Analysis of OFDM-based intensity modulation techniques for optical wireless communications

Optical wireless communication (OWC) is a promising alternative to radio frequency (RF) communication with a significantly larger and unregulated spectrum. Impairments in the physical layer, such as the non-linear transfer characteristic of the transmitter, the dispersive optical wireless channel and the additive white Gaussian noise (AWGN) at the receiver, reduce the capacity of the OWC system. Single-carrier multi-level pulse position modulation (M-PPM) and multilevel pulse amplitude modulation (M-PAM) suffer from inter-symbol interference (ISI) in the dispersive channel which reduces their capacity even after channel equalization. Multi-carrier modulation such as optical orthogonal frequency division multiplexing (O-OFDM) with multilevel quadrature amplitude modulation (M-QAM) is known to maximize the channel capacity through bit and power loading. There are two general signal structures: bipolar Gaussian signal with a direct current (DC) bias, i.e. DC-biased O-OFDM (DCO-OFDM), or unipolar half- Gaussian signal, employing only the odd subcarriers, i.e. asymmetrically clipped O-OFDM (ACO-OFDM). In this thesis, the signal distortion from the transmitter nonlinearity is minimized through pre-distortion, optimum signal scaling and DC-biasing. The optical front-ends impose minimum, average and maximum optical power constraints, as well as an average electrical power constraint, on the information-carrying signals. In this thesis, the optical signals are conditioned within these constraints through optimum signal scaling and DC-biasing. The presented analysis of the optical-to-electrical (O/E) conversion enables the derivation of the electrical signal-to-noise ratio (SNR) at the receiver, including or excluding the additional DC bias power, which is translated into bit-error rate (BER) performance. In addition, a generalized piecewise polynomial model for the non-linear transfer characteristic of the transmitter is proposed. The non-linear distortion in O-OFDM is translated by means of the Bussgang theorem and the central limit theorem (CLT) into attenuation of the data-carrying subcarriers at the receiver plus zero-mean complex-valued Gaussian noise. The attenuation factor and the variance of the non-linear distortion noise are derived in closed form, and they are accounted towards the received electrical SNR. Through pre-distortion with the inverse of the proposed piecewise polynomial function, the linear dynamic range of the transmitter is maximized, reducing the non-linear distortion to double-sided signal clipping. Finally, the OWC schemes are compared in terms of spectral efficiency and electrical SNR requirement as the signal bandwidth exceeds the coherence bandwidth of the optical wireless channel for a practical 10 dB linear dynamic range. Through optimum signal scaling and DCbiasing, DCO-OFDM is found to achieve the highest spectral efficiency for a target SNR, neglecting the additional DC bias power. When the DC bias power is counted towards the signal power, DCO-OFDM outperforms PAM with linear equalization, approaching the performance of the more computationally intensive PAM with non-linear equalization. In addition, the average optical power in O-OFDM is varied over dynamic ranges of 10 dB, 20 dB and 30 dB. When the additional DC bias power is neglected, DCO-OFDM is shown to achieve the Shannon capacity, while ACO-OFDM exhibits a 3 dB gap which grows with higher SNR targets. When the DC bias power is included, DCO-OFDM outperforms ACO-OFDM for the majority of average optical power levels with the increase of the SNR target or the dynamic range

A Novel PAPR Reduction in Filter Bank Multi-Carrier (FBMC) with Offset Quadrature Amplitude Modulation (OQAM) Based VLC Systems

The peak to average power ratio (PAPR) is one of the major problem with multicarrier-based systems. Due to its improved spectral efficiency and decreased PAPR, Filter Bank Multicarrier (FBMC) has recently become an effective alternative to the orthogonal multiplexing division (OFDM). For filter bank multicarrier communication/offset quadrature amplitude modulation-Visible light communication (FBMC/OQAM-VLC) systems is proposed a PAPR reduction technique. The suggested approach overlaps the proposed FBMC/OQAM-based VLC data signal with the existing signals. Non-redundant signals and data signals do not overlap in the frequency domain because data signals are scattered on odd subcarriers whereas built signals use even subcarriers. To reduce the effects of large-amplitude signal reduction, the suggested technique converts negative signals into positive signals rather than clipping them off as in conventional FBMC-based VLC systems. The PAPR reduction and bit error rate (BER) are realized using a scaling factor in the transformed signals. Complementary cumulative distribution function(CCDF) and BER are used to calculate the performance of the proposed approach. The presented study found that FBMC/OQAM-VLC systems to achieve a good trade-off between PAPR reduction and BER

