Low-complexity soft-decision feedback turbo equalization for multilevel modulations

This dissertation proposes two new decision feedback equalization schemes suitable for multilevel modulation systems employing turbo equalization. One is soft-decision feedback equalization (SDFE) that takes into account the reliability of both soft a priori information and soft decisions of the data symbols. The proposed SDFE exhibits lower signal to noise ratio (SNR) threshold that is required for water fall bit error rate (BER) and much faster convergence than the near-optimal exact minimum mean square error linear equalizer (Exact-MMSE-LE) for high-order constellation modulations. The proposed SDFE also offers a low computational complexity compared to the Exact-MMSE-LE. The drawback of the SDFE is that its coefficients cannot reach the matched filter bound (MFB) and therefore after a large number of iterations (e.g. 10), its performance becomes inferior to that of the Exact-MMSE-LE. Therefore, soft feedback intersymbol interference (ISI) canceller-based (SIC) structure is investigated. The SIC structure not only exhibits the same low complexity, low SNR threshold and fast convergence as the SDFE but also reaches the MFB after a large number of iterations. Both theoretical analysis and numerical simulations demonstrate why the SIC achieves MFB while the SDFE cannot. These two turbo equalization structures are also extended from single-input single-output (SISO) systems to multiple-input multiple-output (MIMO) systems and applied in high data-rate underwater acoustic (UWA) communications --Abstract, page iv

Low-complexity iterative receiver algorithms for multiple-input multiple-output underwater wireless communications

This dissertation proposes three low-complexity iterative receiver algorithms for multiple-input multiple-output (MIMO) underwater acoustic (UWA) communications. First is a bidirectional soft-decision feedback Turbo equalizer (Bi-SDFE) which harvests the time-reverse diversity in severe multipath MIMO channels. The Bi-SDFE outperforms the original soft-decision feedback Turbo equalizer (SDFE) while keeping its total computational complexity similar to that of the SDFE. Second, this dissertation proposes an efficient direct adaptation Turbo equalizer for MIMO UWA communications. Benefiting from the usage of soft-decision reference symbols for parameter adaptation as well as the iterative processing inside the adaptive equalizer, the proposed algorithm is efficient in four aspects: robust performance in tough channels, high spectral efficiency with short training overhead, time efficient with fast convergence and low complexity in hardware implementation. Third, a frequency-domain soft-decision block iterative equalizer combined with iterative channel estimation is proposed for the uncoded single carrier MIMO systems with high data efficiency. All the three new algorithms are evaluated by data recorded in real world ocean experiment or pool experiment. Finally, this dissertation also compares several Turbo equalizers in single-input single-output (SISO) UWA channels. Experimental results show that the channel estimation based Turbo equalizers are robust in SISO underwater transmission under harsh channel conditions --Abstract, page iv

Harvesting time-frequency-space diversity with coded modulation for underwater acoustic communications

Thesis (Ph. D.)--Massachusetts Institute of Technology, Dept. of Mechanical Engineering, 2009.Includes bibliographical references (leaves 172-180).The goal of this thesis is to design a low-complexity, high data-rate acoustic communications system with robust performance under various channel conditions. The need for robust performance emerges because underwater acoustic (UWA) channels have time-varying statistics, thus a coded modulation scheme optimally designed for a specific channel model will be suboptimal when the channel statistics change. A robust approach should use a coded modulation scheme that provides good performance in both additive white Gaussian noise (AWGN) and Rayleigh fading channels (and, consequently in the Rice fading channel, an intermediate channel model between the latter two). Hence, high data-rate coded modulation schemes should exhibit both large free Euclidean and Hamming distances. In addition, coded modulation is regarded as a way to achieve time diversity over interleaved flat fading channels. UWA channels offer additional diversity gains in both frequency and space; therefore a system that exploits diversity in all three domains is highly desirable. Two systems with the same bit-rate and complexity but different free Euclidean and Hamming distances are designed and compared. The first system combines Trellis Coded Modulation (TCM) based on an 8-PSK signal set, symbol interleaving and orthogonal frequency-division multiplexing (OFDM). The second system combines bit-interleaved coded modulation (BICM), based on a convolutional code and a 16-QAM signal set, with OFDM.(cont.) Both systems are combined with specific space-time block codes (STBC) when two or three transmit antennas are used. Moreover, pilot-symbol-aided channel estimation is performed by using a robust 2-D Wiener filter, which copes with channel model mismatch by employing appropriate time and frequency correlation functions. The following result was obtained by testing the aforementioned systems using both simulated and experimental data from RACE '08: the BICM scheme performs better when the UWA channel exhibits limited spatial diversity. This result implies that coded modulation schemes emphasizing higher Hamming distances are preferred when there is no option for many receive/transmit hydrophones. The TCM scheme, on the other hand, becomes a better choice when the UWA channel demonstrates a high spatial diversity order. This result implies that coded modulation schemes emphasizing higher free Euclidean distances are preferred when multiple receive/transmit hydrophones are deployed.by Konstantinos Pelekanakis.Ph.D

Analysis of and techniques for adaptive equalization for underwater acoustic communication

Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution September 2011Underwater wireless communication is quickly becoming a necessity for applications in ocean science, defense, and homeland security. Acoustics remains the only practical means of accomplishing long-range communication in the ocean. The acoustic communication channel is fraught with difficulties including limited available bandwidth, long delay-spread, time-variability, and Doppler spreading. These difficulties reduce the reliability of the communication system and make high data-rate communication challenging. Adaptive decision feedback equalization is a common method to compensate for distortions introduced by the underwater acoustic channel. Limited work has been done thus far to introduce the physics of the underwater channel into improving and better understanding the operation of a decision feedback equalizer. This thesis examines how to use physical models to improve the reliability and reduce the computational complexity of the decision feedback equalizer. The specific topics covered by this work are: how to handle channel estimation errors for the time varying channel, how to use angular constraints imposed by the environment into an array receiver, what happens when there is a mismatch between the true channel order and the estimated channel order, and why there is a performance difference between the direct adaptation and channel estimation based methods for computing the equalizer coefficients. For each of these topics, algorithms are provided that help create a more robust equalizer with lower computational complexity for the underwater channel.This work would not have been possible without support from the O ce of Naval Research, through a Special Research Award in Acoustics Graduate Fellowship (ONR Grant #N00014-09-1-0540), with additional support from ONR Grant #N00014-05- 10085 and ONR Grant #N00014-07-10184

Joint signal detection and channel estimation in rank-deficient MIMO systems

L'évolution de la prospère famille des standards 802.11 a encouragé le développement des technologies appliquées aux réseaux locaux sans fil (WLANs). Pour faire face à la toujours croissante nécessité de rendre possible les communications à très haut débit, les systèmes à antennes multiples (MIMO) sont une solution viable. Ils ont l'avantage d'accroître le débit de transmission sans avoir recours à plus de puissance ou de largeur de bande. Cependant, l'industrie hésite encore à augmenter le nombre d'antennes des portables et des accésoires sans fil. De plus, à l'intérieur des bâtiments, la déficience de rang de la matrice de canal peut se produire dû à la nature de la dispersion des parcours de propagation, ce phénomène est aussi occasionné à l'extérieur par de longues distances de transmission. Ce projet est motivé par les raisons décrites antérieurement, il se veut un étude sur la viabilité des transcepteurs sans fil à large bande capables de régulariser la déficience de rang du canal sans fil. On vise le développement des techniques capables de séparer M signaux co-canal, même avec une seule antenne et à faire une estimation précise du canal. Les solutions décrites dans ce document cherchent à surmonter les difficultés posées par le medium aux transcepteurs sans fil à large bande. Le résultat de cette étude est un algorithme transcepteur approprié aux systèmes MIMO à rang déficient

Analysis of and techniques for adaptive equalization for underwater acoustic communication

Thesis (Ph. D.)--Joint Program in Oceanography/Applied Ocean Science and Engineering (Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science; and the Woods Hole Oceanographic Institution), 2011.Cataloged from PDF version of thesis.Includes bibliographical references (p. 203-215).Underwater wireless communication is quickly becoming a necessity for applications in ocean science, defense, and homeland security. Acoustics remains the only practical means of accomplishing long-range communication in the ocean. The acoustic communication channel is fraught with difficulties including limited available bandwidth, long delay-spread, time-variability, and Doppler spreading. These difficulties reduce the reliability of the communication system and make high data-rate communication challenging. Adaptive decision feedback equalization is a common method to compensate for distortions introduced by the underwater acoustic channel. Limited work has been done thus far to introduce the physics of the underwater channel into improving and better understanding the operation of a decision feedback equalizer. This thesis examines how to use physical models to improve the reliability and reduce the computational complexity of the decision feedback equalizer. The specific topics covered by this work are: how to handle channel estimation errors for the time varying channel, how to use angular constraints imposed by the environment into an array receiver, what happens when there is a mismatch between the true channel order and the estimated channel order, and why there is a performance difference between the direct adaptation and channel estimation based methods for computing the equalizer coefficients. For each of these topics, algorithms are provided that help create a more robust equalizer with lower computational complexity for the underwater channel.by Ballard J. S. Blair.Ph.D

On Asynchronous Communication Systems: Capacity Bounds and Relaying Schemes

abstract: Practical communication systems are subject to errors due to imperfect time alignment among the communicating nodes. Timing errors can occur in different forms depending on the underlying communication scenario. This doctoral study considers two different classes of asynchronous systems; point-to-point (P2P) communication systems with synchronization errors, and asynchronous cooperative systems. In particular, the focus is on an information theoretic analysis for P2P systems with synchronization errors and developing new signaling solutions for several asynchronous cooperative communication systems. The first part of the dissertation presents several bounds on the capacity of the P2P systems with synchronization errors. First, binary insertion and deletion channels are considered where lower bounds on the mutual information between the input and output sequences are computed for independent uniformly distributed (i.u.d.) inputs. Then, a channel suffering from both synchronization errors and additive noise is considered as a serial concatenation of a synchronization error-only channel and an additive noise channel. It is proved that the capacity of the original channel is lower bounded in terms of the synchronization error-only channel capacity and the parameters of both channels. On a different front, to better characterize the deletion channel capacity, the capacity of three independent deletion channels with different deletion probabilities are related through an inequality resulting in the tightest upper bound on the deletion channel capacity for deletion probabilities larger than 0.65. Furthermore, the first non-trivial upper bound on the 2K-ary input deletion channel capacity is provided by relating the 2K-ary input deletion channel capacity with the binary deletion channel capacity through an inequality. The second part of the dissertation develops two new relaying schemes to alleviate asynchronism issues in cooperative communications. The first one is a single carrier (SC)-based scheme providing a spectrally efficient Alamouti code structure at the receiver under flat fading channel conditions by reducing the overhead needed to overcome the asynchronism and obtain spatial diversity. The second one is an orthogonal frequency division multiplexing (OFDM)-based approach useful for asynchronous cooperative systems experiencing excessive relative delays among the relays under frequency-selective channel conditions to achieve a delay diversity structure at the receiver and extract spatial diversity.Dissertation/ThesisPh.D. Electrical Engineering 201