Performance Metrics for Systems with Soft-Decision FEC and Probabilistic Shaping

High-throughput optical communication systems utilize binary soft-decision forward error correction (SD-FEC) with bit interleaving over the bit channels. The generalized mutual information (GMI) is an achievable information rate (AIR) in such systems and is known to be a good predictor of the bit error rate after SD-FEC decoding (post-FEC BER) for uniform signaling. However, for probabilistically shaped (nonuniform) signaling, we find that the normalized AIR, defined as the AIR divided by the signal entropy, is less correlated with the post-FEC BER. We show that the information quantity based on the distribution of the single bit signal, and its asymmetric loglikelihood ratio, are better predictors of the post-FEC BER. In simulations over the Gaussian channel, we find that the prediction accuracy, quantified as the peak-to-peak deviation of the post-FEC BER within a set of different modulation formats and distributions, can be improved more than 10 times compared with the normalized AIR.Comment: 4 pages, 3 figure

Protograph-Based LDPC Code Design for Probabilistic Shaping with On-Off Keying

This work investigates protograph-based LDPC codes for the AWGN channel with OOK modulation. A non-uniform distribution of the OOK modulation symbols is considered to improve the power efficiency especially for low SNRs. To this end, a specific transmitter architecture based on time sharing is proposed that allows probabilistic shaping of (some) OOK modulation symbols. Tailored protograph-based LDPC code designs outperform standard schemes with uniform signaling and off-the-shelf codes by 1.1 dB for a transmission rate of 0.25 bits/channel use.Comment: Invited Paper for CISS 201

Compressed Shaping: Concept and FPGA Demonstration

Probabilistic shaping (PS) has been widely studied and applied to optical fiber communications. The encoder of PS expends the number of bit slots and controls the probability distribution of channel input symbols. Not only studies focused on PS but also most works on optical fiber communications have assumed source uniformity (i.e. equal probability of marks and spaces) so far. On the other hand, the source information is in general nonuniform, unless bit-scrambling or other source coding techniques to balance the bit probability is performed. Interestingly, one can exploit the source nonuniformity to reduce the entropy of the channel input symbols with the PS encoder, which leads to smaller required signal-to-noise ratio at a given input logic rate. This benefit is equivalent to a combination of data compression and PS, and thus we call this technique compressed shaping. In this work, we explain its theoretical background in detail, and verify the concept by both numerical simulation and a field programmable gate array (FPGA) implementation of such a system. In particular, we find that compressed shaping can reduce power consumption in forward error correction decoding by up to 90% in nonuniform source cases. The additional hardware resources required for compressed shaping are not significant compared with forward error correction coding, and an error insertion test is successfully demonstrated with the FPGA.Comment: 10 pages, 12 figure

Performance Prediction of Nonbinary Forward Error Correction in Optical Transmission Experiments

In this paper, we compare different metrics to predict the error rate of optical systems based on nonbinary forward error correction (FEC). It is shown that the correct metric to predict the performance of coded modulation based on nonbinary FEC is the mutual information. The accuracy of the prediction is verified in a detailed example with multiple constellation formats, FEC overheads in both simulations and optical transmission experiments over a recirculating loop. It is shown that the employed FEC codes must be universal if performance prediction based on thresholds is used. A tutorial introduction into the computation of the threshold from optical transmission measurements is also given.Comment: submitted to IEEE/OSA Journal of Lightwave Technolog

Experimental Demonstration of Geometrically-Shaped Constellations Tailored to the Nonlinear Fibre Channel

A geometrically-shaped 256-QAM constellation, tailored to the nonlinear optical fibre channel, is experimentally demonstrated. The proposed constellation outperforms both uniform and AWGN-tailored 256-QAM, as it is designed to optimise the trade-off between shaping gain, nonlinearity and transceiver impairments

