Impact of Beam Misalignment on Hybrid Beamforming NOMA for mmWave Communications

This paper analyzes the effect of beam misalignment on rate performance in downlink of hybrid beamforming-based non-orthogonal multiple access (HB-NOMA) systems. First an HB-NOMA framework is designed in multiuser millimeter wave (mmWave) communications. A sum-rate maximization problem is formulated for HB-NOMA, and an algorithm is introduced to design digital and analog precoders and efficient power allocation. Then, regarding perfectly aligned line-of-sight (LoS) channels, a lower bound for the achievable rate is derived. Next, when the users experience misaligned LoS or non-LoS (NLoS) channels, the impact of beam misalignment is evaluated. To this end, a misalignment factor is modeled and each misaligned effective channel is described in terms of the perfectly aligned effective channel parameters and the misalignment factor. Further, a lower bound for the achievable rate is extracted. We then derive an upper bound for the rate gap expression between the aligned and misaligned HB-NOMA systems. The analyses reveal that a large misalignment can remarkably degrade the rate. Extensive numerical simulations are conducted to verify the findings

OTFS-NOMA: An Efficient Approach for Exploiting Heterogenous User Mobility Profiles

This paper considers a challenging communication scenario, in which users have heterogenous mobility profiles, e.g., some users are moving at high speeds and some users are static. A new non-orthogonal multiple-access (NOMA) transmission protocol that incorporates orthogonal time frequency space (OTFS) modulation is proposed. Thereby, users with different mobility profiles are grouped together for the implementation of NOMA. The proposed OTFS-NOMA protocol is shown to be applicable to both uplink and downlink transmission, where sophisticated transmit and receive strategies are developed to remove inter-symbol interference and harvest both multi-path and multi-user diversity. Analytical results demonstrate that both the high-mobility and low-mobility users benefit from the application of OTFS-NOMA. In particular, the use of NOMA allows the spreading of the high-mobility users' signals over a large amount of time-frequency resources, which enhances the OTFS resolution and improves the detection reliability. In addition, OTFS-NOMA ensures that low-mobility users have access to bandwidth resources which in conventional OTFS-orthogonal multiple access (OTFS-NOMA) would be solely occupied by the high-mobility users. Thus, OTFS-NOMA improves the spectral efficiency and reduces latency

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels