Filter Bank Multicarrier for Massive MIMO

This paper introduces filter bank multicarrier (FBMC) as a potential candidate in the application of massive MIMO communication. It also points out the advantages of FBMC over OFDM (orthogonal frequency division multiplexing) in the application of massive MIMO. The absence of cyclic prefix in FBMC increases the bandwidth efficiency. In addition, FBMC allows carrier aggregation straightforwardly. Self-equalization, a property of FBMC in massive MIMO that is introduced in this paper, has the impact of reducing (i) complexity; (ii) sensitivity to carrier frequency offset (CFO); (iii) peak-to-average power ratio (PAPR); (iv) system latency; and (v) increasing bandwidth efficiency. The numerical results that corroborate these claims are presented.Comment: 7 pages, 6 figure

Waveform Design for 5G and Beyond

5G is envisioned to improve major key performance indicators (KPIs), such as peak data rate, spectral efficiency, power consumption, complexity, connection density, latency, and mobility. This chapter aims to provide a complete picture of the ongoing 5G waveform discussions and overviews the major candidates. It provides a brief description of the waveform and reveals the 5G use cases and waveform design requirements. The chapter presents the main features of cyclic prefix-orthogonal frequency-division multiplexing (CP-OFDM) that is deployed in 4G LTE systems. CP-OFDM is the baseline of the 5G waveform discussions since the performance of a new waveform is usually compared with it. The chapter examines the essential characteristics of the major waveform candidates along with the related advantages and disadvantages. It summarizes and compares the key features of different waveforms.Comment: 22 pages, 21 figures, 2 tables; accepted version (The URL for the final version: https://onlinelibrary.wiley.com/doi/abs/10.1002/9781119333142.ch2

Particionado óptico para la generación multiportadora en redes multiplexadas en subportadora

Objetivo: Evaluar la técnica de generación multiportadora basada en segmentado espectral para el transporte de señales de señales multiplexadas en subportadora óptica. Metodología: La propuesta se evalúa mediante validación experimental y modelamiento basado en simulación de la generación de portadoras ópticas utilizando una fuente de banda ancha en combinación con un filtro óptico configurado con diferentes bandas de paso y transmisión a diferentes distancias. Resultados: La evaluación experimental midió la magnitud del vector de error para particiones espectrales de 1nm, 3nm, 6nm y 8nm que transportan formatos de modulación QPSK y 16QAM en subportadoras de 1 GHz y 3 GHz a través de un enlace de fibra de 10 km. Para una banda de paso de 1nm y modulación QPSK, se encontró un EVM de 29.6458% mientras que un EVM de 40.4685% fue medido para el servicio transportado en 16QAM. El modelo de simulación mostró que una tasa de error de bit de 1x10-12 se logra para tamaños de particiones espectrales de 100MHz en subportadoras de 5GH, 30GHz y 60GHz. Conclusiones: Los resultados experimentales mostraron que el EVM medido no mostró una diferencia significativa con respecto a la frecuencia de la subportadora para un servicio QPSK. Sin embargo, la modulación 16QAM se recomienda solo cuando la frecuencia de la subportadora es 1 GHz o inferior para una ecualización correcta de la señal recibida. El modelo de simulación evaluó la propuesta en frecuencias subportadoras más altas y distancias más largas. Los resultados encontrados muestran que una subportadora de 60 GHz sobre un enlace de fibra de 40 km es posible cuando el tamaño de la partición óptica es de 100MHz.Objetivo: Evaluar la técnica de generación multiportadora basada en segmentado espectral para el transporte de señales de radio sobre fibra en redes ópticas de acceso y metropolitanas. Metodología: La propuesta se evalúa mediante validación experimental y modelamiento basado en simulación de la generación de portadoras ópticas utilizando una fuente de banda ancha en combinación con un filtro óptico configurado con diferentes bandas de paso y transmisión a diferentes distancias. Resultados: La evaluación experimental midió la magnitud del vector de error para particiones espectrales de 1nm, 3nm, 6nm y 8nm que transportan formatos de modulación QPSK y 16QAM en subportadoras de 1 GHz y 3 GHz a través de un enlace de fibra de 10 km. Para una banda de paso de 1nm y modulación QPSK, se encontró un EVM de 29.6458% mientras que un EVM de 40.4685% fue medido para el servicio transportado en 16QAM. Conclusiones: Los resultados experimentales mostraron que el EVM medido no mostró una diferencia significativa con respecto a la frecuencia de la subportadora para un servicio QPSK. Sin embargo, la modulación 16QAM se recomienda solo cuando la frecuencia de la subportadora es 1 GHz o inferior para una ecualización correcta de la señal recibida. El modelo de simulación evaluó la propuesta en frecuencias subportadoras más altas y distancias más largas. Los resultados encontrados muestran que una subportadora de 30 GHz sobre un enlace de fibra de 40 km es posible

