Robust Face Representation and Recognition Under Low Resolution and Difficult Lighting Conditions

This dissertation focuses on different aspects of face image analysis for accurate face recognition under low resolution and poor lighting conditions. A novel resolution enhancement technique is proposed for enhancing a low resolution face image into a high resolution image for better visualization and improved feature extraction, especially in a video surveillance environment. This method performs kernel regression and component feature learning in local neighborhood of the face images. It uses directional Fourier phase feature component to adaptively lean the regression kernel based on local covariance to estimate the high resolution image. For each patch in the neighborhood, four directional variances are estimated to adapt the interpolated pixels. A Modified Local Binary Pattern (MLBP) methodology for feature extraction is proposed to obtain robust face recognition under varying lighting conditions. Original LBP operator compares pixels in a local neighborhood with the center pixel and converts the resultant binary string to 8-bit integer value. So, it is less effective under difficult lighting conditions where variation between pixels is negligible. The proposed MLBP uses a two stage encoding procedure which is more robust in detecting this variation in a local patch. A novel dimensionality reduction technique called Marginality Preserving Embedding (MPE) is also proposed for enhancing the face recognition accuracy. Unlike Principal Component Analysis (PCA) and Linear Discriminant Analysis (LDA), which project data in a global sense, MPE seeks for a local structure in the manifold. This is similar to other subspace learning techniques but the difference with other manifold learning is that MPE preserves marginality in local reconstruction. Hence it provides better representation in low dimensional space and achieves lower error rates in face recognition. Two new concepts for robust face recognition are also presented in this dissertation. In the first approach, a neural network is used for training the system where input vectors are created by measuring distance from each input to its class mean. In the second approach, half-face symmetry is used, realizing the fact that the face images may contain various expressions such as open/close eye, open/close mouth etc., and classify the top half and bottom half separately and finally fuse the two results. By performing experiments on several standard face datasets, improved results were observed in all the new proposed methodologies. Research is progressing in developing a unified approach for the extraction of features suitable for accurate face recognition in a long range video sequence in complex environments

Unconstrained Face Recognition

Although face recognition has been actively studied over the past decade, the state-of-the-art recognition systems yield satisfactory performance only under controlled scenarios and recognition accuracy degrades significantly when confronted with unconstrained situations due to variations such as illumintion, pose, etc. In this dissertation, we propose novel approaches that are able to recognize human faces under unconstrained situations. Part I presents algorithms for face recognition under illumination/pose variations. For face recognition across illuminations, we present a generalized photometric stereo approach by modeling all face appearances belonging to all humans under all lighting conditions. Using a linear generalization, we achieve a factorization of the observation matrix consisting of face appearances of different individuals, each under a different illumination. We resolve ambiguities in factorization using surface integrability and symmetry constraints. In addition, an illumination-invariant identity descriptor is provided to perform face recognition across illuminations. We further extend the generalized photometric stereo approach to an illuminating light field approach, which is able to recognize faces under pose and illumination variations. Face appearance lies in a high-dimensional nonlinear manifold. In Part II, we introduce machine learning approaches based on reproducing kernel Hilbert space (RKHS) to capture higher-order statistical characteristics of the nonlinear appearance manifold. In particular, we analyze principal components of the RKHS in a probabilistic manner and compute distances such as the Chernoff distance, the Kullback-Leibler divergence between two Gaussian densities in RKHS. Part III is on face tracking and recognition from video. We first present an enhanced tracking algorithm that models online appearance changes in a video sequence using a mixture model and produces good tracking results in various challenging scenarios. For video-based face recognition, while conventional approaches treat tracking and recognition separately, we present a simultaneous tracking-and-recognition approach. This simultaneous approach solved using the sequential importance sampling algorithm improves accuracy in both tracking and recognition. Finally, we propose a unifying framework called probabilistic identity characterization able to perform face recognition under registration/illumination/pose variation and from a still image, a group of still images, or a video sequence

