Relations and Equivalences Between Circuit Lower Bounds and Karp-Lipton Theorems

A frontier open problem in circuit complexity is to prove P^{NP} is not in SIZE[n^k] for all k; this is a necessary intermediate step towards NP is not in P_{/poly}. Previously, for several classes containing P^{NP}, including NP^{NP}, ZPP^{NP}, and S_2 P, such lower bounds have been proved via Karp-Lipton-style Theorems: to prove C is not in SIZE[n^k] for all k, we show that C subset P_{/poly} implies a "collapse" D = C for some larger class D, where we already know D is not in SIZE[n^k] for all k. It seems obvious that one could take a different approach to prove circuit lower bounds for P^{NP} that does not require proving any Karp-Lipton-style theorems along the way. We show this intuition is wrong: (weak) Karp-Lipton-style theorems for P^{NP} are equivalent to fixed-polynomial size circuit lower bounds for P^{NP}. That is, P^{NP} is not in SIZE[n^k] for all k if and only if (NP subset P_{/poly} implies PH subset i.o.- P^{NP}_{/n}). Next, we present new consequences of the assumption NP subset P_{/poly}, towards proving similar results for NP circuit lower bounds. We show that under the assumption, fixed-polynomial circuit lower bounds for NP, nondeterministic polynomial-time derandomizations, and various fixed-polynomial time simulations of NP are all equivalent. Applying this equivalence, we show that circuit lower bounds for NP imply better Karp-Lipton collapses. That is, if NP is not in SIZE[n^k] for all k, then for all C in {Parity-P, PP, PSPACE, EXP}, C subset P_{/poly} implies C subset i.o.-NP_{/n^epsilon} for all epsilon > 0. Note that unconditionally, the collapses are only to MA and not NP. We also explore consequences of circuit lower bounds for a sparse language in NP. Among other results, we show if a polynomially-sparse NP language does not have n^{1+epsilon}-size circuits, then MA subset i.o.-NP_{/O(log n)}, MA subset i.o.-P^{NP[O(log n)]}, and NEXP is not in SIZE[2^{o(m)}]. Finally, we observe connections between these results and the "hardness magnification" phenomena described in recent works

Consistency of circuit lower bounds with bounded theories

Proving that there are problems in $\mathsf{P}^\mathsf{NP}$ that require boolean circuits of super-linear size is a major frontier in complexity theory. While such lower bounds are known for larger complexity classes, existing results only show that the corresponding problems are hard on infinitely many input lengths. For instance, proving almost-everywhere circuit lower bounds is open even for problems in $\mathsf{MAEXP}$. Giving the notorious difficulty of proving lower bounds that hold for all large input lengths, we ask the following question: Can we show that a large set of techniques cannot prove that $\mathsf{NP}$ is easy infinitely often? Motivated by this and related questions about the interaction between mathematical proofs and computations, we investigate circuit complexity from the perspective of logic. Among other results, we prove that for any parameter $k \geq 1$ it is consistent with theory $T$ that computational class ${\mathcal C} \not \subseteq \textit{i.o.}\mathrm{SIZE}(n^k)$, where $(T, \mathcal{C})$ is one of the pairs: $T = \mathsf{T}^1_2$ and ${\mathcal C} = \mathsf{P}^\mathsf{NP}$, $T = \mathsf{S}^1_2$ and ${\mathcal C} = \mathsf{NP}$, $T = \mathsf{PV}$ and ${\mathcal C} = \mathsf{P}$. In other words, these theories cannot establish infinitely often circuit upper bounds for the corresponding problems. This is of interest because the weaker theory $\mathsf{PV}$ already formalizes sophisticated arguments, such as a proof of the PCP Theorem. These consistency statements are unconditional and improve on earlier theorems of [KO17] and [BM18] on the consistency of lower bounds with $\mathsf{PV}$

Relations and equivalences between circuit lower bounds and Karp-Lipton theorems

© Lijie Chen, Dylan M. McKay, Cody D. Murray, and R. Ryan Williams; licensed under Creative Commons License CC-BY 34th Computational Complexity Conference (CCC 2019). A frontier open problem in circuit complexity is to prove PNP 6⊂ SIZE[nk] for all k; this is a necessary intermediate step towards NP 6⊂ P/poly. Previously, for several classes containing PNP, including NPNP, ZPPNP, and S2P, such lower bounds have been proved via Karp-Lipton-style Theorems: to prove C 6⊂ SIZE[nk] for all k, we show that C ⊂ P/poly implies a “collapse” D = C for some larger class D, where we already know D 6⊂ SIZE[nk] for all k. It seems obvious that one could take a different approach to prove circuit lower bounds for PNP that does not require proving any Karp-Lipton-style theorems along the way. We show this intuition is wrong: (weak) Karp-Lipton-style theorems for PNP are equivalent to fixed-polynomial size circuit lower bounds for PNP. That is, PNP 6⊂ SIZE[nk] for all k if and only if (NP ⊂ P/poly implies PH ⊂ i.o.-PNP/n). Next, we present new consequences of the assumption NP ⊂ P/poly, towards proving similar results for NP circuit lower bounds. We show that under the assumption, fixed-polynomial circuit lower bounds for NP, nondeterministic polynomial-time derandomizations, and various fixed-polynomial time simulations of NP are all equivalent. Applying this equivalence, we show that circuit lower bounds for NP imply better Karp-Lipton collapses. That is, if NP 6⊂ SIZE[nk] for all k, then for all C ∈ {P, PP, PSPACE, EXP}, C ⊂ P/poly implies C ⊂ i.o.-NP/nε for all ε > 0. Note that unconditionally, the collapses are only to MA and not NP. We also explore consequences of circuit lower bounds for a sparse language in NP. Among other results, we show if a polynomially-sparse NP language does not have n1+ε-size circuits, then MA ⊂ i.o.-NP/O(log n), MA ⊂ i.o.-PNP[O(log n)], and NEXP 6⊂ SIZE[2o(m)]. Finally, we observe connections between these results and the “hardness magnification” phenomena described in recent works