PAPR reduction in multicarrier modulation techniques based visible light communication systems

Visible light communication (VLC) is an optical wireless communication (OWC) technology that has the potential to provide high data rate transmission for indoor applications. VLC is a promising alternative technology with a large and unlicensed spectrum to complement the congested radio frequency (RF) based communication in order to meet the exponential growth and popularity of smart devices, data intensive services and applications. The use of low-cost commercially available front-end devices further highlights the attraction of VLC system. However, nonlinear dynamic range of front-end devices and optical channel impairments limit full exploitation of VLC available modulation bandwidth. To fully benefit from the inherent resources and mitigate these limitations, multicarrier modulation (MCM) techniques are adopted. However, these techniques are affected by high peak-to-average power ratio (PAPR) which imposes constraints on the limited dynamic range of the front-end devices and the average radiated optical power. The main focus throughout this thesis is to reduce the high PAPR of MCM modulation techniques-based VLC system by implementing pilot-assisted (PA) technique. Additionally, performance of PAPR reduced modulation techniques is investigated through analytical, simulation, and experimentally. This thesis first presents background of VLC system principles including the front-end devices, VLC channel, system impairments and challenges, and employed solutions. The principles, limitations, and performance of MCM modulation variants that are implemented in this work are presented. Moreover, principles of PAPR challenge in MCM based VLC, PAPR evaluation, impact on the transmitted signal as well as the existing PAPR reduction techniques are discussed. Looking at the gap, a PA is implemented as PAPR reduction technique which is presented in this work including its implementation and performance. Following that, multiple experimental studies on PAPR reduction of PA technique are presented. Two experimental demonstrations on the efficacy of PA PAPR reduction for PAM-DMT and DCO-OFDM based VLC using a single blue LED are presented. These studies are comparing the bit-error-rate (BER) performance of the proposed systems with conventional counterparts over a range of sampling rate. This shows that, the proposed systems perform better than conventional systems without PAPR reduction. The results are validated through simulation. Other two experimental studies on the previous systems with parameters optimisation and available modulation bandwidth utilisation are presented, which show that the proposed systems outperform the conventional systems in terms of BER. This is followed by investigating the PA PAPR reduction effect on the achievable data rate of a wavelength division multiplexing (WDM) based VLC system using three different LEDs for PAPR reduced DCO-OFDM and PAM-DMT systems. The proposed systems have achieved more than 8% data rate higher than that of conventional systems without BER performance degradation. Finally, analytical investigation of clipping noise that leads to distortion in a VLC system due to front-end devices limitations is presented. To mitigate the clipping noise, PAPR of the system is reduced by the PA technique. The analytical BER performance of the system with PAPR reduction is verified through simulation and then compared to that of the conventional system without PAPR reduction at similar clipping levels. The PA proposed system shows better BER performance at all clipping levels

Spectrum and energy efficient digital modulation techniques for practical visible light communication systems

