Context-Aware Handover Policies in HetNets

Next generation cellular systems are expected to entail a wide variety of wireless coverage zones, with cells of different sizes and capacities that can overlap in space and share the transmission resources. In this scenario, which is referred to as Heterogeneous Networks (HetNets), a fundamental challenge is the management of the handover process between macro, femto and pico cells. To limit the number of handovers and the signaling between the cells, it will hence be crucial to manage the user's mobility considering the context parameters, such as cells size, traffic loads, and user velocity. In this paper, we propose a theoretical model to characterize the performance of a mobile user in a HetNet scenario as a function of the user's mobility, the power profile of the neighboring cells, the handover parameters, and the traffic load of the different cells. We propose a Markov-based framework to model the handover process for the mobile user, and derive an optimal context-dependent handover criterion. The mathematical model is validated by means of simulations, comparing the performance of our strategy with conventional handover optimization techniques in different scenarios. Finally, we show the impact of the handover regulation on the users performance and how it is possible to improve the users capacity exploiting context information

Self-organising network management for heterogeneous LTE-advanced networks

This thesis was submitted for the award of Doctor of Philosophy and awarded by Brunel University LondonSince 2004, when the Long Term Evolution (LTE) was first proposed to be publicly available in the year 2009, a plethora of new characteristics, techniques and applications have been constantly enhancing it since its first release, over the past decade. As a result, the research aims for LTE-Advanced (LTE-A) have been released to create a ubiquitous and supportive network for mobile users. The incorporation of heterogeneous networks (HetNets) has been proposed as one of the main enhancements of LTE-A systems over the existing LTE releases, by proposing the deployment of small-cell applications, such as femtocells, to provide more coverage and quality of service (QoS) within the network, whilst also reducing capital expenditure. These principal advantages can be obtained at the cost of new challenges such as inter-cell interference, which occurs when different network applications share the same frequency channel in the network. In this thesis, the main challenges of HetNets in LTE-A platform have been addressed and novel solutions are proposed by using self-organising network (SON) management approaches, which allows the cooperative cellular systems to observe, decide and amend their ongoing operation based on network conditions. The novel SON algorithms are modelled and simulated in OPNET modeler simulation software for the three processes of resource allocation, mobility management and interference coordination in multi-tier macro-femto networks. Different channel allocation methods based on cooperative transmission, frequency reuse and dynamic spectrum access are investigated and a novel SON sub-channel allocation method is proposed based on hybrid fractional frequency reuse (HFFR) scheme to provide dynamic resource allocation between macrocells and femtocells, while avoiding co-tier and cross-tier interference. Mobility management is also addressed as another important issue in HetNets, especially in hand-ins from macrocell to femtocell base stations. The existing research considers a limited number of methods for handover optimisation, such as signal strength and call admission control (CAC) to avoid unnecessary handovers, while our novel SON handover management method implements a comprehensive algorithm that performs sensing process, as well as resource availability and user residence checks to initiate the handover process at the optimal time. In addition to this, the novel femto over macro priority (FoMP) check in this process also gives the femtocell target nodes priority over the congested macrocells in order to improve the QoS at both the network tiers. Inter-cell interference, as the key challenge of HetNets, is also investigated by research on the existing time-domain, frequency-domain and power control methods. A novel SON interference mitigation algorithm is proposed, which is based on enhanced inter-cell interference coordination (eICIC) with power control process. The 3-phase power control algorithm contains signal to interference plus noise ratio (SINR) measurements, channel quality indicator (CQI) mapping and transmission power amendments to avoid the occurrence of interference due to the effects of high transmission power. The results of this research confirm that if heterogeneous systems are backed-up with SON management strategies, not only can improve the network capacity and QoS, but also the new network challenges such as inter-cell interference can also be mitigated in new releases of LTE-A network

An Innovative RAN Architecture for Emerging Heterogeneous Networks: The Road to the 5G Era

