Distributed space-time block coding in cooperative relay networks with application in cognitive radio

Spatial diversity is an effective technique to combat the effects of severe fading in wireless environments. Recently, cooperative communications has emerged as an attractive communications paradigm that can introduce a new form of spatial diversity which is known as cooperative diversity, that can enhance system reliability without sacrificing the scarce bandwidth resource or consuming more transmit power. It enables single-antenna terminals in a wireless relay network to share their antennas to form a virtual antenna array on the basis of their distributed locations. As such, the same diversity gains as in multi-input multi-output systems can be achieved without requiring multiple-antenna terminals. In this thesis, a new approach to cooperative communications via distributed extended orthogonal space-time block coding (D-EO-STBC) based on limited partial feedback is proposed for cooperative relay networks with three and four relay nodes and then generalized for an arbitrary number of relay nodes. This scheme can achieve full cooperative diversity and full transmission rate in addition to array gain, and it has certain properties that make it alluring for practical systems such as orthogonality, flexibility, low computational complexity and decoding delay, and high robustness to node failure. Versions of the closed-loop D-EO-STBC scheme based on cooperative orthogonal frequency division multiplexing type transmission are also proposed for both flat and frequency-selective fading channels which can overcome imperfect synchronization in the network. As such, this proposed technique can effectively cope with the effects of fading and timing errors. Moreover, to increase the end-to-end data rate, this scheme is extended for two-way relay networks through a three-time slot framework. On the other hand, to substantially reduce the feedback channel overhead, limited feedback approaches based on parameter quantization are proposed. In particular, an optimal one-bit partial feedback approach is proposed for the generalized D-O-STBC scheme to maximize the array gain. To further enhance the end-to-end bit error rate performance of the cooperative relay system, a relay selection scheme based on D-EO-STBC is then proposed. Finally, to highlight the utility of the proposed D-EO-STBC scheme, an application to cognitive radio is studied

Contributions to the Performance Analysis of Intervehicular Communications Systems and Schemes

