Multiantenna Interference Mitigation Schemes and Resource Allocation for Cognitive Radio

Maximum and efficient utilization of available resources has been a central theme of research on various areas of science and engineering. Wireless communication is not an exception to this. With the rapid growth of wireless communication applications, radio frequency spectrum has become a valuable commodity. Supporting very high demands for data rate and throughput has become a challenging problem which requires innovative solutions. Dynamic spectrum sharing (DSS) based cognitive radio (CR) is envisioned as a promising technology for future wireless communication systems, such as fifth generation (5G) further development and sixth generation (6G). Extensive research has been done in the areas of CRs and it is considered to mitigate the spectral crowding problem by introducing the notion of opportunistic spectrum usage. Spectrum sensing, which enables CRs to identify spectral holes, is a critical component in CR technology. Furthermore, improving the efficiency of the radio spectrum use through spectrum sensing and dynamic spectrum access (DSA) is one of the emerging trends. In the first part of this thesis, we focus on enhancing the spectrum usage of CR’s using interference cancellation methods that provides considerable performance gains with realistic computational complexity, especially, in the context of the widely used multicarrier waveforms. The primary focus is on interference rejection combining (IRC) methods, applied to the black-space cognitive radio (BS-CR). Earlier studies on the BS-CR in the literature were focused on using CRs as repeaters for the primary transmitter to guarantee that the CR is not causing significant interference to nearby primary users’ receivers. This kind of approaches are transmitter-centric in nature. In this thesis, receiver-centric approaches such as multi-antenna diversity combining, especially enhanced IRC methods, are considered and evaluated. IRC methods have been widely studied and adopted in several practical wireless communication systems. We focus on developing such BS-CR schemes under strong interference conditions, which has not been studied in the CR literature so far. Spatial covariance matrix estimation under mobility and high carrier frequencies is found to be the most critical part of such scheme. Algorithms and methods to mitigate these effects are developed in this thesis and they are evaluated under realistic BS-CR receiver operating conditions. We use sample covariance estimation approach with silent gaps in the CR transmisison. Covariance interpolation between silent gaps improves greatly the robustness with time-varying channels. Good link performance can be reached with low mobility at carrier frequency considered for the TV white-spaced case. The proposed BS-CR scheme could be feasible at below 6 GHz frequencies with pedestrian mobilities. The second part of this thesis investigates the effect of radio frequency (RF) impairments on the performance of the cognitive wireless communication. There are various unavoidable imperfections, mainly due to the limitations of analog high-frequency transmitter and receiver circuits. These imperfections include power amplifier (PA) non-linearities, receiver nonlinearities, and carrier frequency offset (CFO), which are considered in this study. These effects lead to significant signal distortion and, as a result of this, the wireless link quality may deteriorate. In multicarrier communications such signal distortions may lead to additional interference, and it is important to evaluate their effects on spectrum sensing quality and on the performance of the proposed BS-CR scheme. This part of the thesis provides critical analysis and insights into such issues caused by RF imperfections and demonstrates the need for designing proper compensation techniques required to avoid/reduce such degradations. It is found that the transmitter’s PA nonlinearities affect in the same way as in basic OFDM systems and BS-CR receiver’s linearity requirements are similar to those for advanced DSP-intensive software defined radios. The CR receiver’s CFO with respect to the PU has the most critical effect. However, synchronizing the CR with the needed high accuracy is considered achievable due to the PU signal’s high-power level. The final part of the thesis briefly looks at alternate waveforms and techniques that can be used in CRs. The filter bank multicarrier (FBMC) waveforms are considered as an alternative to the widely used OFDM schemes. Here the core idea is interference avoidance, targeting to reduce the interference leakage between CRs and the primary systems, by means of using a waveform with good spectrum localization properties. FBMC system’s performance is compared with OFDM based system in the context of CRs. The performance is compared from a combined spectrum sensing and resource allocation point of view through simulations. It is found that well-localized CR waveforms improve the CR link capacity, but with poorly localized primary signals, these possibilities are rather limited

Nonlinear Distortion in Wideband Radio Receivers and Analog-to-Digital Converters: Modeling and Digital Suppression

Emerging wireless communications systems aim to flexible and efficient usage of radio spectrum in order to increase data rates. The ultimate goal in this field is a cognitive radio. It employs spectrum sensing in order to locate spatially and temporally vacant spectrum chunks that can be used for communications. In order to achieve that, flexible and reconfigurable transceivers are needed. A software-defined radio can provide these features by having a highly-integrated wideband transceiver with minimum analog components and mostly relying on digital signal processing. This is also desired from size, cost, and power consumption point of view. However, several challenges arise, from which dynamic range is one of the most important. This is especially true on receiver side where several signals can be received simultaneously through a single receiver chain. In extreme cases the weakest signal can be almost 100 dB weaker than the strongest one. Due to the limited dynamic range of the receiver, the strongest signals may cause nonlinear distortion which deteriorates spectrum sensing capabilities and also reception of the weakest signals. The nonlinearities are stemming from the analog receiver components and also from analog-to-digital converters (ADCs). This is a performance bottleneck in many wideband communications and also radar receivers. The dynamic range challenges are already encountered in current devices, such as in wideband multi-operator receiver scenarios in mobile networks, and the challenges will have even more essential role in the future.This thesis focuses on aforementioned receiver scenarios and contributes to modeling and digital suppression of nonlinear distortion. A behavioral model for direct-conversion receiver nonlinearities is derived and it jointly takes into account RF, mixer, and baseband nonlinearities together with I/Q imbalance. The model is then exploited in suppression of receiver nonlinearities. The considered method is based on adaptive digital post-processing and does not require any analog hardware modification. It is able to extract all the necessary information directly from the received waveform in order to suppress the nonlinear distortion caused by the strongest blocker signals inside the reception band.In addition, the nonlinearities of ADCs are considered. Even if the dynamic range of the analog receiver components is not limiting the performance, ADCs may cause considerable amount of nonlinear distortion. It can originate, e.g., from undeliberate variations of quantization levels. Furthermore, the received waveform may exceed the nominal voltage range of the ADC due to signal power variations. This causes unintentional signal clipping which creates severe nonlinear distortion. In this thesis, a Fourier series based model is derived for the signal clipping caused by ADCs. Furthermore, four different methods are considered for suppressing ADC nonlinearities, especially unintentional signal clipping. The methods exploit polynomial modeling, interpolation, or symbol decisions for suppressing the distortion. The common factor is that all the methods are based on digital post-processing and are able to continuously adapt to variations in the received waveform and in the receiver itself. This is a very important aspect in wideband receivers, especially in cognitive radios, when the flexibility and state-of-the-art performance is required