The global demand for mobile-broadband data services has experienced phenomenal growth over the last few years, driven by the rapid proliferation of smart devices such as smartphones and tablets. This growth is expected to continue unabated as mobile data traffic is predicted to grow anywhere from 20 to 50 times over the next 5 years. Exacerbating the problem is that such unprecedented surge in smartphones usage, which is characterized by frequent short on/off connections and mobility, generates heavy signaling traffic load in the network signaling storms . This consumes a disproportion amount of network resources, compromising network throughput and efficiency, and in extreme cases can cause the Third-Generation (3G) or 4G (long-term evolution (LTE) and LTE-Advanced (LTE-A)) cellular networks to crash. As the conventional approaches of improving the spectral efficiency and/or allocation additional spectrum are fast approaching their theoretical limits, there is a growing consensus that current 3G and 4G (LTE/LTE-A) cellular radio access technologies (RATs) won\u27t be able to meet the anticipated growth in mobile traffic demand. To address these challenges, the wireless industry and standardization bodies have initiated a roadmap for transition from 4G to 5G cellular technology with a key objective to increase capacity by 1000Ã? by 2020 . Even though the technology hasn\u27t been invented yet, the hype around 5G networks has begun to bubble. The emerging consensus is that 5G is not a single technology, but rather a synergistic collection of interworking technical innovations and solutions that collectively address the challenge of traffic growth. The core emerging ingredients that are widely considered the key enabling technologies to realize the envisioned 5G era, listed in the order of importance, are: 1) Heterogeneous networks (HetNets); 2) flexible backhauling; 3) efficient traffic offload techniques; and 4) Self Organizing Networks (SONs). The anticipated solutions delivered by efficient interworking/ integration of these enabling technologies are not simply about throwing more resources and /or spectrum at the challenge. The envisioned solution, however, requires radically different cellular RAN and mobile core architectures that efficiently and cost-effectively deploy and manage radio resources as well as offload mobile traffic from the overloaded core network. The main objective of this thesis is to address the key techno-economics challenges facing the transition from current Fourth-Generation (4G) cellular technology to the 5G era in the context of proposing a novel high-risk revolutionary direction to the design and implementation of the envisioned 5G cellular networks. The ultimate goal is to explore the potential and viability of cost-effectively implementing the 1000x capacity challenge while continuing to provide adequate mobile broadband experience to users. Specifically, this work proposes and devises a novel PON-based HetNet mobile backhaul RAN architecture that: 1) holistically addresses the key techno-economics hurdles facing the implementation of the envisioned 5G cellular technology, specifically, the backhauling and signaling challenges; and 2) enables, for the first time to the best of our knowledge, the support of efficient ground-breaking mobile data and signaling offload techniques, which significantly enhance the performance of both the HetNet-based RAN and LTE-A\u27s core network (Evolved Packet Core (EPC) per 3GPP standard), ensure that core network equipment is used more productively, and moderate the evolving 5G\u27s signaling growth and optimize its impact. To address the backhauling challenge, we propose a cost-effective fiber-based small cell backhaul infrastructure, which leverages existing fibered and powered facilities associated with a PON-based fiber-to-the-Node/Home (FTTN/FTTH)) residential access network. Due to the sharing of existing valuable fiber assets, the proposed PON-based backhaul architecture, in which the small cells are collocated with existing FTTN remote terminals (optical network units (ONUs)), is much more economical than conventional point-to-point (PTP) fiber backhaul designs. A fully distributed ring-based EPON architecture is utilized here as the fiber-based HetNet backhaul. The techno-economics merits of utilizing the proposed PON-based FTTx access HetNet RAN architecture versus that of traditional 4G LTE-A\u27s RAN will be thoroughly examined and quantified. Specifically, we quantify the techno-economics merits of the proposed PON-based HetNet backhaul by comparing its performance versus that of a conventional fiber-based PTP backhaul architecture as a benchmark. It is shown that the purposely selected ring-based PON architecture along with the supporting distributed control plane enable the proposed PON-based FTTx RAN architecture to support several key salient networking features that collectively significantly enhance the overall performance of both the HetNet-based RAN and 4G LTE-A\u27s core (EPC) compared to that of the typical fiber-based PTP backhaul architecture in terms of handoff capability, signaling overhead, overall network throughput and latency, and QoS support. It will also been shown that the proposed HetNet-based RAN architecture is not only capable of providing the typical macro-cell offloading gain (RAN gain) but also can provide ground-breaking EPC offloading gain. The simulation results indicate that the overall capacity of the proposed HetNet scales with the number of deployed small cells, thanks to LTE-A\u27s advanced interference management techniques. For example, if there are 10 deployed outdoor small cells for every macrocell in the network, then the overall capacity will be approximately 10-11x capacity gain over a macro-only network. To reach the 1000x capacity goal, numerous small cells including 3G, 4G, and WiFi (femtos, picos, metros, relays, remote radio heads, distributed antenna systems) need to be deployed indoors and outdoors, at all possible venues (residences and enterprises)

Load balancing using cell range expansion in LTE advanced heterogeneous networks

The use of heterogeneous networks is on the increase, fueled by consumer demand for more data. The main objective of heterogeneous networks is to increase capacity. They offer solutions for efficient use of spectrum, load balancing and improvement of cell edge coverage amongst others. However, these solutions have inherent challenges such as inter-cell interference and poor mobility management. In heterogeneous networks there is transmit power disparity between macro cell and pico cell tiers, which causes load imbalance between the tiers. Due to the conventional user-cell association strategy, whereby users associate to a base station with the strongest received signal strength, few users associate to small cells compared to macro cells. To counter the effects of transmit power disparity, cell range expansion is used instead of the conventional strategy. The focus of our work is on load balancing using cell range expansion (CRE) and network utility optimization techniques to ensure fair sharing of load in a macro and pico cell LTE Advanced heterogeneous network. The aim is to investigate how to use an adaptive cell range expansion bias to optimize Pico cell coverage for load balancing. Reviewed literature points out several approaches to solve the load balancing problem in heterogeneous networks, which include, cell range expansion and utility function optimization. Then, we use cell range expansion, and logarithmic utility functions to design a load balancing algorithm. In the algorithm, user and base station associations are optimized by adapting CRE bias to pico base station load status. A price update mechanism based on a suboptimal solution of a network utility optimization problem is used to adapt the CRE bias. The price is derived from the load status of each pico base station. The performance of the algorithm was evaluated by means of an LTE MATLAB toolbox. Simulations were conducted according to 3GPP and ITU guidelines for modelling heterogeneous networks and propagation environment respectively. Compared to a static CRE configuration, the algorithm achieved more fairness in load distribution. Further, it achieved a better trade-off between cell edge and cell centre user throughputs. [Please note: this thesis file has been deferred until December 2016

