MIMO Transmission for Single-fed ESPAR with Quantized Loads

Compact parasitic arrays in the form of electronically steerable parasitic antenna radiators (ESPARs) have emerged as a new antenna structure that achieves multipleinput- multiple-output (MIMO) transmission with a single RF chain. In this paper, we study the application of precoding on practical ESPARs, where the antennas are equipped with load impedances of quantized values. We analytically study the impact of the quantization on the system performance, where it is shown that while ideal ESPARs with ideal loads can achieve a similar performance to conventional MIMO, the performance of ESPARs will be degraded when only loads with quantized values are available. We further extend the performance analysis to imperfect channel state information (CSI). In order to alleviate the performance loss, we propose to approximate the ideal current vector by optimization, where a closed-form solution is further obtained. This enables the use of ESPARs in practice with quantized loads. Simulation results validate our analysis and show that a significant performance gain can be achieved with the proposed scheme over ESPARs with quantized loads. Finally, the tradeoff between performance and power consumption is shown to be favorable for the proposed ESPAR approaches compared to conventional MIMO, as evidenced by our energy efficiency results

Analog-Digital Beamforming in the MU-MISO Downlink by use of Tunable Antenna Loads

We investigate the performance of multi-user multiple-input-single-output (MU-MISO) downlink in the presence of the mutual coupling effect at the transmitter. Contrary to traditional approaches that aim at eliminating this effect, in this paper we propose a joint analog-digital (AD) beamforming scheme that exploits this effect to further improve the system performance. A jointly optimal AD beamformer is firstly obtained by iteratively maximizing the minimum received signal-to-interference-plus-noise ratio (SINR) in the digital domain, followed by an optimization on the load impedance of each antenna element in the analog domain. We further introduce a decoupled low-complexity approach, with which existing closed-form beamforming schemes can also be efficiently applied. For the consideration of hardware imperfections in practice, we study the case where the analog load values are quantized, and propose a sequential search scheme based on greedy algorithm to efficiently obtain the desired quantized load values. Moreover, we also investigate the imperfect channel state information (CSI) scenarios, where we prove the optimality for closed-form beamformers, and further propose the robust schemes for two typical CSI error models. Simulation results show that with the proposed schemes the mutual coupling effect can be exploited to further improve the performance for both perfect CSI and imperfect CSI

Energy Efficient SWIPT: From Fully-Digital to Hybrid Analog-Digital Beamforming

CCBY Simultaneous wireless information and power transfer (SWIPT) enables the transmission of information symbols and energy simultaneously. In this paper, we study the MIMO SWIPT systems with limited RF chains at the base station. We focus on the scenario where there is one information decoder with a target SINR and several separate energy harvesting receivers with harvested energy thresholds. To motivate our energy-efficient hybrid analog-digital beamforming strategy, the fully-digital power minimization problem is firstly analyzed, where we mathematically show that the optimal beamformer consists of only the information beamformer, and derive closed-form beamformers for a number of special cases. Based on this result, we further consider hybrid beamforming and propose an iterative scheme where the analog and digital beamformers are alternately updated. For the proposed scheme, in each iteration we design the analog beamformer by minimizing the difference between the fully-digital beamformer and the hybrid beamformer. Based on our above analysis for fully-digital case, the optimal solution for analog beamformer can be obtained via a geometrical interpretation. We further design the robust beamformers for the proposed schemes, when only imperfect channel state information (CSI) is available. The numerical results show that the proposed iterative designs achieve a close-to-optimal performance with significant gains in the total power consumption over fully-digital SWIPT

Multiple-Antenna Systems: From Generic to Hardware-Informed Precoding Designs

5G-and-beyond communication systems are expected to be in a heterogeneous form of multiple-antenna cellular base stations (BSs) overlaid with small cells. The fully-digital BS structures can incur significant power consumption and hardware complexity. Moreover, the wireless BSs for small cells usually have strict size constraints, which incur additional hardware effects such as mutual coupling (MC). Consequently, the transmission techniques designed for future wireless communication systems should respect the hardware structures at the BSs. For this reason, in this thesis we extend generic downlink precoding to more advanced hardware-informed transmission techniques for a variety of BS structures. This thesis firstly extends the vector perturbation (VP) precoding to multiple-modulation scenarios, where existing VP-based techniques are sub-optimal. Subsequently, this thesis focuses on the downlink transmission designs for hardware effects in the form of MC, limited number of radio frequency (RF) chains, and low-precision digital-to-analog converters (DACs). For these scenarios, existing precoding techniques are either sub-optimal or not directly applicable due to the specific hardware constraints. In this context, this thesis first proposes analog-digital (AD) precoding methods for MC exploitation in compact single-user multiple-antenna systems with the concept of constructive interference, and further extends the idea of MC exploitation to multi-user scenarios with a joint optimisation on the precoding matrix and the mutual coupling effect. We further consider precoding for wireless BSs with a limited number of RF chains, in the form of compact parasitic antenna array as well as hybrid analog-digital structures designed for large-scale multiple-antenna systems. In addition, with a reformulation of the constructive interference, this thesis also considers the low-complexity precoding design for the use of low-resolution DACs for a massive-antenna array at the BSs. Analytical and numerical results reveal an improved performance of the proposed techniques compared to the state-of-the-art approaches, which validates the effectiveness of the introduced methods