Beamforming Techniques for Non-Orthogonal Multiple Access in 5G Cellular Networks

In this paper, we develop various beamforming techniques for downlink transmission for multiple-input single-output (MISO) non-orthogonal multiple access (NOMA) systems. First, a beamforming approach with perfect channel state information (CSI) is investigated to provide the required quality of service (QoS) for all users. Taylor series approximation and semidefinite relaxation (SDR) techniques are employed to reformulate the original non-convex power minimization problem to a tractable one. Further, a fairness-based beamforming approach is proposed through a max-min formulation to maintain fairness between users. Next, we consider a robust scheme by incorporating channel uncertainties, where the transmit power is minimized while satisfying the outage probability requirement at each user. Through exploiting the SDR approach, the original non-convex problem is reformulated in a linear matrix inequality (LMI) form to obtain the optimal solution. Numerical results demonstrate that the robust scheme can achieve better performance compared to the non-robust scheme in terms of the rate satisfaction ratio. Further, simulation results confirm that NOMA consumes a little over half transmit power needed by OMA for the same data rate requirements. Hence, NOMA has the potential to significantly improve the system performance in terms of transmit power consumption in future 5G networks and beyond.Comment: accepted to publish in IEEE Transactions on Vehicular Technolog

A High-Diversity Transceiver Design for MISO Broadcast Channels

In this paper, the outage behavior and diversity order of the mixture transceiver architecture for multiple-input single-output broadcast channels are analyzed. The mixture scheme groups users with closely-aligned channels and applies superposition coding and successive interference cancellation decoding to each group composed of users with closely-aligned channels, while applying zero-forcing beamforming across semi-orthogonal user groups. In order to enable such analysis, closed-form lower bounds on the achievable rates of a general multiple-input single-output broadcast channel with superposition coding and successive interference cancellation are newly derived. By employing channel-adaptive user grouping and proper power allocation, which ensures that the channel subspaces of user groups have angle larger than a certain threshold, it is shown that the mixture transceiver architecture achieves full diversity order in multiple-input single-output broadcast channels and opportunistically increases the multiplexing gain while achieving full diversity order. Furthermore, the achieved full diversity order is the same as that of the single-user maximum ratio transmit beamforming. Hence, the mixture scheme can provide reliable communication under channel fading for ultra-reliable low latency communication. Numerical results validate our analysis and show the outage superiority of the mixture scheme over conventional transceiver designs for multiple-input single-output broadcast channels.Comment: The inner region is evaluated. The single-group SIC performance is evaluate

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Pattern Division Multiple Access with Large-scale Antenna Array

In this paper, pattern division multiple access with large-scale antenna array (LSA-PDMA) is proposed as a novel non-orthogonal multiple access (NOMA) scheme. In the proposed scheme, pattern is designed in both beam domain and power domain in a joint manner. At the transmitter, pattern mapping utilizes power allocation to improve the system sum rate and beam allocation to enhance the access connectivity and realize the integration of LSA into multiple access spontaneously. At the receiver, hybrid detection of spatial filter (SF) and successive interference cancellation (SIC) is employed to separate the superposed multiple-domain signals. Furthermore, we formulate the sum rate maximization problem to obtain the optimal pattern mapping policy, and the optimization problem is proved to be convex through proper mathematical manipulations. Simulation results show that the proposed LSA-PDMA scheme achieves significant performance gain on system sum rate compared to both the orthogonal multiple access scheme and the power-domain NOMA scheme.Comment: 6 pages, 5 figures, this paper has been accepted by IEEE VTC 2017-Sprin