Grassmann Learning for Recognition and Classification

Computational performance associated with high-dimensional data is a common challenge for real-world classification and recognition systems. Subspace learning has received considerable attention as a means of finding an efficient low-dimensional representation that leads to better classification and efficient processing. A Grassmann manifold is a space that promotes smooth surfaces, where points represent subspaces and the relationship between points is defined by a mapping of an orthogonal matrix. Grassmann learning involves embedding high dimensional subspaces and kernelizing the embedding onto a projection space where distance computations can be effectively performed. In this dissertation, Grassmann learning and its benefits towards action classification and face recognition in terms of accuracy and performance are investigated and evaluated. Grassmannian Sparse Representation (GSR) and Grassmannian Spectral Regression (GRASP) are proposed as Grassmann inspired subspace learning algorithms. GSR is a novel subspace learning algorithm that combines the benefits of Grassmann manifolds with sparse representations using least squares loss §¤1-norm minimization for improved classification. GRASP is a novel subspace learning algorithm that leverages the benefits of Grassmann manifolds and Spectral Regression in a framework that supports high discrimination between classes and achieves computational benefits by using manifold modeling and avoiding eigen-decomposition. The effectiveness of GSR and GRASP is demonstrated for computationally intensive classification problems: (a) multi-view action classification using the IXMAS Multi-View dataset, the i3DPost Multi-View dataset, and the WVU Multi-View dataset, (b) 3D action classification using the MSRAction3D dataset and MSRGesture3D dataset, and (c) face recognition using the ATT Face Database, Labeled Faces in the Wild (LFW), and the Extended Yale Face Database B (YALE). Additional contributions include the definition of Motion History Surfaces (MHS) and Motion Depth Surfaces (MDS) as descriptors suitable for activity representations in video sequences and 3D depth sequences. An in-depth analysis of Grassmann metrics is applied on high dimensional data with different levels of noise and data distributions which reveals that standardized Grassmann kernels are favorable over geodesic metrics on a Grassmann manifold. Finally, an extensive performance analysis is made that supports Grassmann subspace learning as an effective approach for classification and recognition

Dynamic Facial Expression Generation on Hilbert Hypersphere with Conditional Wasserstein Generative Adversarial Nets

In this work, we propose a novel approach for generating videos of the six basic facial expressions given a neutral face image. We propose to exploit the face geometry by modeling the facial landmarks motion as curves encoded as points on a hypersphere. By proposing a conditional version of manifold-valued Wasserstein generative adversarial network (GAN) for motion generation on the hypersphere, we learn the distribution of facial expression dynamics of different classes, from which we synthesize new facial expression motions. The resulting motions can be transformed to sequences of landmarks and then to images sequences by editing the texture information using another conditional Generative Adversarial Network. To the best of our knowledge, this is the first work that explores manifold-valued representations with GAN to address the problem of dynamic facial expression generation. We evaluate our proposed approach both quantitatively and qualitatively on two public datasets; Oulu-CASIA and MUG Facial Expression. Our experimental results demonstrate the effectiveness of our approach in generating realistic videos with continuous motion, realistic appearance and identity preservation. We also show the efficiency of our framework for dynamic facial expressions generation, dynamic facial expression transfer and data augmentation for training improved emotion recognition models

Graph-based classification of multiple observation sets

We consider the problem of classification of an object given multiple observations that possibly include different transformations. The possible transformations of the object generally span a low-dimensional manifold in the original signal space. We propose to take advantage of this manifold structure for the effective classification of the object represented by the observation set. In particular, we design a low complexity solution that is able to exploit the properties of the data manifolds with a graph-based algorithm. Hence, we formulate the computation of the unknown label matrix as a smoothing process on the manifold under the constraint that all observations represent an object of one single class. It results into a discrete optimization problem, which can be solved by an efficient and low complexity algorithm. We demonstrate the performance of the proposed graph-based algorithm in the classification of sets of multiple images. Moreover, we show its high potential in video-based face recognition, where it outperforms state-of-the-art solutions that fall short of exploiting the manifold structure of the face image data sets.Comment: New content adde

