Multi-Objective Optimization for Energy-and Spectral-Efficiency Tradeoff in In-band Full-Duplex (IBFD) Communication

The problem of joint power and sub-channel allocation to maximize energy efficiency (EE) and spectral efficiency (SE) simultaneously in in-band full-duplex (IBFD) orthogonal frequency-division multiple access (OFDMA) network is addressed considering users' QoS in both uplink and downlink. The resulting optimization problem is a non-convex mixed-integer non-linear program (MINLP) which is generally difficult to solve. In order to strike a balance between the EE and SE, we restate this problem as a multi-objective optimization problem (MOOP) which aims at maximizing system's throughput and minimizing system's power consumption, simultaneously. To this end, the \epsilon constraint method is adopted to transform the MOOP into single-objective optimization problem (SOOP). The underlying problem is solved via an efficient solution based on the majorization minimization (MM) approach. Furthermore, in order to handle binary subchannel allocation variable constraints, a penalty function is introduced. Simulation results unveil interesting tradeoffs between EE and SE.Comment: This paper is accepted by IEEE Global Communications Conference 201

Performance Trade-off Between Uplink and Downlink in Full-Duplex Communications

In this paper, we formulate two multi-objective optimization problems (MOOPs) in orthogonal frequency-division multiple access (OFDMA)-based in-band full-duplex (IBFD) wireless communications.~The aim of this study is to exploit the performance trade-off between uplink and downlink where a wireless radio simultaneously transmits and receives in the same frequency.~We consider maximizing the system throughput as the first MOOP and minimizing the system aggregate power consumption as the second MOOP between uplink and downlink,~while taking into account the impact of self-interference~(SI)~and quality of service provisioning.~We study the throughput and the transmit power trade-off between uplink and downlink via solving these two problems.~Each MOOP is a non-convex mixed integer non-linear programming~(MINLP)~which is generally intractable. In order to circumvent this difficulty, a penalty function is introduced to reformulate the problem into a mathematically tractable form.~Subsequently,~each MOOP is transformed into a single-objective optimization problem~(SOOP)~via the weighted Tchebycheff method which is addressed by majorization-minimization~(MM)~approach. Simulation results demonstrate an interesting trade-off between the considered competing objectives.Comment: This paper is accepted by IEEE International Conference on Communications (ICC

Energy and Spectral Efficiency Tradeoff in OFDMA Networks via Antenna Selection Strategy

In this paper, we investigate the joint resource allocation and antenna selection algorithm design for uplink orthogonal frequency division multiple access (OFDMA) communication system. We propose a multi-objective optimization framework to strike a balance between spectral efficiency (SE) and energy efficiency (EE). The resource allocation design is formulated as a multi-objective optimization problem (MOOP), where the conflicting objective functions are linearly combined into a single objective function employing the weighted sum method. In order to develop an efficient solution, the majorization minimization (MM) approach is proposed where a surrogate function serves as a lower bound of the objective function. Then an iterative suboptimal algorithm is proposed to maximize the approximate objective function. Numerical results unveil an interesting tradeoff between the considered conflicting system design objectives and reveal the improved EE and SE facilitated by the proposed transmit antenna selection in OFDMA systems.Comment: This paper is Accepted by IEEE Wireless Communications and Networking Conference (WCNC

On the feasibility and applications of in-band full-duplex radios for future wireless networks

