Optimization of Training and Feedback Overhead for Beamforming over Block Fading Channels

We examine the capacity of beamforming over a single-user, multi-antenna link taking into account the overhead due to channel estimation and limited feedback of channel state information. Multi-input single-output (MISO) and multi-input multi-output (MIMO) channels are considered subject to block Rayleigh fading. Each coherence block contains $L$ symbols, and is spanned by $T$ training symbols, $B$ feedback bits, and the data symbols. The training symbols are used to obtain a Minimum Mean Squared Error estimate of the channel matrix. Given this estimate, the receiver selects a transmit beamforming vector from a codebook containing $2^B$ {\em i.i.d.} random vectors, and sends the corresponding $B$ bits back to the transmitter. We derive bounds on the beamforming capacity for MISO and MIMO channels and characterize the optimal (rate-maximizing) training and feedback overhead ($T$ and $B$) as $L$ and the number of transmit antennas $N_t$ both become large. The optimal $N_t$ is limited by the coherence time, and increases as $L/\log L$. For the MISO channel the optimal $T/L$ and $B/L$ (fractional overhead due to training and feedback) are asymptotically the same, and tend to zero at the rate $1/\log N_t$. For the MIMO channel the optimal feedback overhead $B/L$ tends to zero faster (as $1/\log^2 N_t$).Comment: accepted for IEEE Trans. Info. Theory, 201

Coded DS-CDMA Systems with Iterative Channel Estimation and no Pilot Symbols

In this paper, we describe direct-sequence code-division multiple-access (DS-CDMA) systems with quadriphase-shift keying in which channel estimation, coherent demodulation, and decoding are iteratively performed without the use of any training or pilot symbols. An expectation-maximization channel-estimation algorithm for the fading amplitude, phase, and the interference power spectral density (PSD) due to the combined interference and thermal noise is proposed for DS-CDMA systems with irregular repeat-accumulate codes. After initial estimates of the fading amplitude, phase, and interference PSD are obtained from the received symbols, subsequent values of these parameters are iteratively updated by using the soft feedback from the channel decoder. The updated estimates are combined with the received symbols and iteratively passed to the decoder. The elimination of pilot symbols simplifies the system design and allows either an enhanced information throughput, an improved bit error rate, or greater spectral efficiency. The interference-PSD estimation enables DS-CDMA systems to significantly suppress interference.Comment: To appear, IEEE Transactions on Wireless Communication

Using Channel Output Feedback to Increase Throughput in Hybrid-ARQ

Hybrid-ARQ protocols have become common in many packet transmission systems due to their incorporation in various standards. Hybrid-ARQ combines the normal automatic repeat request (ARQ) method with error correction codes to increase reliability and throughput. In this paper, we look at improving upon this performance using feedback information from the receiver, in particular, using a powerful forward error correction (FEC) code in conjunction with a proposed linear feedback code for the Rayleigh block fading channels. The new hybrid-ARQ scheme is initially developed for full received packet feedback in a point-to-point link. It is then extended to various different multiple-antenna scenarios (MISO/MIMO) with varying amounts of packet feedback information. Simulations illustrate gains in throughput.Comment: 30 page

Robust Distributed Estimation over Multiple Access Channels with Constant Modulus Signaling

A distributed estimation scheme where the sensors transmit with constant modulus signals over a multiple access channel is considered. The proposed estimator is shown to be strongly consistent for any sensing noise distribution in the i.i.d. case both for a per-sensor power constraint, and a total power constraint. When the distributions of the sensing noise are not identical, a bound on the variances is shown to establish strong consistency. The estimator is shown to be asymptotically normal with a variance (AsV) that depends on the characteristic function of the sensing noise. Optimization of the AsV is considered with respect to a transmission phase parameter for a variety of noise distributions exhibiting differing levels of impulsive behavior. The robustness of the estimator to impulsive sensing noise distributions such as those with positive excess kurtosis, or those that do not have finite moments is shown. The proposed estimator is favorably compared with the amplify and forward scheme under an impulsive noise scenario. The effect of fading is shown to not affect the consistency of the estimator, but to scale the asymptotic variance by a constant fading penalty depending on the fading statistics. Simulations corroborate our analytical results.Comment: 28 pages, 10 figures, submitted to IEEE Transactions on Signal Processing for consideratio

Performance Analysis of Heterogeneous Feedback Design in an OFDMA Downlink with Partial and Imperfect Feedback

Current OFDMA systems group resource blocks into subband to form the basic feedback unit. Homogeneous feedback design with a common subband size is not aware of the heterogeneous channel statistics among users. Under a general correlated channel model, we demonstrate the gain of matching the subband size to the underlying channel statistics motivating heterogeneous feedback design with different subband sizes and feedback resources across clusters of users. Employing the best-M partial feedback strategy, users with smaller subband size would convey more partial feedback to match the frequency selectivity. In order to develop an analytical framework to investigate the impact of partial feedback and potential imperfections, we leverage the multi-cluster subband fading model. The perfect feedback scenario is thoroughly analyzed, and the closed form expression for the average sum rate is derived for the heterogeneous partial feedback system. We proceed to examine the effect of imperfections due to channel estimation error and feedback delay, which leads to additional consideration of system outage. Two transmission strategies: the fix rate and the variable rate, are considered for the outage analysis. We also investigate how to adapt to the imperfections in order to maximize the average goodput under heterogeneous partial feedback.Comment: To appear in IEEE Trans. on Signal Processin

Fundamental Limits in MIMO Broadcast Channels

This paper studies the fundamental limits of MIMO broadcast channels from a high level, determining the sum-rate capacity of the system as a function of system paramaters, such as the number of transmit antennas, the number of users, the number of receive antennas, and the total transmit power. The crucial role of channel state information at the transmitter is emphasized, as well as the emergence of opportunistic transmission schemes. The effects of channel estimation errors, training, and spatial correlation are studied, as well as issues related to fairness, delay and differentiated rate scheduling

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201