The ethics of secondary data analysis: learning from the experience of sharing qualitative data from young people and their families in an international study of childhood poverty

This working paper focuses on secondary analysis, an aspect of research practice that is sometimes assumed to pose few ethical challenges. It draws in particular on the experience of a collaborative research project involving secondary analysis of qualitative data collected as part of an ongoing international longitudinal study, Young Lives (www.younglives.org.uk), and sets this alongside a wider review of regulatory guidance on research ethics and academic debates. Secondary analysis can take many forms, and bring many benefits. But it is more ethically complex than regulatory frameworks may imply. Whether or not data are publicly archived, ethical considerations have to be addressed, including responsibilities to participants and the original researchers, and the need to achieve a contextual understanding of the data by identifying and countering risks of misinterpretation. The considerations raised here are intended to aid ethical research practice by supporting planning and reflection – for primary researchers who are planning to archive their data, as well as for researchers embarking on a qualitative secondary analysis. Not least, our experience highlights the importance of developing and maintaining trusting relationships between primary and secondary researchers

Who Blows the Whistle on Corporate Fraud?

What external control mechanisms are most effective in detecting corporate fraud? To address this question we study in depth all reported cases of corporate fraud in companies with more than 750 million dollars in assets between 1996 and 2004. We find that fraud detection does not rely on one single mechanism, but on a wide range of, often improbable, actors. Only 6% of the frauds are revealed by the SEC and 14% by the auditors. More important monitors are media (14%), industry regulators (16%), and employees (19%). Before SOX, only 35% of the cases were discovered by actors with an explicit mandate. After SOX, the performance of mandated actors improved, but still account for only slightly more than 50% of the cases. We find that monetary incentives for detection in frauds against the government influence detection without increasing frivolous suits, suggesting gains from extending such incentives to corporate fraud more generally.

Impact of the Financial Crisis on Finance Sector Workers

[Excerpt] The purpose of this paper is to briefly review the background, causes, characteristics and trajectory of the ongoing financial and economic crisis; to define the financial services sector, its occupations and their educational requirements, as well as recent important trends; to provide a preliminary assessment of the impact of the crisis on finance sector jobs; and to give suggestions on possible policy responses to address the effects of the crisis on finance sector workers

Transcending History’s Heavy Hand: The Future in Economic Action

Abstract This paper discusses sociological analyses of the formation and role of expectations in the economy. Recognition of the social constitution of expectations advances the understanding of economic action under conditions of uncertainty and helps to explain core features of modern capitalist societies. The range of applications of the analytical perspective is illustrated by closer examination of three core spheres of capitalist societies: consumption, investment, and innovation. To provide an idea of core challenges of the approach, three major research questions for the sociological analysis of expectations are presented.Zusammenfassung Wie lassen sich die Entstehung und die Rolle von Erwartungen in der Wirtschaft soziologisch analysieren? Erwartungen sind sozial konstituiert. Der Rekurs auf Erwartungen trägt zum Verständnis wirtschaftlichen Handelns unter Bedingungen von Unsicherheit und zum Verständnis charakteristischer Wesenszüge moderner kapitalistischer Gesellschaften bei. Nähere Betrachtungen von drei Sphären wirtschaftlicher Aktivität – Konsum, Investition und Innovation – verdeutlichen das breite Spektrum möglicher Anwendungen der Erwartungsperspektive in der Wirtschaftssoziologie. Die zentralen Herausforderungen für die soziologische Analyse von Erwartungen werden anschließend anhand von drei wichtigen Forschungsfragen skizziert.Contents 1 Introduction 2 Uncertainty and the social constitution of expectations 3 Expectations in contemporary capitalism Consumption Investment Innovation 4 Questions and perspectives of an economic sociology of expectations Where do expectations come from? How do expectations spread and gain momentum? The moral economy of expectations 5 Conclusion Reference

New Outlooks on Reshaping and Revitalizing Post-Conflict Regions: Strategies, Principles and Models of Reconstruction

Within societies recently recovering from war, people operating at the community or national levels are pressed to deal with reconciliation, development, reintegration and security. Changes and advancements are already at our front door in political philosophy, technology, communications, infrastructure, and shifts in attitudes and behavior of people. All of this will affect regions and communities, and basically alter the requisites for future planning and roles of professionals. Planning in the new millennium is needed to assist people and communities to manage change by all the techniques and skills that it possesses. In progressive crisis situations there is a need for progressive methods and new approaches, especially if the systems in use are not producing necessary results and changes. The situation where the primary objective is the rebuilding of livelihoods and rebuilding a community in a traumatized setting, a holistic way of looking at the ''big picture'' is a condicio sine qua non for any sustainable development effort. The paper draws attention to situations, which require interdisciplinary approaches and the collaboration of different professional actors. In order to structure the complex question of post-conflict reconstruction in a more systematic way, a conceptual interdisciplinary model called Sustainable Communities in Post-Conflict Environments (SCOPE) could be developed for rebuilding communities. This presentation looks at how such a model, applied to places like Bosnia and Herzegovina and Kosovo, can effectively conceptualize and design policies, programs and projects that efficiently address the above-mentioned issues, giving at the same time a new strategic and innovative approach.