Due to the continuous increase of the demands for the wireless network’s capacity, in-band full-duplex (IBFD) has recently become a key research topic due to its potential to double spectral efficiency, reduce latency, enhance emerging applications, etc., by transmitting and receiving simultaneously over the same channel. Meanwhile, many studies in the literature experimentally demonstrated the feasibility of IBFD radios, which leads to the belief that it is possible to introduce IBFD in the standard of the next-generation networks. Therefore, in this thesis, we timely study the feasibility of IBFD and investigate its advantages for emerging applications in future networks. In the first part, we investigate the interference suppression methods to maximize the IBFD gain by minimizing the effects of self-interference (SI) and co-channel interference (CCI). To this end, we first study a 3-step self-interference cancellation (SIC) scheme. We focus on the time domain-based analog canceller and nonlinear digital canceller, explaining their rationale, demonstrating their effectiveness, and finding the optimal design by minimizing the residual effects. To break the limitation of conventional electrical radio frequency (RF) cancellers, we study the photonic-assisted canceller (PAC) and propose a new design, namely a fiber array-based canceller. We propose a new low-complexity tuning algorithm for the PAC. The effectiveness of the proposed fiber array canceller is demonstrated via simulations. Furthermore, we construct a prototype of the fiber array canceller with two taps and carry out experiments in real-world environments. Results show that the 3-step cancellation scheme can bring the SI close to the receiver's noise floor. Then, we consider the multiple-input multiple-output (MIMO) scenarios, proposing to employ hybrid RF-digital beamforming to reduce the implementation cost and studying its effects on the SIC design. Additionally, we propose a user allocation algorithm to reduce the CCI from the physical layer. A heterogeneous industrial Internet of Things (IIoT) scenario is considered, while the proposed algorithm can be generalized by modifying the parameters to fit any other network. In the second part, we study the beamforming schemes for IBFD multi-cell multi-user (IBFD-MCMU) networks. The transceiver hardware impairments (HWIs) and channel uncertainty are considered for robustness. We first enhance zero-forcing (ZF) and maximum ratio transmission and combining (MRTC) beamforming to be compatible with IBFD-MCMU networks in the presence of multi-antenna users. Then, we study beamforming for SIC, which is challenging for MCMU networks due to the limited antennas but complex interference. We propose a minimum mean-squared error (MMSE)-based scheme to enhance the SIC performance while minimizing its effects on the sum rate. Furthermore, we investigate a robust joint power allocation and beamforming (JPABF) scheme, which approaches the performance of existing optimal designs with reduced complexity. Their performance is evaluated and compared through 3GPP-based simulations. In the third part, we investigate the advantages of applying IBFD radios for physical layer security (PLS). We focus on a channel frequency response (CFR)-based secret key generation (SKG) scheme in MIMO systems. We formulate the intrinsic imperfections of IBFD radios (e.g., SIC overheads and noise due to imperfect SIC) and derive their effects on the probing errors. Then we derive closed-form expressions for the secret key capacity (SKC) of the SKG scheme in the presence of a passive eavesdropper. We analyze the asymptotic behavior of the SKC in the high-SNR regime and reveal the fundamental limits for IBFD and half-duplex (HD) radios. Based on the asymptotic SKC, numerical results illustrate that effective analog self-interference cancellation (ASIC) is the basis for IBFD to gain benefits over HD. Additionally, we investigate essential processing for the CFR-based SKG scheme and verify its effectiveness via simulations and the National Institute of Standards and Technology (NIST) test. In the fourth part, we consider a typical application of IBFD radios: integrated sensing and communication (ISAC). To provide reliable services in high-mobility scenarios, we introduce orthogonal time frequency space (OTFS) modulation and develop a novel framework for OTFS-ISAC. We give the channel representation in different domains and reveal the limitations and disadvantages of existing ISAC frameworks for OTFS waveforms and propose a novel radar sensing method, including a conventional MUSIC algorithm for angle estimation and a delay-time domain-based range and velocity estimator. Additionally, we study the communication design based on the estimated radar sensing parameters. To enable reliable IBFD radios in high-mobility scenarios, a SIC scheme compatible with OTFS and rapidly-changing channels is proposed, which is lacking in the literature. Numerical results demonstrate that the proposed ISAC waveform and associated estimation algorithm can provide both reliable communications and accurate radar sensing with reduced latency, improved spectral efficiency, etc

Performance Analysis in Full-Duplex Relaying Systems withWireless Power Transfer

Energy harvesting (EH) technology has become increasingly attractive as an appealing solution to provide long-lasting power for energy-constrained wireless cooperative sensor networks. EH in such networks is particularly important as it can enable information relaying. Different from absorbing energy from intermittent and unpredictable nature, such as solar, wind, and vibration, harvesting from radio frequency (RF) radiated by ambient transmitters has received tremendous attention. The RF signal can convey both information and energy at the same time, which facilitates the development of simultaneous wireless information and power transfer. Besides, ambient RF is widely available from the base station, WIFI, and mobile phone in the current information era. However, some open issues associated with EH are existing in the state-of-art. One of the key challenges is rapid energy loss during the transferring process, especially for long-distance transmission. The other challenge is the design of protocols to optimally coordinate between information and power transmission. Meanwhile, in-band full-duplex (IBFD) communication have gained considerable attraction by researchers, which has the ability to improve system spectral efficiency. IBFD can receive information and forward information at the same time on the same frequency. Since the RF signal can be superimposed, the antenna of the IBFD system receives the RF signal from both desired transmitter and local transmitter. Due to the short distance of the local transmission signals, the received signal power is much larger than the desired transmission signals, which results in faulty receiving of the desired signals. Therefore, it is of great significance to study the local self-interference cancellation method of the IBFD system. In the recent state-of-art, three main types of self-interference cancellations are researched, which are passive cancellations, digital cancellations, and analog cancellations. In this thesis, we study polarization-enabled digital self-interference cancellation (PDC) scheme in IBFD EH systems which cancels self-interference by antenna polarization (propagation domain) and digital processing (digital domain). The theme of this thesis is to address the following two questions: how the selfinterference would be canceled in the IBFD EH system and how to optimize key performances of the system to optimal system performances. This thesis makes five research contributions in the important area of IBFD relaying systems with wireless power transfer. Their applications are primarily in the domains of the Internet of Things (IoT) and 5G-and-beyond wireless networks. The overarching objective of the thesis is to construct analytical system models and evaluate system performance (outage probability, throughput, error) in various scenarios. In all five contributions, system models and analytical expressions of the performance metrics are derived, followed by computer simulations for performance analysis