Detection and classification of sea ice from spaceborne multi-frequency synthetic aperture radar imagery and radar altimetry

The sea ice cover in the Arctic is undergoing drastic changes. Since the start of satellite observations by microwave remote sensing in the late 1970\u27s, the maximum summer sea ice extent has been decreasing and thereby causing a generally thinner and younger sea ice cover. Spaceborne radar remote sensing facilitates the determination of sea ice properties in a changing climate with the high spatio-temporal resolution necessary for a better understanding of the ongoing processes as well as safe navigation and operation in ice infested waters.The work presented in this thesis focuses on the one hand on synergies of multi-frequency spaceborne synthetic aperture radar (SAR) imagery for sea ice classification. On the other hand, the fusion of radar altimetry observations with near-coincidental SAR imagery is investigated for its potential to improve 3-dimensional sea ice information retrieval.Investigations of ice/water classification of C- and L-band SAR imagery with a feed-forward neural network demonstrated the capabilities of both frequencies to outline the sea ice edge with good accuracy. Classification results also indicate that a combination of both frequencies can improve the identification of thin ice areas within the ice pack compared to C-band alone. Incidence angle normalisation has proven to increase class separability of different ice types. Analysis of incidence angle dependence between 19-47\ub0 at co- and cross-polarisation from Sentinel-1 C-band images closed a gap in existing slope estimates at cross-polarisation for multiyear sea ice and confirms values obtained in other regions of the Arctic or with different sensors. Furthermore, it demonstrated that insufficient noise correction of the first subswath at cross-polarisation increased the slope estimates by 0.01 dB/1\ub0 for multiyear ice. The incidence angle dependence of the Sentinel-1 noise floor affected smoother first-year sea ice and made the first subswath unusable for reliable incidence angle estimates in those cases.Radar altimetry can complete the 2-dimensional sea ice picture with thickness information. By comparison of SAR imagery with altimeter waveforms from CryoSat-2, it is demonstrated that waveforms respond well to changes of the sea ice surface in the order of a few hundred metres to a few kilometres. Freeboard estimates do however not always correspond to these changes especially when mixtures of different ice types are found within the footprint. Homogeneous ice floes of about 10 km are necessary for robust averaged freeboard estimates. The results demonstrate that multi-frequency and multi-sensor approaches open up for future improvements of sea ice retrievals from radar remote sensing techniques, but access to in-situ data for training and validation will be critical

Microwave Radiometry at Frequencies From 500 to 1400 MHz: An Emerging Technology for Earth Observations

icrowave radiometry has provided valuable spaceborne observations of Earth’s geophysical properties for decades. The recent SMOS, Aquarius, and SMAP satellites have demonstrated the value of measurements at 1400 MHz for observ- ing surface soil moisture, sea surface salinity, sea ice thickness, soil freeze/thaw state, and other geophysical variables. However, the information obtained is limited by penetration through the subsur- face at 1400 MHz and by a reduced sensitivity to surface salinity in cold or wind-roughened waters. Recent airborne experiments have shown the potential of brightness temperature measurements from 500–1400 MHz to address these limitations by enabling sensing of soil moisture and sea ice thickness to greater depths, sensing of temperature deep within ice sheets, improved sensing of sea salinity in cold waters, and enhanced sensitivity to soil moisture under veg- etation canopies. However, the absence of significant spectrum re- served for passive microwave measurements in the 500–1400 MHz band requires both an opportunistic sensing strategy and systems for reducing the impact of radio-frequency interference. Here, we summarize the potential advantages and applications of 500–1400 MHz microwave radiometry for Earth observation and review recent experiments and demonstrations of these concepts. We also describe the remaining questions and challenges to be addressed in advancing to future spaceborne operation of this technology along with recommendations for future research activities

