A Comparison of Hybrid Beamforming and Digital Beamforming with Low-Resolution ADCs for Multiple Users and Imperfect CSI

For 5G it will be important to leverage the available millimeter wave spectrum. To achieve an approximately omni- directional coverage with a similar effective antenna aperture compared to state of the art cellular systems, an antenna array is required at both the mobile and basestation. Due to the large bandwidth and inefficient amplifiers available in CMOS for mmWave, the analog front-end of the receiver with a large number of antennas becomes especially power hungry. Two main solutions exist to reduce the power consumption: hybrid beam forming and digital beam forming with low resolution Analog to Digital Converters (ADCs). In this work we compare the spectral and energy efficiency of both systems under practical system constraints. We consider the effects of channel estimation, transmitter impairments and multiple simultaneous users. Our power consumption model considers components reported in literature at 60 GHz. In contrast to many other works we also consider the correlation of the quantization error, and generalize the modeling of it to non-uniform quantizers and different quantizers at each antenna. The result shows that as the SNR gets larger the ADC resolution achieving the optimal energy efficiency gets also larger. The energy efficiency peaks for 5 bit resolution at high SNR, since due to other limiting factors the achievable rate almost saturates at this resolution. We also show that in the multi-user scenario digital beamforming is in any case more energy efficient than hybrid beamforming. In addition we show that if different ADC resolutions are used we can achieve any desired trade-offs between power consumption and rate close to those achieved with only one ADC resolution.Comment: Submitted to JSTSP. arXiv admin note: text overlap with arXiv:1610.0290

Frame Structure Design and Analysis for Millimeter Wave Cellular Systems

The millimeter-wave (mmWave) frequencies have attracted considerable attention for fifth generation (5G) cellular communication as they offer orders of magnitude greater bandwidth than current cellular systems. However, the medium access control (MAC) layer may need to be significantly redesigned to support the highly directional transmissions, ultra-low latencies and high peak rates expected in mmWave communication. To address these challenges, we present a novel mmWave MAC layer frame structure with a number of enhancements including flexible, highly granular transmission times, dynamic control signal locations, extended messaging and ability to efficiently multiplex directional control signals. Analytic formulae are derived for the utilization and control overhead as a function of control periodicity, number of users, traffic statistics, signal-to-noise ratio and antenna gains. Importantly, the analysis can incorporate various front-end MIMO capability assumptions -- a critical feature of mmWave. Under realistic system and traffic assumptions, the analysis reveals that the proposed flexible frame structure design offers significant benefits over designs with fixed frame structures similar to current 4G long-term evolution (LTE). It is also shown that fully digital beamforming architectures offer significantly lower overhead compared to analog and hybrid beamforming under equivalent power budgets.Comment: Submitted to IEEE Transactions for Wireless Communication