Performance Monitoring for Live Systems with Soft FEC and Multilevel Modulation

Performance monitoring is an essential function for margin measurements in live systems. Historically, system budgets have been described by the Q-factor converted from the bit error rate (BER) under binary modulation and direct detection. The introduction of hard-decision forward error correction (FEC) did not change this. In recent years technologies have changed significantly to comprise coherent detection, multilevel modulation and soft FEC. In such advanced systems, different metrics such as (nomalized) generalized mutual information (GMI/NGMI) and asymmetric information (ASI) are regarded as being more reliable. On the other hand, Q budgets are still useful because pre-FEC BER monitoring is established in industry for live system monitoring. The pre-FEC BER is easily estimated from available information of the number of flipped bits in the FEC decoding, which does not require knowledge of the transmitted bits that are unknown in live systems. Therefore, the use of metrics like GMI/NGMI/ASI for performance monitoring has not been possible in live systems. However, in this work we propose a blind soft-performance estimation method. Based on a histogram of log-likelihood-values without the knowledge of the transmitted bits, we show how the ASI can be estimated. We examined the proposed method experimentally for 16 and 64-ary quadrature amplitude modulation (QAM) and probabilistically shaped 16, 64, and 256-QAM in recirculating loop experiments. We see a relative error of 3.6%, which corresponds to around 0.5 dB signal-to-noise ratio difference for binary modulation, in the regime where the ASI is larger than the assumed FEC threshold. For this proposed method, the digital signal processing circuitry requires only a minimal additional function of storing the L-value histograms before the soft-decision FEC decoder.Comment: 9 pages, 9 figure

Constellation Shaping for WDM systems using 256QAM/1024QAM with Probabilistic Optimization

In this paper, probabilistic shaping is numerically and experimentally investigated for increasing the transmission reach of wavelength division multiplexed (WDM) optical communication system employing quadrature amplitude modulation (QAM). An optimized probability mass function (PMF) of the QAM symbols is first found from a modified Blahut-Arimoto algorithm for the optical channel. A turbo coded bit interleaved coded modulation system is then applied, which relies on many-to-one labeling to achieve the desired PMF, thereby achieving shaping gain. Pilot symbols at rate at most 2% are used for synchronization and equalization, making it possible to receive input constellations as large as 1024QAM. The system is evaluated experimentally on a 10 GBaud, 5 channels WDM setup. The maximum system reach is increased w.r.t. standard 1024QAM by 20% at input data rate of 4.65 bits/symbol and up to 75% at 5.46 bits/symbol. It is shown that rate adaptation does not require changing of the modulation format. The performance of the proposed 1024QAM shaped system is validated on all 5 channels of the WDM signal for selected distances and rates. Finally, it was shown via EXIT charts and BER analysis that iterative demapping, while generally beneficial to the system, is not a requirement for achieving the shaping gain.Comment: 10 pages, 12 figures, Journal of Lightwave Technology, 201

Joint Probabilistic-Nyquist Pulse Shaping for an LDPC-Coded 8-PAM Signal in DWDM Data Center Communications

M-ary pulse-amplitude modulation (PAM) meets the requirements of data center communication because of its simplicity, but coarse entropy granularity cannot meet the dynamic bandwidth demands, and there is a large capacity gap between uniform formats and the Shannon limit. The dense wavelength division multiplexing (DWDM) system is widely used to increase the channel capacity, but low spectral efficiency of the intensity modulation/direct detection (IM/DD) solution restricts the throughput of the modern DWDM data center networks. Probabilistic shaping distribution is a good candidate to offer us a fine entropy granularity and efficiently reduce the gap to the Shannon limit, and Nyquist pulse shaping is widely used to increase the spectral efficiency. We aim toward the joint usage of probabilistic shaping and Nyquist pulse shaping with low-density parity-check (LDPC) coding to improve the bit error rate (BER) performance of 8-PAM signal transmission. We optimized the code rate of the LDPC code and compared different Nyquist pulse shaping parameters using simulations and experiments. We achieved a 0.43 dB gain using Nyquist pulse shaping, and a 1.1 dB gain using probabilistic shaping, while the joint use of probabilistic shaping and Nyquist pulse shaping achieved a 1.27 dB gain, which offers an excellent improvement without upgrading the transceivers.Open access journalThis item from the UA Faculty Publications collection is made available by the University of Arizona with support from the University of Arizona Libraries. If you have questions, please contact us at [email protected]

Rate-Adaptive Coded Modulation for Fiber-Optic Communications

Rate-adaptive optical transceivers can play an important role in exploiting the available resources in dynamic optical networks, in which different links yield different signal qualities. We study rate-adaptive joint coding and modulation, often called coded modulation (CM), addressing non-dispersion-managed (non-DM) links, exploiting recent advances in channel modeling of these links. We introduce a four-dimensional CM scheme, which shows a better tradeoff between digital signal processing complexity and transparent reach than existing methods. We construct a rate-adaptive CM scheme combining a single low-density parity-check code with a family of three signal constellations and using probabilistic signal shaping. We evaluate the performance of the proposed CM scheme for single-channel transmission through long-haul non-DM fiber-optic systems with electronic chromatic-dispersion compensation. The numerical results demonstrate improvement of spectral efficiency over a wide range of transparent reaches, an improvement over 1 dB compared to existing methods