Holes or Empty Pseudo-Triangles in Planar Point Sets

Let $E(k, \ell)$ denote the smallest integer such that any set of at least $E(k, \ell)$ points in the plane, no three on a line, contains either an empty convex polygon with $k$ vertices or an empty pseudo-triangle with $\ell$ vertices. The existence of $E(k, \ell)$ for positive integers $k, \ell\geq 3$, is the consequence of a result proved by Valtr [Discrete and Computational Geometry, Vol. 37, 565--576, 2007]. In this paper, following a series of new results about the existence of empty pseudo-triangles in point sets with triangular convex hulls, we determine the exact values of $E(k, 5)$ and $E(5, \ell)$, and prove bounds on $E(k, 6)$ and $E(6, \ell)$, for $k, \ell\geq 3$. By dropping the emptiness condition, we define another related quantity $F(k, \ell)$, which is the smallest integer such that any set of at least $F(k, \ell)$ points in the plane, no three on a line, contains a convex polygon with $k$ vertices or a pseudo-triangle with $\ell$ vertices. Extending a result of Bisztriczky and T\'oth [Discrete Geometry, Marcel Dekker, 49--58, 2003], we obtain the exact values of $F(k, 5)$ and $F(k, 6)$, and obtain non-trivial bounds on $F(k, 7)$.Comment: A minor error in the proof of Theorem 2 fixed. Typos corrected. 19 pages, 11 figure

Higher-order Erdos--Szekeres theorems

Let P=(p_1,p_2,...,p_N) be a sequence of points in the plane, where p_i=(x_i,y_i) and x_1<x_2<...<x_N. A famous 1935 Erdos--Szekeres theorem asserts that every such P contains a monotone subsequence S of $\sqrt N$ points. Another, equally famous theorem from the same paper implies that every such P contains a convex or concave subsequence of $\Omega(\log N)$ points. Monotonicity is a property determined by pairs of points, and convexity concerns triples of points. We propose a generalization making both of these theorems members of an infinite family of Ramsey-type results. First we define a (k+1)-tuple $K\subseteq P$ to be positive if it lies on the graph of a function whose kth derivative is everywhere nonnegative, and similarly for a negative (k+1)-tuple. Then we say that $S\subseteq P$ is kth-order monotone if its (k+1)-tuples are all positive or all negative. We investigate quantitative bound for the corresponding Ramsey-type result (i.e., how large kth-order monotone subsequence can be guaranteed in every N-point P). We obtain an $\Omega(\log^{(k-1)}N)$ lower bound ((k-1)-times iterated logarithm). This is based on a quantitative Ramsey-type theorem for what we call transitive colorings of the complete (k+1)-uniform hypergraph; it also provides a unified view of the two classical Erdos--Szekeres results mentioned above. For k=3, we construct a geometric example providing an $O(\log\log N)$ upper bound, tight up to a multiplicative constant. As a consequence, we obtain similar upper bounds for a Ramsey-type theorem for order-type homogeneous subsets in R^3, as well as for a Ramsey-type theorem for hyperplanes in R^4 recently used by Dujmovic and Langerman.Comment: Contains a counter example of Gunter Rote which gives a reply for the problem number 5 in the previous versions of this pape