Advisor Choice in Asia-Pacific Property Markets

This paper examines advisor choice decisions by publicly traded REITs and listed property companies in Asia-Pacific real estate markets. Using a sample of 168 firms, we find robust evidence that firms strategically evaluate and compare the increased agency costs associated with external advisement against the potential benefits associated with collocating decision rights with location specific soft information. Our empirical results reveal real estate companies tend to hire external advisors when they invest in countries: 1) that are more economically and politically unstable, 2) whose legal system is based on civil law, 3) where the level of corruption is perceived to be high, and 4) when disclosure is relatively poor. Additionally, we find the probability of retaining an external advisor is directly related to the expected agency costs. Lastly, we find evidence of return premiums in excess of 13 % for firms whose organizational structure matches their investment profile. As such, we conclude that the decision to hire an external advisor represents a value relevant trade-off between the costs and benefits of this organizational arrangement

Disclosure measurement in the empirical accounting literature: A review article

This is the first study to provide an extensive and critical review of different techniques used in the empirical accounting literature to measure disclosure. The purpose is to help future researchers to identify exemplars and to select suitable techniques or to develop their own techniques. It also provides in depth discussion of current measurement issues related to disclosure and identifies gaps in the current literature which future research may aim to cover

Cracking the Code on Stem: A People Strategy for Nevada\u27s Economy

Nevada has in place a plausible economic diversification strategy—and it’s beginning to work. Now, the state and its regions need to craft a people strategy. Specifically, the state needs to boost the number of Nevadans who possess at least some postsecondary training in the fields of science, technology, engineering, or math—the so-called “STEM” disciplines (to which some leaders add arts and design to make it “STEAM”). The moment is urgent—and only heightened by the projected worker needs of Tesla Motors’ planned “gigafactory” for lithium-ion batteries in Storey County. Even before the recent Tesla commitment, a number of the more high-tech industry sectors targeted by the state’s new economic diversification strategy had begun to deliver significant growth. Most notable in fast-growing sectors like Business IT Ecosystems (as defined by the Governor’s Office for Economic Development) and large sectors like Health and Medical Services, this growth has begun to increase the demand in Nevada for workers with at least a modicum of postsecondary training in one or more STE M discipline. However, there is a problem. Even though many available opportunities require no more than the right community college certificate, insufficient numbers of Nevadans have pursued even a little STEM training. As a result, too few Nevadans are ready to participate in the state’s emerging STEM economy. The upshot: Without concerted action to prepare more Nevadans for jobs in STEM-intensive fields, skills shortages could limit growth in the state’s most promising target industries and Nevadans could miss out on employment that offers superior paths to opportunity and advancement. Which is the challenge this report addresses: Aimed at focusing the state at a critical moment, this analysis speaks to Nevada’s STEM challenge by providing a new assessment of Nevada’s STEM economy and labor market as well as a review of actions that leaders throughout the state—whether in the public, private, civic, or philanthropic sectors—can take to develop a workforce capable of supporting continued growth through economic diversification

Skills Assessment for Business Services: Final Report

No abstract available

Uncertainty and risk: politics and analysis

In environmental and sustainable development policy issues, and in infrastructural megaprojects and issues of innovative medical technologies as well, public authorities face emergent complexity, high value diversity, difficult-to-structure problems, high decision stakes, high uncertainty, and thus risk. In practice, it is believed, this often leads to crises, controversies, deadlocks, and policy fiascoes. Decision-makers are said to face a crisis in coping with uncertainty. Both the cognitive structure of uncertainty and the political structure of risk decisions have been studied. So far, these scientific literatures exist side by side, with few apparent efforts at theoretically conceptualizing and empirically testing the links between the two. Therefore, this exploratory and conceptual paper takes up the challenge: How should we conceptualize the cognitive structure of uncertainty? How should we conceptualize the political structure of risk? How can we conceptualize the link(s) between the two? Is there any empirical support for a conceptualization that bridges the analytical and political aspects of risk? What are the implications for guidelines for risk analysis and assessment