Pilot-aided ML schemes for joint beamforming and channel estimation in WCDMA systems

This paper proposes semi-blind channel estimation and interference cancellation schemes for the reception of pilot-aided signals in WCDMA systems. It is shown that the performance of classical training-based schemes is severely degraded due to the code-multiplexing (as opposed to time-multiplexing) of traffic and pilot signals. The time-dispersivity of the channel destroys the orthogonality between the traffic signal and the pilot, and consequently the traffic signal appears as a new interfering signal for the channel estimation/beamforming algorithm. In order to avoid this effect, we propose techniques that exploit both the presence of the training sequence and the structure of the traffic signal in a semi-blind fashion.Peer ReviewedPostprint (published version

Spatial filtering for pilot-aided WCDMA systems: a semi-blind subspace approach

This paper proposes a spatial filtering technique for the reception of pilot-aided multirate multicode direct-sequence code division multiple access (DS/CDMA) systems such as wideband CDMA (WCDMA). These systems introduce a code-multiplexed pilot sequence that can be used for the estimation of the filter weights, but the presence of the traffic signal (transmitted at the same time as the pilot sequence) corrupts that estimation and degrades the performance of the filter significantly. This is caused by the fact that although the traffic and pilot signals are usually designed to be orthogonal, the frequency selectivity of the channel degrades this orthogonality at hte receiving end. Here, we propose a semi-blind technique that eliminates the self-noise caused by the code-multiplexing of the pilot. We derive analytically the asymptotic performance of both the training-only and the semi-blind techniques and compare them with the actual simulated performance. It is shown, both analytically and via simulation, that high gains can be achieved with respect to training-onlybased techniques.Peer Reviewe

Advanced receivers for high data rate mobile communications

Improving the spectral efficiency is a key issue in the future wireless communication systems since the spectrum is a scarce resource. Both the number of users as well the demanded data rates are increasing all the time. Furthermore, in mobile communications the wireless link is required to be reliable even when the mobile is in a fast moving vehicle. Using Multiple-Input Multiple-Output (MIMO) antennas is a well known technique to provide higher spectral efficiency as well as better link reliability. Additionally, higher order modulation methods can be used to provide higher data rates. In order to benefit from these enhancements in practise, sophisticated signal processing methods as well as accurate estimates of time-varying wireless channel parameters are needed. This thesis addresses the problem of designing multi-antenna receivers in high data rate systems. The case of multiple transmit antennas is also considered. System specific features of High Speed Downlink Packet Access (HSDPA) which is part of 3rd generation (3G) Wideband Code Division Multiple Access (WCDMA) evolution are exploited in channel estimation methods and in MIMO receiver design. Additionally, complexity reduction methods for Minimum Mean Square Error (MMSE) equalization are addressed. Blind channel estimation methods are spectrally efficient, since no extra resources are needed for pilot signals. However, in mobile communications accurate estimates are needed also in fast fading channels. Consequently, semi-blind channel estimation methods where the receiver combines blind and pilot based channel estimation are an appealing alternative. In this thesis blind and semi-blind channel estimation methods based on knowledge of multiple spreading codes are derived. A novel semi-blind combining scheme for code multiplexed pilot signal and blind estimation is proposed. Another important factor in receiver design criteria is the structure of interference in the received signals. Interference mitigation techniques in MIMO systems have been shown to be potential methods for providing improved performance. A chip level inter-antenna interference cancellation method has been developed in this thesis for HSDPA. Furthermore, this multi-stage ordered interference canceler is combined with the semi-blind channel estimation scheme to enhance the system performance further.Langattomassa tiedonsiirrossa radiospektrin tehokas käyttö on tulevaisuuden suuria haasteita. Taajuuksia on käytössä vain rajoitetusti, kun taas käyttäjien määrä sekä vaaditut siirtonopeudet kasvavat jatkuvasti. Lisäksi langattomien yhteyksien on toimittava luotettavasti myös nopeasti liikkuvissa kulkuneuvoissa. Moniantennijärjestelmät, joissa on useita antenneita sekä tukiasemissa että päätelaitteissa mahdollistavat radiospektrin tehokkaamman käytön sekä parantavat yhteyksien laatua. Tiedonsiirtonopeutta voidaan myös kasvattaa erilaisilla modulaatiotekniikoilla. Hyötyjen saavutamiseksi käytännössä tarvitaan sekä kehittyneitä vastaanotinrakenteita että tarkkoja estimaatteja aikamuuttuvasta radiokanavasta. Tässä työssä on kehitetty vastaanotinrakenteita ja kanavan estimointimenetelmiä kolmannen sukupolven (3G) nopeiden datayhteyksien (HSPA) järjestelmissä. Työssä on johdettu menetelmiä, jotka hyödyntävät HSPA järjestelmien erikoispiirteitä tehokkaasti. Lisäksi on kehitetty laskennallisesti tehokkaita menetelmiä vastaanottimien signaalinkäsittelyyn. Ns. sokeat menetelmät mahdollistavat taajuuskaistan tehokkaan käytön, koska ne eivät vaadi tunnettuja harjoitussignaaleja. Mobiileissa tietolikennejärjestelmissä radiokanava saattaa kuitenkin muuttua hyvin nopeasti, jonka vuoksi kanavan estimoinnissa on tyypillisesti hyödynnetty tunnettua pilottisignaalia. Yhdistämällä pilottipohjainen ja sokea kanavaestimointimenetelmä, voidaan saavuttaa molempien menetelmien edut. Tässä työssä kehitettiin sokeita kanavaestimointimenetelmiä, jotka hyödyntävät useita tunnettuja hajoituskoodeja. Sokean ja koodijakoiseen pilottisignaaliin pohjautuvien kanavan estimaattien yhdistämiseksi kehitettiin uusi menetelmä. Signaalin laatua ja siten vastaanottimen suorituskykyä voidaan langattomissa järjestelmissä parantaa vaimentamalla interferenssiä eli häiriöitä. Vastaanottimen toimintaa voidaan tehostaa oleellisesti, jos häiriösignaalin rakenne tunnetaan. Käytettäessä useampaa lähetysantennia HSPA järjestelmissä vastaanotetussa signaalissa olevia häiriötä voidaan kumota usealla eri tasolla. Tässä työssä on kehitetty chippitasolla häiriöitä kumoava vastaanotinrakenne, joka hyödyntää HSPA järjestelmän ominaisuuksia. Vastaanottimen suorituskykyä on edelleen parannettu yhdistämällä se aiemmin esitettyyn puolisokeaan kanavan estimointimenetelmään.reviewe