RÉSUMÉ Le but des systèmes de communication intervéhicule (Inter-Vehicle Communication – IVC) est d'améliorer la sécurité de conduite en utilisant des capteurs et des techniques de communication sans fil pour être en mesure de communiquer mutuellement sans aucune intervention extérieure. Avec l'utilisation de ces systèmes, les communications véhicule à véhicule (V2V) peuvent être plus efficaces dans la prévention des accidents et la décongestion de la circulation que si chaque véhicule travaillait individuellement. Une des solutions proposées pour les systèmes IVC est l’utilisation des systèmes de communication coopérative, qui en principe, augmentent l'efficacité spectrale et énergétique, la couverture du réseau, et réduit la probabilité de défaillance. La diversité d'antenne (entrées multiples sorties multiples « Multiple-Input Multiple-Output » ou MIMO) peut également être une alternative pour les systèmes IVC pour améliorer la capacité du canal et la diversité (fiabilité), mais en échange d’une complexité accrue. Toutefois, l'application de telles solutions est difficile, car les communications sans fil entre les véhicules sont soumises à d’importants effets d'évanouissements des canaux appelés (canaux sujets aux évanouissements de n*Rayleigh, « n*Rayleigh fading channels»), ce qui conduit à la dégradation des performances. Par conséquent, dans cette thèse, nous proposons une analyse de la performance globale des systèmes de transmission coopératifs et MIMO sur des canaux sujets aux évanouissements de n*Rayleigh. Cette analyse permettra d’aider les chercheurs pour la conception et la mise en œuvre de systèmes de communication V2V avec une complexité moindre. En particulier, nous étudions d'abord la performance de la sélection du relais de coopération avec les systèmes IVC, on suppose que la transmission via « Amplify-and-Forward» (AF) ou bien «Decode-and-Forward» (DF) est assurée par N relais pour transférer le message de la source à la destination. La performance du système est analysée en termes de probabilité de défaillance, la probabilité d'erreur de symbole, et la capacité moyenne du canal. Les résultats numériques démontrent que la sélection de relais réalise une diversité de l'ordre de (d≈mN/n) pour les deux types de relais, où m est un paramètre évanouissement de Rayleigh en cascade. Nous étudions ensuite la performance des systèmes IVC à sauts multiples avec et sans relais régénératifs. Dans cette étude, nous dérivons des expressions approximatives pour la probabilité de défaillance et le niveau d’évanouissement lorsque la diversité en réception basée sur le ratio maximum de combinaison (MRC) est employée. En outre, nous analysons la répartition de puissance pour le système sous-jacent afin de minimiser la probabilité globale de défaillance. Nous montrons que la performance des systèmes régénératifs est meilleure que celle des systèmes non régénératifs lorsque l’ordre de cascade n est faible, tandis qu’ils ont des performances similaires lorsque n est élevé. Ensuite, nous considérons le problème de la détection de puissance des signaux inconnus aux n* canaux de Rayleigh. Dans ce travail, de nouvelles expressions approximatives sont dérivées de la probabilité de détection moyenne avec et sans diversité en réception MRC. En outre, la performance du système est analysée lorsque la détection de spectre coopérative (CSS) est considérée sous diverses contraintes de canaux (par exemple, les canaux de communication parfaits et imparfaits). Les résultats numériques ont montré que la fiabilité de détection diminue à mesure que l'ordre n augmente et s’améliore sensiblement lorsque CSS emploie le schéma MRC. Il est démontré que CSS avec le schéma MRC maintient la probabilité de fausse alarme minimale dans les canaux d’information imparfaite plutôt que d'augmenter le nombre d'utilisateurs en coopération. Enfin, nous présentons une nouvelle approche pour l'analyse des performances des systèmes IVC sur n*canaux de Rayleigh, en utilisant n_T antennes d'émission et n_R antennes de réception pour lutter contre l'effet d’évanouissement. Dans ce contexte, nous évaluons la performance des systèmes MIMO-V2V basés sur la sélection des antennes d'émission avec un ratio maximum de combinaison (TAS/MRC) et la sélection combinant (TAS/SC). Dans cette étude, nous dérivons des expressions analytiques plus précises pour la probabilité de défaillance, la probabilité d'erreur de symbole, et l’évanouissement sur n*canaux Rayleigh. Il est montré que les deux régimes ont le même ordre de diversité maximale équivalent à (d≈mn_T n_R /n) . En outre, TAS / MRC offre un gain de performance mieux que TAS/ SC lorsque le nombre d'antennes de réception est plus que celle des antennes d’émission, mais l’amélioration de la performance est limitée lorsque n augmente.