Revisiting Multi-Step Nonlinearity Compensation with Machine Learning

For the efficient compensation of fiber nonlinearity, one of the guiding principles appears to be: fewer steps are better and more efficient. We challenge this assumption and show that carefully designed multi-step approaches can lead to better performance-complexity trade-offs than their few-step counterparts.Comment: 4 pages, 3 figures, This is a preprint of a paper submitted to the 2019 European Conference on Optical Communicatio

On the Impact of Fixed Point Hardware for Optical Fiber Nonlinearity Compensation Algorithms

Nonlinearity mitigation using digital signal processing has been shown to increase the achievable data rates of optical fiber transmission links. One especially effective technique is digital back propagation (DBP), an algorithm capable of simultaneously compensating for linear and nonlinear channel distortions. The most significant barrier to implementing this technique, however, is its high computational complexity. In recent years, there have been several proposed alternatives to DBP with reduced computational complexity, although such techniques have not demonstrated performance benefits commensurate with the complexity of implementation. In order to fully characterize the computational requirements of DBP, there is a need to model the algorithm behavior when constrained to the logic used in a digital coherent receiver. Such a model allows for the analysis of any signal recovery algorithm in terms of true hardware complexity which, crucially, includes the bit-depth of the multiplication operation. With a limited bit depth, there is quantization noise, introduced with each arithmetic operation, and it can no longer be assumed that the conventional DBP algorithm will outperform its low complexity alternatives. In this work, DBP and a single nonlinear step DBP implementation, the \textit{Enhanced Split Step Fourier} method (ESSFM), were compared with linear equalization using a generic software model of fixed point hardware. The requirements of bit depth and fast Fourier transform (FFT) size are discussed to examine the optimal operating regimes for these two schemes of digital nonlinearity compensation. For a 1000 km transmission system, it was found that (assuming an optimized FFT size), in terms of SNR, the ESSFM algorithm outperformed the conventional DBP for all hardware resolutions up to 13 bits.Comment: 8 pages, 8 figures, journal submissio

Modulation format dependence of digital nonlinearity compensation performance in optical fibre communication systems

The relationship between modulation format and the performance of multi-channel digital back-propagation (MC-DBP) in ideal Nyquist-spaced optical communication systems is investigated. It is found that the nonlinear distortions behave independent of modulation format in the case of full-field DBP, in contrast to the cases of electronic dispersion compensation and partial-bandwidth DBP. It is shown that the minimum number of steps per span required for MC-DBP depends on the chosen modulation format. For any given target information rate, there exists a possible trade-off between modulation format and back-propagated bandwidth, which could be used to reduce the computational complexity requirement of MC-DBP

Nonlinearity Mitigation in WDM Systems: Models, Strategies, and Achievable Rates

After reviewing models and mitigation strategies for interchannel nonlinear interference (NLI), we focus on the frequency-resolved logarithmic perturbation model to study the coherence properties of NLI. Based on this study, we devise an NLI mitigation strategy which exploits the synergic effect of phase and polarization noise compensation (PPN) and subcarrier multiplexing with symbol-rate optimization. This synergy persists even for high-order modulation alphabets and Gaussian symbols. A particle method for the computation of the resulting achievable information rate and spectral efficiency (SE) is presented and employed to lower-bound the channel capacity. The dependence of the SE on the link length, amplifier spacing, and presence or absence of inline dispersion compensation is studied. Single-polarization and dual-polarization scenarios with either independent or joint processing of the two polarizations are considered. Numerical results show that, in links with ideal distributed amplification, an SE gain of about 1 bit/s/Hz/polarization can be obtained (or, in alternative, the system reach can be doubled at a given SE) with respect to single-carrier systems without PPN mitigation. The gain is lower with lumped amplification, increases with the number of spans, decreases with the span length, and is further reduced by in-line dispersion compensation. For instance, considering a dispersion-unmanaged link with lumped amplification and an amplifier spacing of 60 km, the SE after 80 spans can be be increased from 4.5 to 4.8 bit/s/Hz/polarization, or the reach raised up to 100 spans (+25%) for a fixed SE.Comment: Submitted to Journal of Lightwave Technolog

Revisiting Efficient Multi-Step Nonlinearity Compensation with Machine Learning: An Experimental Demonstration

Efficient nonlinearity compensation in fiber-optic communication systems is considered a key element to go beyond the "capacity crunch''. One guiding principle for previous work on the design of practical nonlinearity compensation schemes is that fewer steps lead to better systems. In this paper, we challenge this assumption and show how to carefully design multi-step approaches that provide better performance--complexity trade-offs than their few-step counterparts. We consider the recently proposed learned digital backpropagation (LDBP) approach, where the linear steps in the split-step method are re-interpreted as general linear functions, similar to the weight matrices in a deep neural network. Our main contribution lies in an experimental demonstration of this approach for a 25 Gbaud single-channel optical transmission system. It is shown how LDBP can be integrated into a coherent receiver DSP chain and successfully trained in the presence of various hardware impairments. Our results show that LDBP with limited complexity can achieve better performance than standard DBP by using very short, but jointly optimized, finite-impulse response filters in each step. This paper also provides an overview of recently proposed extensions of LDBP and we comment on potentially interesting avenues for future work.Comment: 10 pages, 5 figures. Author version of a paper published in the Journal of Lightwave Technology. OSA/IEEE copyright may appl