Spatio-Temporal processing for Optimum Uplink-Downlink WCDMA Systems

The capacity of a cellular system is limited by two different phenomena, namely multipath fading and multiple access interference (MAl). A Two Dimensional (2-D) receiver combats both of these by processing the signal both in the spatial and temporal domain. An ideal 2-D receiver would perform joint space-time processing, but at the price of high computational complexity. In this research we investigate computationally simpler technique termed as a Beamfom1er-Rake. In a Beamformer-Rake, the output of a beamfom1er is fed into a succeeding temporal processor to take advantage of both the beamformer and Rake receiver. Wireless service providers throughout the world are working to introduce the third generation (3G) and beyond (3G) cellular service that will provide higher data rates and better spectral efficiency. Wideband COMA (WCDMA) has been widely accepted as one of the air interfaces for 3G. A Beamformer-Rake receiver can be an effective solution to provide the receivers enhanced capabilities needed to achieve the required performance of a WCDMA system. We consider three different Pilot Symbol Assisted (PSA) beamforming techniques, Direct Matrix Inversion (DMI), Least-Mean Square (LMS) and Recursive Least Square (RLS) adaptive algorithms. Geometrically Based Single Bounce (GBSB) statistical Circular channel model is considered, which is more suitable for array processing, and conductive to RAKE combining. The performances of the Beam former-Rake receiver are evaluated in this channel model as a function of the number of antenna elements and RAKE fingers, in which are evaluated for the uplink WCDMA system. It is shown that, the Beamformer-Rake receiver outperforms the conventional RAKE receiver and the conventional beamformer by a significant margin. Also, we optimize and develop a mathematical formulation for the output Signal to Interference plus Noise Ratio (SINR) of a Beam former-Rake receiver. In this research, also, we develop, simulate and evaluate the SINR and Signal to Noise Ratio (Et!Nol performances of an adaptive beamforming technique in the WCDMA system for downlink. The performance is then compared with an omnidirectional antenna system. Simulation shows that the best perfom1ance can be achieved when all the mobiles with same Angle-of-Arrival (AOA) and different distance from base station are formed in one beam

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201