----------Abstract The purpose of intervehicular communication (IVC) systems is to enhance driving safety, in which vehicles use sensors and wireless communication techniques to talk to each other without any roadside intervention. Using these systems, vehicle-to-vehicle (V2V) communications can be more effective in avoiding accidents and traffic congestion than if each vehicle works individually. A potential solution can be implemented in this research area using cooperative communications systems which, in principle, increase spectral and power efficiency, network coverage, and reduce the outage probability. Antenna diversity (i.e., multiple-input multiple output (MIMO) systems) can also be an alternative solution for IVC systems to enhance channel capacity and diversity (reliability) but in exchange of an increased complexity. However, applying such solutions is challenging since wireless communications among vehicles is subject to harsh fading channels called ‘n*Rayleigh fading channels’, which leads to performance degradation. Therefore, in this thesis we provide a comprehensive performance analysis of cooperative transmission and MIMO systems over n*Rayleigh fading channels that help researchers for the design and implementation of V2V communication systems with lower complexity. Specifically, we first investigate the performance of cooperative IVC systems with relay selection over n*Rayleigh fading channels, assuming that both the decode-and-forward and the amplify-and-forward relaying protocols are achieved by N relays to transfer the source message to the destination. System performance is analyzed in terms of outage probability, symbol error probability, and average channel capacity. The numerical results have shown that the best relay selection approach achieves the diversity order of (d≈mN/n) where m is a cascaded Rayleigh fading parameter. Second, we investigate the performance of multihop-IVC systems with regenerative and non-regenerative relays. In this study, we derive approximate closed-form expressions for the outage probability and amount of fading when the maximum ratio combining (MRC) diversity reception is employed. Further, we analyze the power allocation for the underlying scheme in order to minimize the overall outage probability. We show that the performance of regenerative systems is better than that of non-regenerative systems when the cascading order n is low and they have similar performance when n is high. Third, we consider the problem of energy detection of unknown signals over n*Rayleigh fading channels. In this work, novel approximate expressions are derived for the average probability of detection with and without MRC diversity reception. Moreover, the system performance is analyzed when cooperative spectrum sensing (CSS) is considered under various channel constraints (e.g, perfect and imperfect reporting channels). The numerical results show that the detection reliability decreases as the cascading order n increases and substantially improves when CSS employs MRC schemes. It is demonstrated that CSS with MRC scheme keeps the probability of false alarm minimal under imperfect reporting channels rather than increasing the number of cooperative users. Finally, we present a new approach for the performance analysis of IVC systems over n*Rayleigh fading channels, using n_T transmit and n_R receive antennas to combat fading influence. In this context, we evaluate the performance of MIMO-V2V systems based on the transmit antenna selection with maximum ratio combining (TAS/MRC) and selection combining (TAS/SC) schemes. In this study, we derive tight analytical expressions for the outage probability, the symbol error probability, and the amount of fading over n*Rayleigh fading channels. It is shown that both schemes have the same maximum diversity order equivalent to (d≈mn_T n_R /n). In addition, TAS/MRC offers a better performance gain than TAS/SC scheme when the number of receive antennas is more than that of transmit antennas, but the performance improvement is limited as n increases