Elevation and Deformation Extraction from TomoSAR

3D SAR tomography (TomoSAR) and 4D SAR differential tomography (Diff-TomoSAR) exploit multi-baseline SAR data stacks to provide an essential innovation of SAR Interferometry for many applications, sensing complex scenes with multiple scatterers mapped into the same SAR pixel cell. However, these are still influenced by DEM uncertainty, temporal decorrelation, orbital, tropospheric and ionospheric phase distortion and height blurring. In this thesis, these techniques are explored. As part of this exploration, the systematic procedures for DEM generation, DEM quality assessment, DEM quality improvement and DEM applications are first studied. Besides, this thesis focuses on the whole cycle of systematic methods for 3D & 4D TomoSAR imaging for height and deformation retrieval, from the problem formation phase, through the development of methods to testing on real SAR data. After DEM generation introduction from spaceborne bistatic InSAR (TanDEM-X) and airborne photogrammetry (Bluesky), a new DEM co-registration method with line feature validation (river network line, ridgeline, valley line, crater boundary feature and so on) is developed and demonstrated to assist the study of a wide area DEM data quality. This DEM co-registration method aligns two DEMs irrespective of the linear distortion model, which improves the quality of DEM vertical comparison accuracy significantly and is suitable and helpful for DEM quality assessment. A systematic TomoSAR algorithm and method have been established, tested, analysed and demonstrated for various applications (urban buildings, bridges, dams) to achieve better 3D & 4D tomographic SAR imaging results. These include applying Cosmo-Skymed X band single-polarisation data over the Zipingpu dam, Dujiangyan, Sichuan, China, to map topography; and using ALOS L band data in the San Francisco Bay region to map urban building and bridge. A new ionospheric correction method based on the tile method employing IGS TEC data, a split-spectrum and an ionospheric model via least squares are developed to correct ionospheric distortion to improve the accuracy of 3D & 4D tomographic SAR imaging. Meanwhile, a pixel by pixel orbit baseline estimation method is developed to address the research gaps of baseline estimation for 3D & 4D spaceborne SAR tomography imaging. Moreover, a SAR tomography imaging algorithm and a differential tomography four-dimensional SAR imaging algorithm based on compressive sensing, SAR interferometry phase (InSAR) calibration reference to DEM with DEM error correction, a new phase error calibration and compensation algorithm, based on PS, SVD, PGA, weighted least squares and minimum entropy, are developed to obtain accurate 3D & 4D tomographic SAR imaging results. The new baseline estimation method and consequent TomoSAR processing results showed that an accurate baseline estimation is essential to build up the TomoSAR model. After baseline estimation, phase calibration experiments (via FFT and Capon method) indicate that a phase calibration step is indispensable for TomoSAR imaging, which eventually influences the inversion results. A super-resolution reconstruction CS based study demonstrates X band data with the CS method does not fit for forest reconstruction but works for reconstruction of large civil engineering structures such as dams and urban buildings. Meanwhile, the L band data with FFT, Capon and the CS method are shown to work for the reconstruction of large manmade structures (such as bridges) and urban buildings

Physics-based Modeling for High-fidelity Radar Retrievals.

Knowledge of soil moisture on a global scale is crucial for understanding the Earth's water, energy, and carbon cycles. This dissertation is motivated by the need for accurate soil moisture estimates and focuses on the improvement of soil moisture retrieval based on active remote sensing over vegetated areas. It addresses important, but often neglected, aspects in radar imaging: effects related to the ionosphere, multispecies vegetation (heterogeneity at pixel level), and heterogeneity at landscape level. The first contribution is the development of a generalized radar scattering model as an advancement of current radar modeling techniques for vegetated areas at fine-scale pixel level. It consists of realistic representations of multispecies and subsurface soil layer modeling, and includes terrain topography. This modeling improvement allows greater applicability to different land cover types and higher soil moisture retrieval accuracy. Most coarse-scale satellite pixels (km-scale or coarser) contain highly heterogeneous scenes with fine-scale (100 m or finer) variability of soil moisture, soil texture, topography, and vegetation cover. The second contribution is the development of spatial scaling techniques to investigate effects of landscape-level heterogeneity on radar scattering signatures. Using the above radar forward scattering model, which assumes homogeneity over fine scales, tailor-made models are derived for the contribution of fine-scale heterogeneity to the coarse-scale satellite pixel for effective soil moisture retrieval. Finally, the third contribution is the development of a self-contained calibration technique based on an end-to-end radar system model. The model includes ionospheric effects allowing the use of spaceborne radar signals for accurate soil moisture retrieval from lower frequencies, such as L- and P-band. These combined contributions will greatly increase the usability of low-frequency spaceborne radar data for soil moisture retrieval: ionospheric effects are mitigated, landscape level heterogeneity is resolved, and fine-scale scenes are better modeled. These contributions ultimately allow improved fidelity in soil moisture retrieval and are immediately applicable in current missions such as the ongoing AirMOSS mission that observes root-zone soil moisture with a P-band radar at fine-scale resolution (100 m), and NASA's upcoming SMAP spaceborne mission, which will assess surface soil moisture with an L-band radar and radiometer at km-scale resolution (3 km).PHDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/107290/1/mburgin_1.pd

Determination of Soil Moisture and Vegetation Parameters from Spaceborne C-Band SAR on Agricultural Areas