Experimental demonstration of multi-Gbps multi sub-bands FBMC transmission in mm-wave radio over a fiber system

The filter bank multicarrier (FBMC) modulation format is considered as a potential candidate for future wireless 5G due to its feature of high suppression for out-of-band emissions, which allows combining multiple sub-bands with very narrow band-gaps, and hence increases the overall wireless transmission capacity. In this paper, we experimentally demonstrate the generation of multi sub-bands FBMC signals at millimeter-wave (mm-wave) for radio-over-fiber (RoF) systems. The designed multi sub-bands FBMC system consists of 5 sub-bands of 800 MHz with inter sub-band gaps of 781.25 kHz. The composite 5 sub-bands FBMC signal is generated with no band-gap between dc to the first sub-band to preserve the bandwidth of the system. Each FBMC sub-band consists of 1024 sub-carriers and is modulated with uncorrelated data sequences. The aggregate FBMC signal is carried optically by externally modulating a free running laser and is converted to millimeter waves (mm-waves) by photomixing with another free running laser at a frequency offset of 53 GHz. At the receiver, the received electrical mm-wave signal is down-converted to an intermediate frequency (IF) and then post-processed using digital signal processing (DSP) techniques. With the use of the simple recursive least square (RLS) equalizer in the DSP receiver, the achieved aggregate data rate is 8 Gbps and 12 Gbps for 16 quadrature amplitude modulation (QAM), and 64 QAM, respectively with a total bandwidth of 4.2 GHz. The system performance is evaluated by measuring error vector magnitude (EVM) and bit error rate (BER) calculations

Doctor of Philosophy

dissertationWireless communications pervade all avenues of modern life. The rapid expansion of wireless services has increased the need for transmission schemes that are more spectrally efficient. Dynamic spectrum access (DSA) systems attempt to address this need by building a network where the spectrum is used opportunistically by all users based on local and regional measurements of its availability. One of the principal requirements in DSA systems is to initialize and maintain a control channel to link the nodes together. This should be done even before a complete spectral usage map is available. Additionally, with more users accessing the spectrum, it is important to maintain a stable link in the presence of significant interference in emergency first-responders, rescue, and defense applications. In this thesis, a new multicarrier spread spectrum (MC-SS) technique based on filter banks is presented. The new technique is called filter bank multicarrier spread spectrum (FB-MC-SS). A detailed theory of the underlying properties of this signal are given, with emphasis on the properties that lend themselves to synchronization at the receiver. Proposed algorithms for synchronization, channel estimation, and detection are implemented on a software-defined radio platform to complete an FB-MC-SS transceiver and to prove the practicality of the technique. FB-MC-SS is shown through physical experimentation to be significantly more robust to partial band interference compared to direct sequence spread spectrum. With a higher power interfering signal occupying 90% of its band, FB-MC-SS maintains a low bit error rate. Under the same interference conditions, DS-SS fails completely. This experimentation leads to a theoretical analysis that shows in a frequency selective channel with additive white noise, the FB-MC-SS system has performance that equals that obtained by a DS-SS system employing an optimal rake receiver. This thesis contains a detailed chapter on implementation and design, including lessons learned while prototyping the system. This is to assist future system designers to quickly gain proficiency in further development of this technology

