Symbol-level and Multicast Precoding for Multiuser Multiantenna Downlink: A State-of-the-art, Classification and Challenges

Precoding has been conventionally considered as an effective means of mitigating or exploiting the interference in the multiantenna downlink channel, where multiple users are simultaneously served with independent information over the same channel resources. The early works in this area were focused on transmitting an individual information stream to each user by constructing weighted linear combinations of symbol blocks (codewords). However, more recent works have moved beyond this traditional view by: i) transmitting distinct data streams to groups of users and ii) applying precoding on a symbol-per-symbol basis. In this context, the current survey presents a unified view and classification of precoding techniques with respect to two main axes: i) the switching rate of the precoding weights, leading to the classes of block-level and symbol-level precoding, ii) the number of users that each stream is addressed to, hence unicast, multicast, and broadcast precoding. Furthermore, the classified techniques are compared through representative numerical results to demonstrate their relative performance and uncover fundamental insights. Finally, a list of open theoretical problems and practical challenges are presented to inspire further research in this area

Energy-Efficient Pilot-Data Power Control in MU-MIMO Communication Systems

Multiple-input multiple-output (MIMO) antenna system is considered as a core technology for wireless communication. To reap the benefits of MIMO at a greater scale, massive MIMO with very large antenna arrays deployed at base station (BS) has recently become the forefront in wireless communication research. Till present, the design and analysis of large-scale MIMO systems is a fairly new subject. On the other hand, excessive power usage in MIMO networks is a crucial issue for mobile operators and the explosive growth of wireless services contributes largely to the worldwide carbon footprint. As such, significant efforts have been devoted to improve the spectral efficiency (SE) as well as energy efficiency (EE) of MIMO communication systems over the past decade, resulting in many energy efficient techniques such as power allocation. This thesis investigates novel energy-efficient pilot-data power control strategies which can be used in both conventional MIMO and massive MIMO communication systems. The new pilot-data power control algorithms are developed based ontwo optimization frameworks: one aims to minimize the total transmit power while satisfying per-user signal-interference-plus-noise ratio (SINR) and power constraints; the other aims to maximize the total EE, which is defined as the ratio of the total SE to the transmit power, under individual user power constraints. The proposed novel pilot-data power allocation schemes also take into account the maximum-ratio combining (MRC) and zero-forcing (ZF) detectors in the uplink together with maximum-ratio transmission (MRT) and ZF precoder in the downlink. Considering that a direct use of such SINR expressions in the power control schemeswould lead to a very difficult optimization problem which is not mathematically tractable, we first investigatethe statistical SINR lower bounds for multi-cell multi-user MIMO (MU-MIMO)communication systemsunder minimum mean square error (MMSE) channel estimation. These lower bounds of the per-user average SINRs are used to replace the true SINRs to simplify the power allocation optimization problems. Such relaxation of the original average SINR yields a simplified problem and leads to a suboptimal solution. Then, based on the derived average SINR lower bounds, two novel energy efficient pilot-data power control problems are formulatedwithin the first optimization framework,aiming to minimize the total transmit power budget subject to the per-user SINR requirement and power consumption constraint in multi-cell MU-MIMO systems. For the EE-optimal power allocation problems with MRT precoder and MRC detector, it is revealed that such minimization problems can be converted to a standard geometric programming (GP) procedure which can be further converted to a convex optimization problem. For the pilot-data power control scheme with ZF precoder and ZF detector, geometric inequality is used to approximate the original non-convex optimization to GP problem. The very large number of BS station situation is also discussed by assuming infinite antennas at BS. Numerical results validate the tightness of the derived SINR lower bounds and the advantages of the proposed energy efficient power allocation schemes. Next, two pilot and data power control schemes are developed based on the second power allocation optimization framework to jointly maximize the total EE for both uplink and downlink transmissions in multi-cell MU-MIMO systems under per-user and BS power constraints. The original power control problems are simplified to equivalent convex problems based on the derived SINR lower bounds along with the Dinkelbach's method and the FrankWolfe (FW) iteration. By assuming infinite antennas at BS, the pilot-data power control in massive MIMO case is also discussed. The performance of the proposed pilot-data power allocation schemes based on the two frameworks, namely total transmit power minimization and total EE maximization, are evaluated and compared with the SE maximization scheme. Furthermore, we investigate the pilot-data power allocation for EE communications in single-cell MU-MIMO systems with circuit power consumption in consideration. The pilot and data power allocation schemes are proposed to minimize the total weighted uplink and downlink transmit power as well as processing circuit power consumption while meeting the per-user SINR and BS power consumption constraints. In our proposed schemes, both fixed and flexible numbers of BS antennas are investigated. For the fixed number of BS antennas case, the non-convex optimization problems are converted to a general GP problem to facilitate the solution. An iterative algorithm is proposed to solve the EE-optimal power control problems in the flexible number of BS antennas casebased on the partial convexity of both the cost function and the constraints. It is shown that the convergence of the proposed iterative algorithm is guaranteed due to the fact that each iteration follows convex optimization