Soil moisture is an important factor influencing hydrological and meteorological exchange processes at the land surface. As ground measurements of soil moisture cannot provide spatial-ly distributed information, remote sensing of soil moisture using Synthetic Aperture Radar (SAR) offers an alternative. To derive soil moisture from vegetated areas with SAR, the influ-ence of vegetation parameters on SAR backscatter must be considered, though. The first part of the study analyses the potential to use a qualitative soil moisture index from ERS-SAR with high spatial resolution that can be used without ground truth soil moisture and vegetation data. The index ranges from low to high soil moisture instead of giving absolute soil moisture values. The method is applied to agricultural areas in the catchment of the river Rur in Germany. The soil moisture index represents wetting and drying tendencies well when compared to precipitation records and behaves like in-situ soil moisture regarding its variabil-ity. The analysis of spatial patterns from the soil moisture index by using semivariograms re-veals that differences in management that result for example in differences in evapotranspira-tion from one to the next agricultural field, are the only influence on spatial patterns of soil moisture in the Rur catchment. This study confirms the applicability of a high-resolution soil moisture index for monitoring soil moisture changes and to analyze spatial soil moisture pat-terns. The soil moisture index could be used as input to hydrological models and could substi-tute antecedent precipitation, which needs precipitation stations, as a proxy to soil moisture. The second part of the study examines the capability of dual-polarimetric C-Band SAR data with high incidence angles from the Sentinel-1 satellites to derive soil moisture and vegetation parameters quantitatively. A processing scheme for Sentinel-1 Level-1 data is presented to produce images of different SAR observables that are compared to extensive ground meas-urements of soil moisture and vegetation parameters. It shows that soil moisture retrieval is feasible from bare soil and maize with an RMSE of 7 Vol%. From other land use types, dif-ferent vegetation parameters could be retrieved with an error of around 25 % of their range, in median. Neither soil moisture nor vegetation parameters could be derived from grassland and triticale due to the influence of the thatch layer and the missing of a clear row structure. Both grassland and triticale are in contrast to the other crops not sown in rows on our research fields. The analysis has shown that the incidence angle is of main importance for the capability of C-band SAR to derive soil moisture and that the availability of at least one co- and cross-polarized channel is important for the quantitative retrieval of land surface parameters. The dual-pol H2α parameters were not meaningful for soil moisture and vegetation parameter re-trieval in this study

Inundações em múltiplas escalas na América do Sul : de áreas úmidas a áreas de risco

