Self-organising network management for heterogeneous LTE-advanced networks

This thesis was submitted for the award of Doctor of Philosophy and awarded by Brunel University LondonSince 2004, when the Long Term Evolution (LTE) was first proposed to be publicly available in the year 2009, a plethora of new characteristics, techniques and applications have been constantly enhancing it since its first release, over the past decade. As a result, the research aims for LTE-Advanced (LTE-A) have been released to create a ubiquitous and supportive network for mobile users. The incorporation of heterogeneous networks (HetNets) has been proposed as one of the main enhancements of LTE-A systems over the existing LTE releases, by proposing the deployment of small-cell applications, such as femtocells, to provide more coverage and quality of service (QoS) within the network, whilst also reducing capital expenditure. These principal advantages can be obtained at the cost of new challenges such as inter-cell interference, which occurs when different network applications share the same frequency channel in the network. In this thesis, the main challenges of HetNets in LTE-A platform have been addressed and novel solutions are proposed by using self-organising network (SON) management approaches, which allows the cooperative cellular systems to observe, decide and amend their ongoing operation based on network conditions. The novel SON algorithms are modelled and simulated in OPNET modeler simulation software for the three processes of resource allocation, mobility management and interference coordination in multi-tier macro-femto networks. Different channel allocation methods based on cooperative transmission, frequency reuse and dynamic spectrum access are investigated and a novel SON sub-channel allocation method is proposed based on hybrid fractional frequency reuse (HFFR) scheme to provide dynamic resource allocation between macrocells and femtocells, while avoiding co-tier and cross-tier interference. Mobility management is also addressed as another important issue in HetNets, especially in hand-ins from macrocell to femtocell base stations. The existing research considers a limited number of methods for handover optimisation, such as signal strength and call admission control (CAC) to avoid unnecessary handovers, while our novel SON handover management method implements a comprehensive algorithm that performs sensing process, as well as resource availability and user residence checks to initiate the handover process at the optimal time. In addition to this, the novel femto over macro priority (FoMP) check in this process also gives the femtocell target nodes priority over the congested macrocells in order to improve the QoS at both the network tiers. Inter-cell interference, as the key challenge of HetNets, is also investigated by research on the existing time-domain, frequency-domain and power control methods. A novel SON interference mitigation algorithm is proposed, which is based on enhanced inter-cell interference coordination (eICIC) with power control process. The 3-phase power control algorithm contains signal to interference plus noise ratio (SINR) measurements, channel quality indicator (CQI) mapping and transmission power amendments to avoid the occurrence of interference due to the effects of high transmission power. The results of this research confirm that if heterogeneous systems are backed-up with SON management strategies, not only can improve the network capacity and QoS, but also the new network challenges such as inter-cell interference can also be mitigated in new releases of LTE-A network

Advanced Technologies for Energy Saving, Wireless Backhaul and Mobility Management in Heterogeneous Networks

In recent years, due to the increasing number of existing and new devices and applications, the wireless industry has experienced an explosion of data traffic usage. As a result, new wireless technologies have been developed to address the capacity crunch. Long-Term Evolution-Licensed Assisted Access (LTE-LAA) is developed to provide the tremendous capacity by extending LTE to 5 GHz unlicensed spectrum. Hyper-dense small cells deployment is another promising technique that can provide a ten to one hundred times capacity gain by bringing small cells closer to mobile user equipments [1]. In this thesis, I focus on three problems related to these two techniques. In Chapter 3, I present a novel activation and sleep mechanism for energy efficient small cell heterogeneous networks (HetNets). In the cell-edge area of a macrocell, the coverage area of a sleeping small-cell will be covered by a range of expanded small-cells nearby. In contrast, in areas close to the macrocell, user equipment (UE) associated with a sleeping small cell will be distributed to the macrocell. Furthermore, the enhanced inter-cell interference coordination (eICIC) technique is used to support range-expanded small cells to avoid Quality of Service (QoS) degradation. Under both hexagonal and stochastic geometry based models, it is demonstrated that the proposed sleeping mechanism significantly reduces the energy consumption of the network compared with the conventional methods while guaranteeing the QoS requirements. Small cells are currently connected to limited backhaul to reduce the deployment and operational costs. In Chapter 4, an optimisation scheme is proposed for small cells to utilise the bandwidth of macrocells as wireless backhaul. I provide the numerical analysis of the performance of both the targeted small cell and the whole network. In Chapter 5, the mobility management (MM) of heterogeneous and LTE-LAA networks are investigated. To avoid Ping-Pong handover (PPHO) and reduce handover failure rate in HetNets, a self-optimisation algorithm is developed to change the handover parameters of a base station automagically. Furthermore, the MM of LTE-LAA networks is analysed. A new handover mechanism is proposed for LTE-LAA networks. Compared with the conventional LTE networks, LTE-LAA networks trigger the handover not only by using UE mobility, but also by the availability of the unlicensed band. A comprehensive analysis of the handover triggering event and handover procedure is presented. Simulation results show that by introducing handover triggered by available unlicensed band, the ratio of handover to unlicensed spectrum has a significant improvement. Therefore, a noticeable enhanced throughput of UEs is achievable by LTE-LAA networks