On the Nonlinear Shaping Gain with Probabilistic Shaping and Carrier Phase Recovery

The performance of different probabilistic amplitude shaping (PAS)techniques in the nonlinear regime is investigated, highlighting its dependence on the PAS block length and the interaction with carrier phase recovery (CPR). Different PAS implementations are considered, based on different distribution matching (DM) techniques—namely, sphere shaping, shell mapping with different number of shells, and constant composition DM—and amplitude-to-symbol maps. When CPR is not included, PAS with optimal block length provides a nonlinear shaping gain with respect to a linearly optimized PAS (with infinite block length); among the considered DM techniques, the largest gain is obtained with sphere shaping. On the other hand, the nonlinear shaping gain becomes smaller, or completely vanishes, when CPR is included, meaning that in this case all the considered implementations achieve a similar performance for a sufficiently long block length. Similar results are obtained in different link configurations ($1\times 180$ km, $15\times 80$ km, and $27\times 80$ km single-mode-fiber links), and also including laser phase noise, except when in-line dispersion compensation is used. Furthermore, we define a new metric, the nonlinear phase noise (NPN) metric, which is based on the frequency resolved logarithmic perturbation models and explains the interaction of CPR and PAS. We show that the NPN metric is highly correlated with the performance of the system. Our results suggest that, in general, the optimization of PAS in the nonlinear regime should always account for the presence of a CPR algorithm. In this case, the reduction of the rate loss (obtained by using sphere shaping and increasing the DM block length) turns out to be more important than the mitigation of the nonlinear phase noise (obtained by using constant-energy DMs and reducing the block length), the latter being already granted by the CPR algorithm

On the Nonlinear Shaping Gain with Probabilistic Shaping and Carrier Phase Recovery

The performance of different probabilistic amplitude shaping (PAS) techniques in the nonlinear regime is investigated, highlighting its dependence on the PAS block length and the interaction with carrier phase recovery (CPR). Different PAS implementations are considered, based on different distribution matching (DM) techniques-namely, sphere shaping, shell mapping with different number of shells, and constant composition DM-and amplitude-to-symbol maps. When CPR is not included, PAS with optimal block length provides a nonlinear shaping gain with respect to a linearly optimized PAS (with infinite block length); among the considered DM techniques, the largest gain is obtained with sphere shaping. On the other hand, the nonlinear shaping gain becomes smaller, or completely vanishes, when CPR is included, meaning that in this case all the considered implementations achieve a similar performance for a sufficiently long block length. Similar results are obtained in different link configurations (1x180km, 15x80km, and 27x80km single-mode-fiber links), and also including laser phase noise, except when in-line dispersion compensation is used. Furthermore, we define a new metric, the nonlinear phase noise (NPN) metric, which is based on the frequency resolved logarithmic perturbation models and explains the interaction of CPR and PAS. We show that the NPN metric is highly correlated with the performance of the system. Our results suggest that, in general, the optimization of PAS in the nonlinear regime should always account for the presence of a CPR algorithm. In this case, the reduction of the rate loss (obtained by using sphere shaping and increasing the DM block length) turns out to be more important than the mitigation of the nonlinear phase noise (obtained by using constant-energy DMs and reducing the block length), the latter being already granted by the CPR algorithm.Comment: Accepter for publication to the Journal of Lightwave Technologies on January 202

Deep Learning of the Nonlinear Schr\uf6dinger Equation in Fiber-Optic Communications

An important problem in fiber-optic communications is to invert the nonlinear Schr\uf6dinger equation in real time to reverse the deterministic effects of the channel. Interestingly, the popular split-step Fourier method (SSFM) leads to a computation graph that is reminiscent of a deep neural network. This observation allows one to leverage tools from machine learning to reduce complexity. In particular, the main disadvantage of the SSFM is that its complexity using M steps is at least M times larger than a linear equalizer. This is because the linear SSFM operator is a dense matrix. In previous work, truncation methods such as frequency sampling, wavelets, or least-squares have been used to obtain \u27cheaper\u27 operators that can be implemented using filters. However, a large number of filter taps are typically required to limit truncation errors. For example, Ip and Kahn showed that for a 10 Gbaud signal and 2000 km optical link, a truncated SSFM with 25 steps would require 70-tap filters in each step and 100 times more operations than linear equalization. We find that, by jointly optimizing all filters with deep learning, the complexity can be reduced significantly for similar accuracy. Using optimized 5-tap and 3-tap filters in an alternating fashion, one requires only around 2-6 times the complexity of linear equalization, depending on the implementation