Esquemas de retransmissão baseados no protocolo decodifica-e-encaminha em redes cognitivas do tipo underlay

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: O conceito de compartilhamento de espectro do tipo underlay tem sido proposto como uma técnica promissora para contornar o problema da escassez e da subutilização do espectro, permitindo que usuários não licenciados, chamados de usuários secundários, possam acessar simultaneamente uma banda licenciada, alocada aos usuários primários, desde que o nível de interferência sobre os mesmos seja mantido abaixo de um dado limiar aceitável. Entretanto, isso implica que a potência de transmissão na rede secundária deve ser restringida, comprometendo assim a confiabilidade e a cobertura da comunicação. A fim de contornar esse problema, técnicas de retransmissão cooperativa, as quais proveem um novo tipo de diversidade espacial, podem ser exploradas como um meio eficaz para melhorar o desempenho da rede secundária. De fato, a utilização conjunta de ambas as técnicas ¿ compartilhamento de espectro do tipo underlay e retransmissão cooperativa ¿ em redes cooperativas e cognitivas tem recebido especial atenção, já que a eficiência espectral do sistema e o desempenho da rede secundária podem ser melhorados significativamente. Esta tese apresenta quatro contribuições principais na referida área. Em particular, estuda-se o efeito conjunto de duas restrições de potência importantes sobre o desempenho de outage de redes cooperativas e cognitivas, especificamente, o nível máximo de potência interferente tolerada pelo receptor primário e o valor máximo de potência transmitida nos usuários secundários. Foca-se em esquemas de retransmissão baseados no protocolo decodifica-e-encaminha, abordando cenários em que o enlace direto entre fonte e destino está disponível para transmitir informação útil. Como uma primeira contribuição, analisa-se o desempenho de dois esquemas baseados no protocolo de retransmissão half-duplex incremental, os quais exploram a diversidade espacial dos enlaces diretos em redes cooperativas e cognitivas multiusuário. A segunda contribuição investiga o impacto de estimativas desatualizadas do canal sobre o mecanismo de seleção de destino para um desses esquemas anteriores, focando-se apenas no aspecto cooperativo da rede, ou seja, desconsiderando-se o uso de compartilhamento espectral. A terceira contribuição estuda o desempenho de redes cooperativas e cognitivas baseadas no modo full-duplex. Para esse cenário, avalia-se o impacto tanto da autointerferência residual, que é inerente ao modo full-duplex, bem como das restrições de potência que caracterizam o compartilhamento de espectro do tipo underlay. Como contribuição final, motivada pelo compromisso entre a perda de eficiência espectral e o problema da autointerferência residual, próprios dos modos half-duplex e full-duplex, respectivamente, propõe-se e analisa-se um esquema de transmissão adaptativo para redes cooperativas e cognitivas, através do qual, antes de cada processo de comunicação, um dos seguintes modos de transmissão é selecionado: retransmissão half-duplex, retransmissão full-duplex ou transmissão direta. Para todos os cenários considerados, expressões analíticas exatas para a probabilidade de outage são obtidas. Adicionalmente, uma análise assintótica é realizada a fim de caracterizar a ordem de diversidade e o comportamento de outage da rede secundária no regime assintótico de alta relação sinal-ruído. Simulações de Monte Carlo validam os resultados analíticos apresentadosAbstract: Underlay spectrum sharing has been proposed as a promising technique to alleviate the problem of spectrum scarcity and underutilization, by enabling secondary (unlicensed) users to concurrently access a licensed band, provided that the resulting interference on the primary (licensed) users remains below a given acceptable level. However, such a technique implies that the transmit power at the secondary network must be constrained, thereby compromising the communication reliability and coverage. To counteract this, cooperative relaying techniques, which provide a new form of spatial diversity, can be exploited as an effective means to boost the performance of the secondary network. Indeed, the joint use of both techniques¿underlay spectrum sharing and cooperative relaying¿in cognitive relaying networks has drawn special attention, since the overall spectral efficiency and the secondary-network performance can be significantly improved. This dissertation comprises four main contributions in this field. In particular, we examine the combined effect of two crucial power constraints on the outage performance of cognitive relaying networks, namely, the maximum tolerable interference power at the primary receiver and the maximum transmit power at the secondary users. We focus on relaying schemes operating under the decode-and-forward protocol, for scenarios in which the direct link between source and destination is available to convey useful information. As a first contribution, we analyze the performance of two incremental half-duplex relaying schemes, which exploit the spatial diversity of the direct links in a multiuser scenario. Our second contribution investigates the impact of outdated channel estimates on the destination-scheduling mechanism of one of those incremental schemes, from the perspective of a cooperative network only, that is, in the absence of spectrum sharing. The third contribution addresses cognitive full-duplex relaying networks. More specifically, we assess the system performance as a function of both the residual self-interference, which is inherent to the full-duplex relaying mode, and the underlay spectrum-sharing power constraints. As a final contribution, driven by the tradeoff between the spectral-efficiency loss and the residual self-interference problem, intrinsic to the half- and full-duplex relaying modes, respectively, we propose and analyze an adaptive transmission scheme whereby, before each communication process, one out of the following transmission modes is selected: half-duplex relaying, full-duplex relaying, or direct transmission. For all the considered scenarios, exact analytical expressions for the outage probability are derived. In addition, an asymptotic analysis is performed to obtain further insights on the diversity order and outage behavior of the secondary network at the high signal-to-noise ratio regime. Monte Carlo simulations corroborate the accuracy of the presented mathematical analysisDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia ElétricaCAPE

Performance analysis of diversity techniques in wireless communication systems: Cooperative systems with CCI and MIMO-OFDM systems

This Dissertation analyzes the performance of ecient digital commu- nication systems, the performance analysis includes the bit error rate (BER) of dier- ent binary and M-ary modulation schemes, and the average channel capacity (ACC) under dierent adaptive transmission protocols, namely, the simultaneous power and rate adaptation protocol (OPRA), the optimal rate with xed power protocol (ORA), the channel inversion with xed rate protocol (CIFR), and the truncated channel in- version with xed transmit power protocol (CTIFR). In this dissertation, BER and ACC performance of interference-limited dual-hop decode-and-forward (DF) relay- ing cooperative systems with co-channel interference (CCI) at both the relay and destination nodes is analyzed in small-scale multipath Nakagami-m fading channels with arbitrary (integer as well as non-integer) values of m. This channel condition is assumed for both the desired signal as well as co-channel interfering signals. In addition, the practical case of unequal average fading powers between the two hops is assumed in the analysis. The analysis assumes an arbitrary number of indepen- dent and non-identically distributed (i.n.i.d.) interfering signals at both relay (R) and destination (D) nodes. Also, the work extended to the case when the receiver employs the maximum ratio combining (MRC) and the equal gain combining (EGC) schemes to exploit the diversity gain