Separation Framework: An Enabler for Cooperative and D2D Communication for Future 5G Networks

Soaring capacity and coverage demands dictate that future cellular networks need to soon migrate towards ultra-dense networks. However, network densification comes with a host of challenges that include compromised energy efficiency, complex interference management, cumbersome mobility management, burdensome signaling overheads and higher backhaul costs. Interestingly, most of the problems, that beleaguer network densification, stem from legacy networks' one common feature i.e., tight coupling between the control and data planes regardless of their degree of heterogeneity and cell density. Consequently, in wake of 5G, control and data planes separation architecture (SARC) has recently been conceived as a promising paradigm that has potential to address most of aforementioned challenges. In this article, we review various proposals that have been presented in literature so far to enable SARC. More specifically, we analyze how and to what degree various SARC proposals address the four main challenges in network densification namely: energy efficiency, system level capacity maximization, interference management and mobility management. We then focus on two salient features of future cellular networks that have not yet been adapted in legacy networks at wide scale and thus remain a hallmark of 5G, i.e., coordinated multipoint (CoMP), and device-to-device (D2D) communications. After providing necessary background on CoMP and D2D, we analyze how SARC can particularly act as a major enabler for CoMP and D2D in context of 5G. This article thus serves as both a tutorial as well as an up to date survey on SARC, CoMP and D2D. Most importantly, the article provides an extensive outlook of challenges and opportunities that lie at the crossroads of these three mutually entangled emerging technologies.Comment: 28 pages, 11 figures, IEEE Communications Surveys & Tutorials 201

Load balancing using cell range expansion in LTE advanced heterogeneous networks

The use of heterogeneous networks is on the increase, fueled by consumer demand for more data. The main objective of heterogeneous networks is to increase capacity. They offer solutions for efficient use of spectrum, load balancing and improvement of cell edge coverage amongst others. However, these solutions have inherent challenges such as inter-cell interference and poor mobility management. In heterogeneous networks there is transmit power disparity between macro cell and pico cell tiers, which causes load imbalance between the tiers. Due to the conventional user-cell association strategy, whereby users associate to a base station with the strongest received signal strength, few users associate to small cells compared to macro cells. To counter the effects of transmit power disparity, cell range expansion is used instead of the conventional strategy. The focus of our work is on load balancing using cell range expansion (CRE) and network utility optimization techniques to ensure fair sharing of load in a macro and pico cell LTE Advanced heterogeneous network. The aim is to investigate how to use an adaptive cell range expansion bias to optimize Pico cell coverage for load balancing. Reviewed literature points out several approaches to solve the load balancing problem in heterogeneous networks, which include, cell range expansion and utility function optimization. Then, we use cell range expansion, and logarithmic utility functions to design a load balancing algorithm. In the algorithm, user and base station associations are optimized by adapting CRE bias to pico base station load status. A price update mechanism based on a suboptimal solution of a network utility optimization problem is used to adapt the CRE bias. The price is derived from the load status of each pico base station. The performance of the algorithm was evaluated by means of an LTE MATLAB toolbox. Simulations were conducted according to 3GPP and ITU guidelines for modelling heterogeneous networks and propagation environment respectively. Compared to a static CRE configuration, the algorithm achieved more fairness in load distribution. Further, it achieved a better trade-off between cell edge and cell centre user throughputs. [Please note: this thesis file has been deferred until December 2016

Control-data separation architecture for cellular radio access networks: a survey and outlook

Conventional cellular systems are designed to ensure ubiquitous coverage with an always present wireless channel irrespective of the spatial and temporal demand of service. This approach raises several problems due to the tight coupling between network and data access points, as well as the paradigm shift towards data-oriented services, heterogeneous deployments and network densification. A logical separation between control and data planes is seen as a promising solution that could overcome these issues, by providing data services under the umbrella of a coverage layer. This article presents a holistic survey of existing literature on the control-data separation architecture (CDSA) for cellular radio access networks. As a starting point, we discuss the fundamentals, concepts, and general structure of the CDSA. Then, we point out limitations of the conventional architecture in futuristic deployment scenarios. In addition, we present and critically discuss the work that has been done to investigate potential benefits of the CDSA, as well as its technical challenges and enabling technologies. Finally, an overview of standardisation proposals related to this research vision is provided