Mobility Analysis and Management for Heterogeneous Networks

The global mobile data traffic has increased tremendously in the last decade due to the technological advancement in smartphones. Their endless usage and bandwidth-intensive applications will saturate current 4G technologies and has motivated the need for concrete research in order to sustain the mounting data traffic demand. In this regard, the network densification has shown to be a promising direction to cope with the capacity demands in future 5G wireless networks. The basic idea is to deploy several low power radio access nodes called small cells closer to the users on the existing large radio foot print of macrocells, and this constitutes a heterogeneous network (HetNet). However, there are many challenges that operators face with the dense HetNet deployment. The mobility management becomes a challenging task due to triggering of frequent handovers when a user moves across the network coverage areas. When there are fewer users associated in certain small cells, this can lead to significant increase in the energy consumption. Intelligently switching them to low energy consumption modes or turning them off without seriously degrading user performance is desirable in order to improve the energy savings in HetNets. This dynamic power level switching in the small cells, however, may cause unnecessary handovers, and it becomes important to ensure energy savings without compromising handover performance. Finally, it is important to evaluate mobility management schemes in real network deployments, in order to find any problems affecting the quality of service (QoS) of the users. The research presented in this dissertation aims to address these challenges. First, to tackle the mobility management issue, we develop a closed form, analytical model to study the handover and ping-pong performance as a function of network parameters in the small cells, and verify its performance using simulations. Secondly, we incorporate fuzzy logic based game-theoretic framework to address and examine the energy efficiency improvements in HetNets. In addition, we design fuzzy inference rules for handover decisions and target base station selection is performed through a fuzzy ranking technique in order to enhance the mobility robustness, while also considering energy/spectral efficiency. Finally, we evaluate the mobility performance by carrying out drive test in an existing 4G long term evolution (LTE) network deployment using software defined radios (SDR). This helps to obtain network quality information in order to find any problems affecting the QoS of the users

Handover management strategies in LTE-advanced heterogeneous networks.

Doctoral Degree. University of KwaZulu-Natal, Durban.Meeting the increasing demand for data due to the proliferation of high-specification mobile devices in the cellular systems has led to the improvement of the Long Term Evolution (LTE) framework to the LTE-Advanced systems. Different aspects such as Massive Multiple-Input Multiple Output (MIMO), Orthogonal Frequency Division Multiple Access (OFDMA), heterogeneous networks and Carrier Aggregation have been considered in the LTE-Advanced to improve the performance of the system. The small cells like the femtocells and the relays play a significant role in increasing the coverage and the capacity of the mobile cellular networks in LTE-Advanced (LTE-A) heterogeneous network. However, the user equipment (UE) are faced with the frequent handover problems in the heterogeneous systems than the homogeneous systems due to the users‟ mobility and densely populated cells. The objective of this research work is to analyse the handover performance in the current LTE/LTE-A network and to propose various handover management strategies to handle the frequent handover problems in the LTE-Advance heterogeneous networks. To achieve this, an event driven simulator using C# was developed based on the 3GPP LTE/LTE-A standard to evaluate the proposed strategies. To start with, admission control which is a major requirement during the handover initiation stage is discussed and this research work has therefore proposed a channel borrowing admission control scheme for the LTE-A networks. With this scheme in place, resources are better utilized and more calls are accepted than in the conventional schemes where the channel borrowing is not applied. Also proposed is an enhanced strategy for the handover management in two-tier femtocell-macrocell networks. The proposed strategy takes into consideration the speed of user and other parameters in other to effectively reduce the frequent and unnecessary handovers, and as well as the ratio of target femtocells in the system. We also consider scenarios such as the one that dominate the future networks where femtocells will be densely populated to handle very heavy traffic. To achieve this, a Call Admission Control (CAC)-based handover management strategy is proposed to manage the handover in dense femtocell-macrocell integration in the LTE-A network. The handover probability, the handover call dropping probability and the call blocking probability are reduced considerably with the proposed strategy. Finally, the handover management for the mobile relays in a moving vehicle is considered (using train as a case study). We propose a group handover strategy where the Mobile Relay Node (MRN) is integrated with a special mobile device called “mdev” to prepare the group information prior to the handover time. This is done to prepare the UE‟s group information and services for timely handover due to the speed of the train. This strategy reduces the number of handovers and the call dropping probability in the moving vehicle.Publications and conferences listed on page iv-v