Cooperative Uplink Inter-Cell Interference (ICI) Mitigation in 5G Networks

In order to support the new paradigm shift in fifth generation (5G) mobile communication, radically different network architectures, associated technologies and network operation algorithms, need to be developed compared to existing fourth generation (4G) cellular solutions. The evolution toward 5G mobile networks will be characterized by an increasing number of wireless devices, increasing device and service complexity, and the requirement to access mobile services ubiquitously. To realise the dramatic increase in data rates in particular, research is focused on improving the capacity of current, Long Term Evolution (LTE)-based, 4G network standards, before radical changes are exploited which could include acquiring additional spectrum. The LTE network has a reuse factor of one; hence neighbouring cells/sectors use the same spectrum, therefore making the cell-edge users vulnerable to heavy inter cell interference in addition to the other factors such as fading and path-loss. In this direction, this thesis focuses on improving the performance of cell-edge users in LTE and LTE-Advanced networks by initially implementing a new Coordinated Multi-Point (CoMP) technique to support future 5G networks using smart antennas to mitigate cell-edge user interference in uplink. Successively a novel cooperative uplink inter-cell interference mitigation algorithm based on joint reception at the base station using receiver adaptive beamforming is investigated. Subsequently interference mitigation in a heterogeneous environment for inter Device-to-Device (D2D) communication underlaying cellular network is investigated as the enabling technology for maximising resource block (RB) utilisation in emerging 5G networks. The proximity of users in a network, achieving higher data rates with maximum RB utilisation (as the technology reuses the cellular RB simultaneously), while taking some load off the evolved Node B (eNodeB) i.e. by direct communication between User Equipment (UE), has been explored. Simulation results show that the proximity and transmission power of D2D transmission yields high performance gains for D2D receivers, which was demonstrated to be better than that of cellular UEs with better channel conditions or in close proximity to the eNodeB in the network. It is finally demonstrated that the application, as an extension to the above, of a novel receiver beamforming technique to reduce interference from D2D users, can further enhance network performance. To be able to develop the aforementioned technologies and evaluate the performance of new algorithms in emerging network scenarios, a beyond the-state-of-the-art LTE system-level-simulator (SLS) was implemented. The new simulator includes Multiple-Input Multiple-Output (MIMO) antenna functionalities, comprehensive channel models (such as Wireless World initiative New Radio II i.e. WINNER II) and adaptive modulation and coding schemes to accurately emulate the LTE and LTE-A network standards

Resource Allocation, User Association, and User Scheduling for OFDMA-based Cellular Networks

Current advances in wireless communication are driven by an increased demand for more data and bandwidth, mainly due to the development of new mobile platforms and applications. Ever since then the network operators are overwhelmed by the rapid increase in mobile data traffic, which is primarily fueled by the viewing of data-intensive content. In addition, according to the statistics, the ratio of downlink and uplink data traffic demands have changed drastically over the past decade and they are increasingly asymmetric even over small time periods. In recent years, different solutions, based on topological and architectural innovations of the conventional cellular networks, have been proposed to address the issues related to the increasing data requirements and uplink/downlink traffic asymmetries. The most trivial solution is to scale the network capacity through network densification, i.e., by bringing the network nodes closer to each other through efficient spectrum sharing techniques. The resulting dense networks, also known as heterogeneous networks, can address the growing need for capacity, coverage, and uplink/downlink traffic flexibility in wireless networks by deploying numerous low power base stations overlaying the existing macro cellular coverage. However, there is a need to analyze the interplay of different network processes in this context, since, it has not been studied in detail due to complex user dynamics and interference patterns, which are known to present difficulties in their design and performance evaluation under conventional heterogeneous networks. It is expected that by centralizing some of the network processes common to different network nodes in a heterogeneous network, such as coordination between multiple nodes, it will be easier to achieve significant performance gains. In this thesis, we aim at centralizing the control of the underlying network processes through Centralized Radio Access Networks (C-RAN), to deal with the high data requirements along with the asymmetric traffic demands. We analyze both large‐scale centralized solutions and the light‐weight distributed variants to obtain practical insights on how to design and operate future heterogeneous networks