Face Identification

A smart environment is one that is able to identify people, interpret their actions, and react appropriately. Face recognition devices are ideal for such systems, since they have recently become faster, cheaper. When combined with voice-recognition, they are very robust against changes in the environment. Moreover, since humans primarily recognize each other by their faces and voices, they feel comfortable interacting with an environment that does the same. Facial recognition systems are built on computer programs that analyze images of human faces for the purpose of identifying them. The programs take a facial image, measure characteristics such as the distance between the eyes, the length of the nose, and the angle of the jaw, and create a unique file called a template. Using templates, the software then compares that image with another image and produces a score that measures how similar the images are to each other. Typical sources of images for use in facial recognition include video camera signals and pre-existing photos such as those in driver\u27s license databases. These systems depend on a recognition algorithm, such as the hidden Markov model. The first step for a facial recognition system is to recognize a human face and extract it for the rest of the scene. Next, the system measures nodal points on the face, such as the distance between the eyes, the shape of the cheekbones and other distinguishable features. In this project, we describe Locality Preserving Projection (LPP), a new algorithm for learning a locality preserving subspace. The complete derivation and theoretical justifications of LPP can be traced back to. LPP is a general method for manifold learning. It is obtained by finding the optimal linear approximations to the Eigen functions of the Laplace Beltrami operator on the manifold. These nodal points are then compared to the nodal points computed from a database of pictures in order to find a match. Obviously, such a system is limited based on the angle of the face captured and the lighting conditions present

Automatic Analysis of Facial Expressions Based on Deep Covariance Trajectories

In this paper, we propose a new approach for facial expression recognition using deep covariance descriptors. The solution is based on the idea of encoding local and global Deep Convolutional Neural Network (DCNN) features extracted from still images, in compact local and global covariance descriptors. The space geometry of the covariance matrices is that of Symmetric Positive Definite (SPD) matrices. By conducting the classification of static facial expressions using Support Vector Machine (SVM) with a valid Gaussian kernel on the SPD manifold, we show that deep covariance descriptors are more effective than the standard classification with fully connected layers and softmax. Besides, we propose a completely new and original solution to model the temporal dynamic of facial expressions as deep trajectories on the SPD manifold. As an extension of the classification pipeline of covariance descriptors, we apply SVM with valid positive definite kernels derived from global alignment for deep covariance trajectories classification. By performing extensive experiments on the Oulu-CASIA, CK+, and SFEW datasets, we show that both the proposed static and dynamic approaches achieve state-of-the-art performance for facial expression recognition outperforming many recent approaches.Comment: A preliminary version of this work appeared in "Otberdout N, Kacem A, Daoudi M, Ballihi L, Berretti S. Deep Covariance Descriptors for Facial Expression Recognition, in British Machine Vision Conference 2018, BMVC 2018, Northumbria University, Newcastle, UK, September 3-6, 2018. ; 2018 :159." arXiv admin note: substantial text overlap with arXiv:1805.0386

Extrinsic Methods for Coding and Dictionary Learning on Grassmann Manifolds

Sparsity-based representations have recently led to notable results in various visual recognition tasks. In a separate line of research, Riemannian manifolds have been shown useful for dealing with features and models that do not lie in Euclidean spaces. With the aim of building a bridge between the two realms, we address the problem of sparse coding and dictionary learning over the space of linear subspaces, which form Riemannian structures known as Grassmann manifolds. To this end, we propose to embed Grassmann manifolds into the space of symmetric matrices by an isometric mapping. This in turn enables us to extend two sparse coding schemes to Grassmann manifolds. Furthermore, we propose closed-form solutions for learning a Grassmann dictionary, atom by atom. Lastly, to handle non-linearity in data, we extend the proposed Grassmann sparse coding and dictionary learning algorithms through embedding into Hilbert spaces. Experiments on several classification tasks (gender recognition, gesture classification, scene analysis, face recognition, action recognition and dynamic texture classification) show that the proposed approaches achieve considerable improvements in discrimination accuracy, in comparison to state-of-the-art methods such as kernelized Affine Hull Method and graph-embedding Grassmann discriminant analysis.Comment: Appearing in International Journal of Computer Visio