The growth in mobile data traffic is rapidly increasing in an unsustainable direction given the radio frequency (RF) spectrum limits. Visible light communication (VLC) offers a lucrative solution based on an alternative license-free frequency band that is safe to use and inexpensive to utilize. Improving the spectral and energy efficiency of intensity modulation and direct detection (IM/DD) systems is still an on-going challenge in VLC. The energy efficiency of inherently unipolar modulation techniques such as pulse-amplitude modulation discrete multitone modulation (PAM-DMT) and asymmetrically clipped optical orthogonal frequency division multiplexing (ACO-OFDM) degrades at high spectral efficiency. Two novel superposition modulation techniques are proposed in this thesis based on PAM-DMT and ACO-OFDM. In addition, a practical solution based on the computationally efficient augmented spectral efficiency discrete multi-tone (ASE-DMT) is proposed. The system performance of the proposed superposition modulation techniques offers significant electrical and optical power savings with up to 8 dB in the electrical signal-to-noise ratio (SNR) when compared with DC-biased optical orthogonal frequency division multiplexing (DCO-OFDM). The theoretical bit error ratio (BER) performance bounds for all of the proposed modulation techniques are in agreement with the Monte-Carlo simulation results. The proposed superposition modulation techniques are promising candidates for spectrum and energy efficient IM/DD systems. Two experimental studies are presented for a VLC system based on DCO-OFDM with adaptive bit and energy loading. Micrometer-sized Gallium Nitride light emitting diode (m-LED) and light amplification by stimulated emission of radiation diode (LD) are used in these studies due to their high modulation bandwidth. Record data rates are achieved with a BER below the forward error correction (FEC) threshold at 7.91 Gb/s using the violet m-LED and at 15 Gb/s using the blue LD. These results highlight the potential of VLC systems in practical high speed communication solutions. An additional experimental study is demonstrated for the proposed superposition modulation techniques based on ASE-DMT. The experimentally achieved results confirm the theoretical and simulation based performance predictions of ASE-DMT. A significant gain of up to 17.33 dB in SNR is demonstrated at a low direct current (DC) bias. Finally, the perception that VLC systems cannot work under the presence of sunlight is addressed in this thesis. A complete framework is presented to evaluate the performance of VLC systems in the presence of solar irradiance at any given location and time. The effect of sunlight is investigated in terms of the degradations in SNR, data rate and BER. A reliable high speed communication system is achieved under the sunlight effect. An optical bandpass blue filter is shown to compensate for half of the reduced data rate in the presence of sunlight. This thesis demonstrates data rates above 1 Gb/s for a practical VLC link under strong solar illuminance measured at 50350 lux in clear weather conditions

High speed energy efficient incoherent optical wireless communications

The growing demand for wireless communication capacity and the overutilisation of the conventional radio frequency (RF) spectrum have inspired research into using alternative spectrum regions for communication. Using optical wireless communications (OWC), for example, offers significant advantages over RF communication in terms of higher bandwidth, lower implementation costs and energy savings. In OWC systems, the information signal has to be real and non-negative. Therefore, modifications to the conventional communication algorithms are required. Multicarrier modulation schemes like orthogonal frequency division multiplexing (OFDM) promise to deliver a more efficient use of the communication capacity through adaptive bit and energy loading techniques. Three OFDM-based schemes – direct-current-biased OFDM (DCO-OFDM), asymmetrically clipped optical OFDM(ACO-OFDM), and pulse-amplitude modulated discrete multitone (PAM-DMT) – have been introduced in the literature. The current work investigates the recently introduced scheme subcarrier-index modulation OFDM as a potential energy-efficient modulation technique with reduced peak-to-average power ratio (PAPR) suitable for applications in OWC. A theoretical model for the analysis of SIM-OFDMin a linear additive white Gaussian noise (AWGN) channel is provided. A closed-form solution for the PAPR in SIM-OFDM is also proposed. Following the work on SIM-OFDM, a novel inherently unipolar modulation scheme, unipolar orthogonal frequency division multiplexing (U-OFDM), is proposed as an alternative to the existing similar schemes: ACO-OFDMand PAM-DMT. Furthermore, an enhanced U-OFDMsignal generation algorithm is introduced which allows the spectral efficiency gap between the inherently unipolar modulation schemes – U-OFDM, ACO-OFDM, PAM-DMT – and the conventionally used DCO-OFDM to be closed. This results in an OFDM-based modulation approach which is electrically and optically more efficient than any other OFDM-based technique proposed so far for intensity modulation and direct detection (IM/DD) communication systems. Non-linear distortion in the optical front-end elements is one of the major limitations for high-speed communication in OWC. This work presents a generalised approach for analysing nonlinear distortion in OFDM-based modulation schemes. The presented technique leads to a closed-form analytical solution for an arbitrary memoryless distortion of the information signal and has been proven to work for the majority of the known unipolar OFDM-based modulation techniques - DCO-OFDM, ACO-OFDM, PAM-DMT and U-OFDM. The high-speed communication capabilities of novel Gallium Nitride based μm-sized light emitting diodes (μLEDs) are investigated, and a record-setting result of 3.5Gb/s using a single 50-μm device is demonstrated. The capabilities of using such devices at practical transmission distances are also investigated, and a 1 Gb/s link using a single device is demonstrated at a distance of up to 10m. Furthermore, a proof-of-concept experiment is realised where a 50-μm LED is successfully modulated using U-OFDM and enhanced U-OFDM to achieve notable energy savings in comparison to DCO-OFDM

