Software engineering for AI-based systems: A survey

AI-based systems are software systems with functionalities enabled by at least one AI component (e.g., for image-, speech-recognition, and autonomous driving). AI-based systems are becoming pervasive in society due to advances in AI. However, there is limited synthesized knowledge on Software Engineering (SE) approaches for building, operating, and maintaining AI-based systems. To collect and analyze state-of-the-art knowledge about SE for AI-based systems, we conducted a systematic mapping study. We considered 248 studies published between January 2010 and March 2020. SE for AI-based systems is an emerging research area, where more than 2/3 of the studies have been published since 2018. The most studied properties of AI-based systems are dependability and safety. We identified multiple SE approaches for AI-based systems, which we classified according to the SWEBOK areas. Studies related to software testing and software quality are very prevalent, while areas like software maintenance seem neglected. Data-related issues are the most recurrent challenges. Our results are valuable for: researchers, to quickly understand the state-of-the-art and learn which topics need more research; practitioners, to learn about the approaches and challenges that SE entails for AI-based systems; and, educators, to bridge the gap among SE and AI in their curricula.This work has been partially funded by the “Beatriz Galindo” Spanish Program BEAGAL18/00064 and by the DOGO4ML Spanish research project (ref. PID2020-117191RB-I00)Peer ReviewedPostprint (author's final draft

How to Certify Machine Learning Based Safety-critical Systems? A Systematic Literature Review

Context: Machine Learning (ML) has been at the heart of many innovations over the past years. However, including it in so-called 'safety-critical' systems such as automotive or aeronautic has proven to be very challenging, since the shift in paradigm that ML brings completely changes traditional certification approaches. Objective: This paper aims to elucidate challenges related to the certification of ML-based safety-critical systems, as well as the solutions that are proposed in the literature to tackle them, answering the question 'How to Certify Machine Learning Based Safety-critical Systems?'. Method: We conduct a Systematic Literature Review (SLR) of research papers published between 2015 to 2020, covering topics related to the certification of ML systems. In total, we identified 217 papers covering topics considered to be the main pillars of ML certification: Robustness, Uncertainty, Explainability, Verification, Safe Reinforcement Learning, and Direct Certification. We analyzed the main trends and problems of each sub-field and provided summaries of the papers extracted. Results: The SLR results highlighted the enthusiasm of the community for this subject, as well as the lack of diversity in terms of datasets and type of models. It also emphasized the need to further develop connections between academia and industries to deepen the domain study. Finally, it also illustrated the necessity to build connections between the above mention main pillars that are for now mainly studied separately. Conclusion: We highlighted current efforts deployed to enable the certification of ML based software systems, and discuss some future research directions.Comment: 60 pages (92 pages with references and complements), submitted to a journal (Automated Software Engineering). Changes: Emphasizing difference traditional software engineering / ML approach. Adding Related Works, Threats to Validity and Complementary Materials. Adding a table listing papers reference for each section/subsection

Safe-by-Design Development Method for Artificial Intelligent Based Systems

International audienceAlbeit Artificial Intelligent (AI) based systems are nowadays deployed in a variety of safety critical domains, current engineering methods and standards are barely applicable for their development and assurance. The lack of common criteria to assess safety levels as well as the dependency of certain development phases w.r.t. the chosen technology (e.g., machine learning modules) are among the identified drawbacks. In addition, the development of such engineering methods has been hampered by the emerging challenges in AI-based systems design mainly regarding autonomy, correctness and prevention of catastrophic risks. In this paper we propose an approach to conduct a safe-by-design development process for AI based systems. The approach relies upon a method which benefits from a reference AI architecture and safety principles. This contribution helps to address safety concerns and to comprehend current AI architectures diversity and particularities