provided by deriving the Average Pairwise Error Probability (APEP) expression for each diversity scheme under study and union bounding technique is applied to obtain their Average Bit Error Rate (ABER). Under the influence of Gamma-Gamma turbulence, an APEP expression is obtained through a generalized infinite power series expansion approach and the system performance is further enhanced by convolutional coding technique. Furthermore, the performance of proposed system under the combined effect of misalignment and Gamma-Gamma turbulence fading is also studied using the same mathematical approach. Moreover, the performance analysis of relay-assisted dual-hop heterodyne FSO-SM system with diversity combiners over a Gamma-Gamma atmospheric turbulence channel using Decode-and-Forward (DF) relay and Amplify-and-Forward (AF) relay protocols also is presented. Under DF dual-hop FSO system, power series expansion of the modified Bessel function is used to derive the closed-form expression for the end-to-end APEP expressions for each of the combiners under study over Gamma-Gamma channel, and a tight upper bound on the ABER per hop is given. Thus, the overall end-to-end ABER for the dual-hop FSO system is then evaluated. Under AF dual-hop FSO system, the statistical characteristics of AF relay in terms of Moment Generating Function (MGF), Probability Density Function (PDF) and Cumulative Distribution Function (CDF) are derived for the combined Gamma-Gamma turbulence and/or pointing error distributions channel in terms of Meijer-G function. Based on these expressions, the APEP for each of the under studied combiners is determined and the ABER for the system is given by using union bounding technique. By utilizing the derived ABER expressions, the effective capacity for the considered system is then obtained. Furthermore, the performance of a dual-hop heterodyne FSO-SM asymmetric RF/FSO relaying system with MRC as mitigation tools at the destination is evaluated. The RF link experiences Nakagami-m distribution and FSO link is subjected to Gamma-Gamma distribution with and/or without pointing error. The MGF of the system equivalent SNR is derived using the CDF of the system equivalent SNR. Utilizing the MGF, the APEP for the system is then obtained and the ABER for the system is determined. Finally, owing to the slow nature of the FSO channel, the Block Error Rate (BLER) performance of FSO Subcarrier Intensity Modulation (SIM) system with spatial diversity combiners employing Binary Phase Shift Keying (BPSK) modulation over Gamma-Gamma atmospheric turbulence with and without pointing error is studied. The channel PDF for MRC and EGC by using power series expansion of the modified Bessel function is derived. Through this, the BLER closed-form expressions for the combiners under study are obtained