South America hosts some of the major river systems on Earth, often associated with large floodplains that are inundated every year, such as the Pantanal and many Amazon wetlands. Interfluvial wetland complexes are also found across the continent, with particular geomorphic settings and unique savanna or grassland vegetation. South American wetlands can provide distinctive ecosystem services such as biodiversity supporting, food provision and flood attenuation. On the other hand, humans have settled around wetlands for millennia, benefiting from all resources they provide, and have adapted to its flood regime as well adapted its landscape, defining what has been called human-water systems. Yet, an increasing number of South American people have been negatively affected by extreme floods. Moving from continental to local scales, this thesis invites the readers to a journey across major South American wetland systems and their unique hydrological dynamics, under the light of the satellite era and the breakthrough advances on hydrologic-hydrodynamic modeling in the last decades. This work is founded on the proposition of a continental wetland research agenda, and based on a comparative hydrology approach. Floods are studied through both natural wetland processes and hazard dimensions. The first part presents a set of studies on the Amazon basin wetlands, from the development of 1D and 2D models to simulate hydrological processes in contrasting wetland types in the Negro river basin to the basin-wide intercomparison of 29 inundation products and assessment of long-term inundation trends. While most wetland studies have been conducted over the central Amazon floodplains, major knowledge gaps remain for understanding the hydrological dynamics of interfluvial areas such as the Llanos de Moxos and Negro savannas, where the inundation is less predictable and shallower. The second part of the thesis leverages satellite-based datasets of multiple hydrological variables (water levels, total water storage, inundation extent, precipitation and evapotranspiration) to address the hydrology of 12 large wetland systems in the continent. It shows the major differences among river floodplains and interfluvial wetlands on the water level annual amplitude, time lag between precipitation and inundation, and evapotranspiration dynamics. Finally, the third part addresses the flood hazard component of human-wetland interactions through large-scale assessments of flood hazard dynamics and effects of built infrastructure (dams) on flood attenuation. The dynamics of the great 1983 floods, one of the most extreme years ever recorded in the continent, is assessed with a continental hydrological model. Then, the capabilities of continental models to simulate the river-floodplain-reservoir continuum that exists across large river basins are assessed with case studies for major river basins affected by human intervention (Itajaí-Açu and upper Paraná river basins in Brazil). While this thesis enlightens some relevant hydrological processes regarding South American floods and their positive and negative effects to human societies and ecosystems in general, major knowledge gaps persist and provide great research opportunities for the near future. The launching of many hydrology-oriented satellite missions, and an ever-growing computational capacity, make the continental hydrology agenda related to wetlands and floods a great research topic for the upcoming years.A América do Sul abriga alguns dos maiores sistemas hídricos do planeta, frequentemente associados a grandes planícies de inundação, como o Pantanal e várias áreas da Amazônia. Áreas úmidas (AU’s) interfluviais são também encontrados no continente, com características geomorfológicas particulares, e vegetações de savana e gramíneas únicas. As AU’s da América do Sul provêm diversos serviços ecossistêmicos, como suporte à biodiversidade, provisão de alimento e atenuação de cheias. Humanos têm se estabelecido ao redor de AU’s por milênios, se beneficiando dos recursos providos por elas. Eles se adaptaram ao seu regime de inundação, e adaptaram sua paisagem, definindo o que tem sido chamado de sistemas sociedade-água. Por outro lado, um número crescente de pessoas têm sido negativamente afetado por cheias extremas. Da escala continental à local, esta tese convida o leitor a uma jornada através de importantes AU’s da América do Sul e suas particulares dinâmicas de inundação, sob a luz da era dos satélites e dos grandes avanços em modelagem hidrológica-hidrodinâmica das últimas décadas. Este trabalho é baseado na proposta de uma escala continental de pesquisa sobre AU’s, e é baseado em uma abordagem de hidrologia comparativa. Inundações são estudadas em múltiplas dimensões, de processos de AU’s naturais à questão do perigo para humanos. A primeira parte apresenta uma série de estudos sobre as AU’s da bacia amazônica, desde o desenvolvimento de modelos 1D e 2D para simular processos hidrológicos em tipos contrastantes de AU’s na bacia do Rio Negro, até a intercomparação de 29 produtos de inundação e avaliação de tendências de inundações de longo prazo para a escala da bacia amazônica. Enquanto a maioria dos estudos de AU’s foi conduzida nas várzeas do rio Amazonas, importantes lacunas do conhecimento permanecem para a compreensão da dinâmica hidrológica de áreas interfluviais como Llanos de Moxos e as savanas do rio Negro, onde a inundação é menos previsível e mais rasa. A segunda parte da tese utiliza dados oriundos de satélites relacionados a múltiplas variáveis hidrológicas (níveis d’água, armazenamento total de água, extensão de áreas inundadas, precipitação e evapotranspiração) para estudar a hidrologia de 12 grandes sistemas de AU’s do continente. São destacadas as grandes diferenças entre planícies de inundação e AU’s interfluviais em termos de amplitude anual de níveis d’água, defasagem entre precipitação e inundação, e dinâmica de evapotranspiração. Por fim, a última parte da tese aborda o componente de perigo de inundação das interações sociedade-água através de avaliações em grande escala da dinâmica de inundação e dos efeitos de infraestruturas construídas (como barragens) na atenuação de cheias. A dinâmica das grandes cheias de 1983, um dos anos mais extremos já registrados no continente, é avaliada com um modelo hidrológico continental. Depois, a capacidade de modelos continentais para simular o continuum entre rios, planícies de inundação e reservatórios que existe em grandes bacias hidrográficas é avaliada com estudos de casos para importantes bacias afetadas pela intervenção humana (bacia dos rios Paraná e Itajaí-Açu). Enquanto esta tese avança a compreensão de relevantes processos hidrológicos relacionados a inundações na América do Sul em múltiplas escalas, bem como seus efeitos positivos e negativos nas sociedades humanas e ecossistemas em geral, importantes lacunas do conhecimento persistem e fomentam importantes oportunidades de pesquisa futuras. O lançamento de várias missões satelitais orientadas a hidrologia, e uma cada vez mais crescente capacidade computacional, faz da agenda continental de hidrologia relacionada a AU’s e inundações um grande tópico de pesquisa para os próximos anos

Climate change 2013: the physical science basis

This report argues that it is extremely likely that human influence has been the dominant cause of the observed warming since the mid-20th century. This is an an unedited version of the Intergovernmental Panel on Climate Change\u27s Working Group I contribution to the Fifth Assessment Report following the release of its Summary for Policymakers on 27 September 2013.  The full Report is posted in the version distributed to governments on 7 June 2013 and accepted by Working Group I and the Panel on 27 September 2013. It includes the Technical Summary, 14 chapters and an Atlas of Global and Regional Climate Projections. Following copy-editing, layout, final checks for errors and adjustments for changes in the Summary for Policymakers, the full Report will be published online in January 2014 and in book form by Cambridge University Press a few months later