Efficient Fast-Convolution-Based Waveform Processing for 5G Physical Layer

This paper investigates the application of fast-convolution (FC) filtering schemes for flexible and effective waveform generation and processing in the fifth generation (5G) systems. FC-based filtering is presented as a generic multimode waveform processing engine while, following the progress of 5G new radio standardization in the Third-Generation Partnership Project, the main focus is on efficient generation and processing of subband-filtered cyclic prefix orthogonal frequency-division multiplexing (CP-OFDM) signals. First, a matrix model for analyzing FC filter processing responses is presented and used for designing optimized multiplexing of filtered groups of CP-OFDM physical resource blocks (PRBs) in a spectrally well-localized manner, i.e., with narrow guardbands. Subband filtering is able to suppress interference leakage between adjacent subbands, thus supporting independent waveform parametrization and different numerologies for different groups of PRBs, as well as asynchronous multiuser operation in uplink. These are central ingredients in the 5G waveform developments, particularly at sub-6-GHz bands. The FC filter optimization criterion is passband error vector magnitude minimization subject to a given subband band-limitation constraint. Optimized designs with different guardband widths, PRB group sizes, and essential design parameters are compared in terms of interference levels and implementation complexity. Finally, extensive coded 5G radio link simulation results are presented to compare the proposed approach with other subband-filtered CP-OFDM schemes and time-domain windowing methods, considering cases with different numerologies or asynchronous transmissions in adjacent subbands. Also the feasibility of using independent transmitter and receiver processing for CP-OFDM spectrum control is demonstrated

The coexistence of cognitive radio and radio astronomy

An increase of the efficiency of spectrum usage requires the development of new communication techniques. Cognitive radio may be one of those new technique, which uses unoccupied frequency bands for communications. This will lead to more power in the bands and therefore an increasing level of Radio Frequency Interference (RFI), which would cause loss of operation particularly for passive users of the spectrum, such as radio astronomy. This paper will address this issue and will present calculations indicating that the impact of cognitive radio on radio astronomy observations is considerable. The signal levels resulting from cognitive radio systems indicate that spectral bands used for cognitive radio applications cannot be used for radio astronomical research

Integrated Filters and Couplers for Next Generation Wireless Tranceivers

The main focus of this thesis is to investigate the critical nonlinear distortion issues affecting RF/Microwave components such as power amplifiers (PA) and develop new and improved solutions that will improve efficiency and linearity of next generation RF/Microwave mobile wireless communication systems. This research involves evaluating the nonlinear distortions in PA for different analog and digital signals which have been a major concern. The second harmonic injection technique is explored and used to effectively suppress nonlinear distortions. This method consists of simultaneously feeding back the second harmonics at the output of the power amplifier (PA) into the input of the PA. Simulated and measured results show improved linearity results. However, for increasing frequency bandwidth, the suppression abilities reduced which is a limitation for 4G LTE and 5G networks that require larger bandwidth (above 5 MHz). This thesis explores creative ways to deal with this major drawback. The injection technique was modified with the aid of a well-designed band-stop filter. The compact narrowband notch filter designed was able to suppress nonlinear distortions very effectively when used before the PA. The notch filter is also integrated in the injection technique for LTE carrier aggregation (CA) with multiple carriers and significant improvement in nonlinear distortion performance was observed. This thesis also considers maximizing efficiency alongside with improved linearity performance. To improve on the efficiency performance of the PA, the balanced PA configuration was investigated. However, another major challenge was that the couplers used in this configuration are very large in size at the desired operating frequency. In this thesis, this problem was solved by designing a compact branch line coupler. The novel coupler was simulated, fabricated and measured with performance comparable to its conventional equivalent and the coupler achieved substantial size reduction over others. The coupler is implemented in the balanced PA configuration giving improved input and output matching abilities. The proposed balanced PA is also implemented in 4G LTE and 5G wireless transmitters. This thesis provides simulation and measured results for all balanced PA cases with substantial efficiency and linearity improvements observed even for higher bandwidths (above 5 MHz). Additionally, the coupler is successfully integrated with rectifiers for improved energy harvesting performance and gave improved RF-dc conversion efficienc