A practical approach for the design of nonuniform lapped transforms

We propose a simple method for the design of lapped transforms with nonuniform frequency resolution and good time localization. The method is a generalization of an approach previously proposed by Princen, where the nonuniform filter bank is obtained by joining uniform cosine-modulated filter banks (CMFBs) using a transition filter. We use several transition filters to obtain a near perfect-reconstruction (PR) nonuniform lapped transform with significantly reduced overall distortion. The main advantage of the proposed method is in reducing the length of the transition filters, which leads to a reduction in processing delay that can be useful for applications such as real-time audio coding

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Filter Bank Multicarrier Modulation for Spectrally Agile Waveform Design

In recent years the demand for spectrum has been steadily growing. With the limited amount of spectrum available, Spectrum Pooling has gained immense popularity. As a result of various studies, it has been established that most of the licensed spectrum remains underutilized. Spectrum Pooling or spectrum sharing concentrates on making the most of these whitespaces in the licensed spectrum. These unused parts of the spectrum are usually available in chunks. A secondary user looking to utilize these chunks needs a device capable of transmitting over distributed frequencies, while not interfering with the primary user. Such a process is known as Dynamic Spectrum Access (DSA) and a device capable of it is known as Cognitive Radio. In such a scenario, multicarrier communication that transmits data across the channel in several frequency subcarriers at a lower data rate has gained prominence. Its appeal lies in the fact that it combats frequency selective fading. Two methods for implementing multicarrier modulation are non-contiguous orthogonal frequency division multiplexing (NCOFDM)and filter bank multicarrier modulation (FBMC). This thesis aims to implement a novel FBMC transmitter using software defined radio (SDR) with modulated filters based on a lowpass prototype. FBMCs employ two sets of bandpass filters called analysis and synthesis filters, one at the transmitter and the other at the receiver, in order to filter the collection of subcarriers being transmitted simultaneously in parallel frequencies. The novel aspect of this research is that a wireless transmitter based on non-contiguous FBMC is being used to design spectrally agile waveforms for dynamic spectrum access as opposed to the more popular NC-OFDM. Better spectral containment and bandwidth efficiency, combined with lack of cyclic prefix processing, makes it a viable alternative for NC-OFDM. The main aim of this thesis is to prove that FBMC can be practically implemented for wireless communications. The practicality of the method is tested by transmitting the FBMC signals real time by using the Simulink environment and USRP2 hardware modules

Waveform Design for 5G and beyond Systems

5G traffic has very diverse requirements with respect to data rate, delay, and reliability. The concept of using multiple OFDM numerologies adopted in the 5G NR standard will likely meet these multiple requirements to some extent. However, the traffic is radically accruing different characteristics and requirements when compared with the initial stage of 5G, which focused mainly on high-speed multimedia data applications. For instance, applications such as vehicular communications and robotics control require a highly reliable and ultra-low delay. In addition, various emerging M2M applications have sparse traffic with a small amount of data to be delivered. The state-of-the-art OFDM technique has some limitations when addressing the aforementioned requirements at the same time. Meanwhile, numerous waveform alternatives, such as FBMC, GFDM, and UFMC, have been explored. They also have their own pros and cons due to their intrinsic waveform properties. Hence, it is the opportune moment to come up with modification/variations/combinations to the aforementioned techniques or a new waveform design for 5G systems and beyond. The aim of this Special Issue is to provide the latest research and advances in the field of waveform design for 5G systems and beyond

Generalized lapped transform (GLT) based high-speed for transmissionfor wireless mobile communications

In this paper, we describe a generalized lapped transform (GLT) based high-speed transmission technique for wireless mobile communications over Rayleigh fading channels. In this technique, the high-rate data bits are serial-to-parallel converted into low-rate data streams which are then modulated by the GLT based signature sequences. Numerical results show that the GLT based system gives better results than the Walsh code, PN concatenated sequence based system (Letaief et al., 1995)published_or_final_versio

On optimal design and applications of linear transforms

Linear transforms are encountered in many fields of applied science and engineering. In the past, conventional block transforms provided acceptable answers to different practical problems. But now, under increasing competitive pressures, with the growing reservoir of theory and a corresponding development of computing facilities, a real demand has been created for methods that systematically improve performance. As a result the past two decades have seen the explosive growth of a class of linear transform theory known as multiresolution signal decomposition. The goal of this work is to design and apply these advanced signal processing techniques to several different problems. The optimal design of subband filter banks is considered first. Several design examples are presented for M-band filter banks. Conventional design approaches are found to present problems when the number of constraints increases. A novel optimization method is proposed using a step-by-step design of a hierarchical subband tree. This method is shown to possess performance improvements in applications such as subband image coding. The subband tree structuring is then discussed and generalized algorithms are presented. Next, the attention is focused on the interference excision problem in direct sequence spread spectrum (DSSS) communications. The analytical and experimental performance of the DSSS receiver employing excision are presented. Different excision techniques are evaluated and ranked along with the proposed adaptive subband transform-based excises. The robustness of the considered methods is investigated for either time-localized or frequency-localized interferers. A domain switchable excision algorithm is also presented. Finally, sonic of the ideas associated with the interference excision problem are utilized in the spectral shaping of a particular biological signal, namely heart rate variability. The improvements for the spectral shaping process are shown for time-frequency analysis. In general, this dissertation demonstrates the proliferation of new tools for digital signal processing

MIMO precoding for filter bank modulation systems based on PSVD

In this paper we consider the design of a linearly precoded MIMO transceiver based on filter bank (FB) modulation for transmission over broadband frequency selective fading channels. The modulation FB is capable of lowering the channel dispersion at sub-channel level. Nevertheless, the sub-channels experience some level of inter-symbol interference. Therefore, the pre-coder and the equalizer are designed exploiting the polynomial singular value decomposition (PSVD). In particular, we consider two types of FB system. The first system deploys maximal frequency confined pulses and it is referred to as filtered multitone (FMT) modulation, while the second uses maximal time confined pulses with rectangular impulse response, i.e., it corresponds to the conventional orthogonal frequency division multiplexing (OFDM) system. We compare the performance of the considered systems in terms of capacity over typical WLAN channels, showing that PSVD precoding with FMT can outperform the performance of precoded OFDM in the two-bytwo antenna case especially for moderate to low SNRs