Sum-Rate Maximization of Uplink Rate Splitting Multiple Access (RSMA) Communication

In this paper, the problem of maximizing the wireless users' sum-rate for uplink rate splitting multiple access (RSMA) communications is studied. In the considered model, each user transmits a superposition of two messages to a base station (BS) with separate transmit power and the BS uses a successive decoding technique to decode the received messages. To maximize each user's transmission rate, the users must adjust their transmit power and the BS must determine the decoding order of the messages transmitted from the users to the BS. This problem is formulated as a sum-rate maximization problem with proportional rate constraints by adjusting the users' transmit power and the BS's decoding order. However, since the decoding order variable in the optimization problem is discrete, the original maximization problem with transmit power and decoding order variables can be transformed into a problem with only the rate splitting variable. Then, the optimal rate splitting of each user is determined. Given the optimal rate splitting of each user and a decoding order, the optimal transmit power of each user is calculated. Next, the optimal decoding order is determined by an exhaustive search method. To further reduce the complexity of the optimization algorithm used for sum-rate maximization in RSMA, a user pairing based algorithm is introduced, which enables two users to use RSMA in each pair and also enables the users in different pairs to be allocated with orthogonal frequency. For comparisons, the optimal sum-rate maximizing solutions with proportional rate constraints are obtained in closed form for non-orthogonal multiple access (NOMA), frequency division multiple access (FDMA), and time division multiple access (TDMA). Simulation results show that RSMA can achieve up to 10.0\%, 22.2\%, and 83.7\% gains in terms of sum-rate compared to NOMA, FDMA, and TDMA.Comment: 30 pages, 8 figure

Multiple Access in Aerial Networks: From Orthogonal and Non-Orthogonal to Rate-Splitting

Recently, interest on the utilization of unmanned aerial vehicles (UAVs) has aroused. Specifically, UAVs can be used in cellular networks as aerial users for delivery, surveillance, rescue search, or as an aerial base station (aBS) for communication with ground users in remote uncovered areas or in dense environments requiring prompt high capacity. Aiming to satisfy the high requirements of wireless aerial networks, several multiple access techniques have been investigated. In particular, space-division multiple access(SDMA) and power-domain non-orthogonal multiple access (NOMA) present promising multiplexing gains for aerial downlink and uplink. Nevertheless, these gains are limited as they depend on the conditions of the environment. Hence, a generalized scheme has been recently proposed, called rate-splitting multiple access (RSMA), which is capable of achieving better spectral efficiency gains compared to SDMA and NOMA. In this paper, we present a comprehensive survey of key multiple access technologies adopted for aerial networks, where aBSs are deployed to serve ground users. Since there have been only sporadic results reported on the use of RSMA in aerial systems, we aim to extend the discussion on this topic by modelling and analyzing the weighted sum-rate performance of a two-user downlink network served by an RSMA-based aBS. Finally, related open issues and future research directions are exposed.Comment: 16 pages, 6 figures, submitted to IEEE Journa

Rate-Splitting Multiple Access for Uplink Massive MIMO With Electromagnetic Exposure Constraints

Over the past few years, the prevalence of wireless devices has become one of the essential sources of electromagnetic (EM) radiation to the public. Facing with the swift development of wireless communications, people are skeptical about the risks of long-term exposure to EM radiation. As EM exposure is required to be restricted at user terminals, it is inefficient to blindly decrease the transmit power, which leads to limited spectral efficiency and energy efficiency (EE). Recently, rate-splitting multiple access (RSMA) has been proposed as an effective way to provide higher wireless transmission performance, which is a promising technology for future wireless communications. To this end, we propose using RSMA to increase the EE of massive MIMO uplink while limiting the EM exposure of users. In particularly, we investigate the optimization of the transmit covariance matrices and decoding order using statistical channel state information (CSI). The problem is formulated as non-convex mixed integer program, which is in general difficult to handle. We first propose a modified water-filling scheme to obtain the transmit covariance matrices with fixed decoding order. Then, a greedy approach is proposed to obtain the decoding permutation. Numerical results verify the effectiveness of the proposed EM exposure-aware EE maximization scheme for uplink RSMA.Comment: to appear in IEEE Journal on Selected Areas in Communication

Rate-Splitting Multiple Access for Short-Packet Uplink Communications: A Finite Blocklength Error Probability Analysis

In this letter, we investigate Rate-Splitting Multiple Access (RSMA) for an uplink communication system with finite blocklength. Considering a two-user Single-Input Single-Output (SISO) Multiple Access Channel (MAC), we study the impact of Signal-to-Noise Ratio (SNR), blocklength, power allocation and target rate on the error probability performance of RSMA where one user message is split. We demonstrate that RSMA can improve the error probability performance significantly compared to Non-Orthogonal Multiple Access (NOMA) and RSMA can have a larger rate region than NOMA.Comment: 5 pages, 3 figure