A Tb/s indoor optical wireless access system using VCSEL arrays

This paper presents a proof-of-concept for Tb/s infrared (IR) indoor optical wireless networks. We introduce a novel double tier access point architecture based on array of arrays of vertical cavity surface emitting lasers (VCSELs) to deliver beyond Tb/s aggregate capacity. For a given indoor environment, the optimal access point architecture is designed. The downlink performance is analysed throughout the coverage area and the spatial distribution of signal-to-interference-plus-noise ratio (SINR) and data rate are obtained. Numerical results demonstrate that with a single access point in a 25 m2 indoor area, data rates of at least 10 Gb/s per beam are achieved almost everywhere and the aggregate data rate can exceed 2 Tb/s

Study, analysis and application of Optical OFDM, Single Carrier (SC) and MIMO in Intensity Modulation Direct Detection (IM/DD)

With the rapid growth of wireless data demands and saturation of radio frequency (RF) capacity, visible light communication (VLC) has become a promising candidate to complement conventional RF communication, especially for indoor short range applications. However the performance of the system depends on the propagation and type of system used. An optical Orthogonal Frequency Division Multiplexing (O-OFDM) together with multiple input multiple output (MIMO) in different scenario and modulation techniques are studied in the thesis. A novel optical wireless communication (OWC) multi-cell system with narrow field of view (FOV) is studied. In this system the intensity modulated beam from four light sources are used for communication. The system allows beams to be concentrated in specific areas of the room to serve multiple mobile devices with low interference and hence increase system capacity. The performance of asymmetrically clipped optical orthogonal frequency division multiplexing (ACO-OFDM), direct current biased optical OFDM (DCO-OFDM) and single carrier (SC) modulation are then compared in this system considering single user and multiusers scenarios. The performance of the multi-cell is compared with single cell with wide FOV. It is shown that the capacity for multi-cell system increases with the number of users to 4 times the single user capacity. Also the findings show that multi-cell system with narrow beams can outperform a single wide beam system in terms of coverage area and hence average throughput of about 2.7 times the single wide beam system capacity. One of the impairments in line of sight (LOS) OWC systems is coverage which degrades the performance. A mobile receiver with angular diversity detectors in MIMO channels is studied. The objective is to improve the rank of the channel matrix and hence system throughput. Repetition coding (RC), spatial multiplexing (SMP) and spatial modulation (SM) concepts are used to evaluate throughput across multiple locations in a small room scenario. A novel adaptive spatial modulation (ASM) which is capable of combating channel rank deficiency is devised. Since the receiver is mobile, the channel gains are low in some locations of the room due to the lack of LOS paths between transmitters and receivers. To combat the situation adaptive modulation and per antenna rate control (PARC) is employed to maximise spectral efficiency. The throughputs for fixed transmitters and receivers are compared with the oriented/inclined detectors for different cases. Angular diversity detectors offer a better throughput improvement than the state of the art vertical detectors, for example in ASM angular diversity receiver gives throughput of about 1.6 times that of vertical detectors. Also in SMP the angular detectors offer throughput about 1.4 times that of vertical detectors. SMP gives the best performance compared to RC, SM and ASM, for example SMP gives throughput about 2.5 times that of RC in both vertical detectors and angular diversity receivers. Again SMP gives throughput about 6 times that of SM in both vertical detectors and angular diversity receivers. Also SMP provides throughput about 2 times that of ASM in both vertical detectors and angular diversity receivers. ASM exhibit improvement in throughput about average factor of 3.5 times SM performance in both vertical detectors and angular diversity detectors. As the performance of the system may be jeopardized by obstructions, specular and diffuse reflection models for indoor OWC systems using a mobile receiver with angular diversity detectors in MIMO channels are considered. The target is to improve the MIMO throughput compared to vertically oriented detectors by exploiting reflections from different reflecting surfaces in the room. The throughput across multiple locations in the small room by using RC, SMP and SM approaches is again evaluated. The results for LOS only channels against LOS with specular or diffuse reflection conditions, for both vertical and angular oriented receivers are then compared. The results show that exploiting specular and diffuse reflections provide significant improvements in link performance. For example the reflection coefficient (α) of 0.9 and the antenna separation of 0.6 m, RC diffuse model shows throughput improvement of about 1.8 times that of LOS for both vertical detectors and angular diversity receivers. SM diffuse model shows throughput improvement of about 3 times that of LOS for both vertical detectors and angular diversity receivers. ASM diffuse model shows throughput improvement of about 2 times that of LOS for both vertical detectors and angular diversity receivers. SMP diffuse model shows throughput improvement of about 1.5 times that of LOS for both vertical detectors and angular diversity receiver

Wireless optical backhauling for optical attocell networks

The backhaul of tens and hundreds of light fidelity (LiFi)-enabled luminaires constitutes a major challenge. The problem of backhauling for optical attocell networks has been approached by a number of wired solutions such as in-building power line communication (PLC), Ethernet and optical fiber. In this work, an alternative solution is proposed based on wireless optical communication in visible light (VL) and infrared (IR) bands. The proposed solution is thoroughly elaborated using a system level methodology. For a multi-user optical attocell network based on direct current biased optical orthogonal frequency division multiplexing (DCO-OFDM) and decode-and-forward (DF) relaying, detailed modeling and analysis of signal-to-interference-plus- noise (SINR) and end-to-end sum rate are presented, taking into account the effects of inter-backhaul and backhaul-to-access interferences. Inspired by concepts developed for radio frequency (RF) cellular networks, full-reuse visible light (FR-VL) and in-band visible light (IB-VL) bandwidth allocation policies are proposed to realize backhauling in the VL band. The transmission power is opportunistically minimized to enhance the backhaul power efficiency. For a two-tier FR-VL network, there is a technological challenge due to the limited capacity of the bottleneck backhaul link. The IR band is employed to add an extra degree of freedom for the backhaul capacity. For the IR backhaul system, a power-bandwidth tradeoff formulation is presented and closed form analytical expressions are derived for the corresponding power control coefficients. The sum rate performance of the network is studied using extensive Monte Carlo simulations. In addition, the effect of imperfect alignment in backhaul links is studied by using Monte Carlo simulation techniques. The emission semi-angle of backhaul LEDs is identified as a determining factor for the network performance. With the assumption that the access and backhaul systems share the same propagation medium, a large semi-angle of backhaul LEDs results in a substantial degradation in performance especially under FR-VL backhauling. However, it is shown both theoretically and by simulations that by choosing a sufficiently small semi-angle value, the adverse effect of the backhaul interference is entirely eliminated. By employing a narrow light beam in the back-haul system, the application of wireless optical backhauling is extended to multi-tier optical attocell networks. As a result of multi-hop backhauling with a tree topology, new challenges arise concerning optimal scheduling of finite bandwidth and power resources of the bottleneck backhaul link, i.e., optimal bandwidth sharing and opportunistic power minimization. To tackle the former challenge, optimal user-based and cell-based scheduling algorithms are developed. The latter challenge is addressed by introducing novel adaptive power control (APC) and fixed power control (FPC) schemes. The proposed bandwidth scheduling policies and power control schemes are supported by an analysis of their corresponding power control coefficients. Furthermore, another possible application of wireless optical backhauling for indoor networks is in downlink base station (BS) cooperation. More specifically, novel cooperative transmission schemes of non-orthogonal DF (NDF) and joint transmission with DF (JDF) in conjunction with fractional frequency reuse (FFR) partitioning are proposed for an optical attocell downlink. Their performance gains over baseline scenarios are assessed using Monte Carlo simulations