A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

5G Wireless Network Slicing for eMBB, URLLC, and mMTC: A Communication-Theoretic View

The grand objective of 5G wireless technology is to support three generic services with vastly heterogeneous requirements: enhanced mobile broadband (eMBB), massive machine-type communications (mMTC), and ultra-reliable low-latency communications (URLLC). Service heterogeneity can be accommodated by network slicing, through which each service is allocated resources to provide performance guarantees and isolation from the other services. Slicing of the Radio Access Network (RAN) is typically done by means of orthogonal resource allocation among the services. This work studies the potential advantages of allowing for non-orthogonal sharing of RAN resources in uplink communications from a set of eMBB, mMTC and URLLC devices to a common base station. The approach is referred to as Heterogeneous Non-Orthogonal Multiple Access (H-NOMA), in contrast to the conventional NOMA techniques that involve users with homogeneous requirements and hence can be investigated through a standard multiple access channel. The study devises a communication-theoretic model that accounts for the heterogeneous requirements and characteristics of the three services. The concept of reliability diversity is introduced as a design principle that leverages the different reliability requirements across the services in order to ensure performance guarantees with non-orthogonal RAN slicing. This study reveals that H-NOMA can lead, in some regimes, to significant gains in terms of performance trade-offs among the three generic services as compared to orthogonal slicing.Comment: Submitted to IEE

Beamforming Techniques for Non-Orthogonal Multiple Access in 5G Cellular Networks

In this paper, we develop various beamforming techniques for downlink transmission for multiple-input single-output (MISO) non-orthogonal multiple access (NOMA) systems. First, a beamforming approach with perfect channel state information (CSI) is investigated to provide the required quality of service (QoS) for all users. Taylor series approximation and semidefinite relaxation (SDR) techniques are employed to reformulate the original non-convex power minimization problem to a tractable one. Further, a fairness-based beamforming approach is proposed through a max-min formulation to maintain fairness between users. Next, we consider a robust scheme by incorporating channel uncertainties, where the transmit power is minimized while satisfying the outage probability requirement at each user. Through exploiting the SDR approach, the original non-convex problem is reformulated in a linear matrix inequality (LMI) form to obtain the optimal solution. Numerical results demonstrate that the robust scheme can achieve better performance compared to the non-robust scheme in terms of the rate satisfaction ratio. Further, simulation results confirm that NOMA consumes a little over half transmit power needed by OMA for the same data rate requirements. Hence, NOMA has the potential to significantly improve the system performance in terms of transmit power consumption in future 5G networks and beyond.Comment: accepted to publish in IEEE Transactions on Vehicular Technolog

Enabling non-linear energy harvesting in power domain based multiple access in relaying networks: Outage and ergodic capacity performance analysis

The Power Domain-based Multiple Access (PDMA) scheme is considered as one kind of Non-Orthogonal Multiple Access (NOMA) in green communications and can support energy-limited devices by employing wireless power transfer. Such a technique is known as a lifetime-expanding solution for operations in future access policy, especially in the deployment of power-constrained relays for a three-node dual-hop system. In particular, PDMA and energy harvesting are considered as two communication concepts, which are jointly investigated in this paper. However, the dual-hop relaying network system is a popular model assuming an ideal linear energy harvesting circuit, as in recent works, while the practical system situation motivates us to concentrate on another protocol, namely non-linear energy harvesting. As important results, a closed-form formula of outage probability and ergodic capacity is studied under a practical non-linear energy harvesting model. To explore the optimal system performance in terms of outage probability and ergodic capacity, several main parameters including the energy harvesting coefficients, position allocation of each node, power allocation factors, and transmit signal-to-noise ratio (SNR) are jointly considered. To provide insights into the performance, the approximate expressions for the ergodic capacity are given. By matching analytical and Monte Carlo simulations, the correctness of this framework can be examined. With the observation of the simulation results, the figures also show that the performance of energy harvesting-aware PDMA systems under the proposed model can satisfy the requirements in real PDMA applications.Web of Science87art. no. 81