Fairness Optimization of RSMA for Uplink Communication based on Intelligent Reflecting Surface

In this paper, we propose a rate-splitting multiple access (RSMA) scheme for uplink wireless communication systems with intelligent reflecting surface (IRS) aided. In the considered model, IRS is adopted to overcome power attenuation caused by path loss. We construct a max-min fairness optimization problem to obtain the resource allocation, including the receive beamforming at the base station (BS) and phase-shift beamforming at IRS. We also introduce a successive group decoding (SGD) algorithm at the receiver, which trades off the fairness and complexity of decoding. In the simulation, the results show that the proposed scheme has superiority in improving the fairness of uplink communication.Comment: This paper has been accepted by Globecom 202

Rate-Splitting Multiple Access for 6G -- Part I: Principles, Applications and Future Works

This letter is the first part of a three-part tutorial focusing on rate-splitting multiple access (RSMA) for 6G. As Part I of the tutorial, the letter presents the basics of RSMA and its applications in light of 6G. To begin with, we first delineate the design principle and basic transmission frameworks of downlink and uplink RSMA. We then illustrate the applications of RSMA for addressing the challenges of various potential enabling technologies and use cases, consequently making it a promising next generation multiple access (NGMA) scheme for future networks such as 6G and beyond. We briefly discuss the challenges of RSMA and conclude the letter. In continuation of Part I, we will focus on the interplay of RSMA with integrated sensing and communication, and reconfigurable intelligent surfaces, respectively in Part II and Part III of this tutorial

Low-complexity Resource Allocation for User Paired RSMA in Future 6G Wireless Networks

Rate-splitting multiple access (RSMA) uplink requires optimization of decoding order and power allocation, while decoding order is a discrete variable, and it is very complex to find the optimal decoding order if the number of users is large enough. This letter proposes a low-complexity user pairing-based resource allocation algorithm with the objective of minimizing the maximum latency, which significantly reduces the computational complexity and also achieves similar performance to unpaired uplink RSMA. A closed-form expression for power and bandwidth allocation is first derived, and then a bisection method is used to determine the optimal resource allocation. Finally, the proposed algorithm is compared with unpaired RSMA, paired NOMA and unpaired NOMA. The results demonstrate the effectiveness of the proposed algorithm

Transmission Scheme, Detection and Power Allocation for Uplink User Cooperation with NOMA and RSMA

In this paper, we propose two novel cooperative-non-orthogonal-multiple-access (C-NOMA) and cooperative-rate-splitting-multiple-access (C-RSMA) schemes for uplink user cooperation. At the first mini-slot of these schemes, each user transmits its signal and receives the transmitted signal of the other user in full-duplex mode, and at the second mini-slot, each user relays the other user's message with amplify-and-forward (AF) protocol. At both schemes, to achieve better spectral efficiency, users transmit signals in the non-orthogonal mode in both mini-slots. In C-RSMA, we also apply the rate-splitting method in which the message of each user is divided into two streams. In the proposed detection schemes for C-NOMA and C-RSMA, we apply a combination of maximum-ratio-combining (MRC) and successive-interference-cancellation (SIC). Then, we derive the achievable rates for C-NOMA and C-RSMA, and formulate two optimization problems to maximize the minimum rate of two users by considering the proportional fairness coefficient. We propose two power allocation algorithms based on successive-convex-approximation (SCA) and geometric-programming (GP) to solve these non-convex problems. Next, we derive the asymptotic outage probability of the proposed C-NOMA and C-RSMA schemes, and prove that they achieve diversity order of two. Finally, the above-mentioned performance is confirmed by simulations.Comment: 32 pages, 13 figure

Machine Learning for Predictive Deployment of UAVs with Multiple Access

In this paper, a machine learning based deployment framework of unmanned aerial vehicles (UAVs) is studied. In the considered model, UAVs are deployed as flying base stations (BS) to offload heavy traffic from ground BSs. Due to time-varying traffic distribution, a long short-term memory (LSTM) based prediction algorithm is introduced to predict the future cellular traffic. To predict the user service distribution, a KEG algorithm, which is a joint K-means and expectation maximization (EM) algorithm based on Gaussian mixture model (GMM), is proposed for determining the service area of each UAV. Based on the predicted traffic, the optimal UAV positions are derived and three multi-access techniques are compared so as to minimize the total transmit power. Simulation results show that the proposed method can reduce up to 24\% of the total power consumption compared to the conventional method without traffic prediction. Besides, rate splitting multiple access (RSMA) has the lower required transmit power compared to frequency domain multiple access (FDMA) and time domain multiple access (TDMA)