MU-MIMO Communications with MIMO Radar: From Co-existence to Joint Transmission

Beamforming techniques are proposed for a joint multi-input-multi-output (MIMO) radar-communication (RadCom) system, where a single device acts both as a radar and a communication base station (BS) by simultaneously communicating with downlink users and detecting radar targets. Two operational options are considered, where we first split the antennas into two groups, one for radar and the other for communication. Under this deployment, the radar signal is designed to fall into the null-space of the downlink channel. The communication beamformer is optimized such that the beampattern obtained matches the radar's beampattern while satisfying the communication performance requirements. To reduce the optimizations' constraints, we consider a second operational option, where all the antennas transmit a joint waveform that is shared by both radar and communications. In this case, we formulate an appropriate probing beampattern, while guaranteeing the performance of the downlink communications. By incorporating the SINR constraints into objective functions as penalty terms, we further simplify the original beamforming designs to weighted optimizations, and solve them by efficient manifold algorithms. Numerical results show that the shared deployment outperforms the separated case significantly, and the proposed weighted optimizations achieve a similar performance to the original optimizations, despite their significantly lower computational complexity.Comment: 15 pages, 15 figures. This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Towards Dual-functional Radar-Communication Systems: Optimal Waveform Design

We focus on a dual-functional multi-input-multi-output (MIMO) radar-communication (RadCom) system, where a single transmitter communicates with downlink cellular users and detects radar targets simultaneously. Several design criteria are considered for minimizing the downlink multi-user interference. First, we consider both the omnidirectional and directional beampattern design problems, where the closed-form globally optimal solutions are obtained. Based on these waveforms, we further consider a weighted optimization to enable a flexible trade-off between radar and communications performance and introduce a low-complexity algorithm. The computational costs of the above three designs are shown to be similar to the conventional zero-forcing (ZF) precoding. Moreover, to address the more practical constant modulus waveform design problem, we propose a branch-and-bound algorithm that obtains a globally optimal solution and derive its worst-case complexity as a function of the maximum iteration number. Finally, we assess the effectiveness of the proposed waveform design approaches by numerical results.Comment: 13 pages, 10 figures. This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Hierarchical Codebook-based Beam Training for Extremely Large-Scale Massive MIMO

Extremely large-scale multiple-input multiple-output (XL-MIMO) promises to provide ultrahigh data rates in millimeter-wave (mmWave) and Terahertz (THz) spectrum. However, the spherical-wavefront wireless transmission caused by large aperture array presents huge challenges for channel state information (CSI) acquisition and beamforming. Two independent parameters (physical angles and transmission distance) should be simultaneously considered in XL-MIMO beamforming, which brings severe overhead consumption and beamforming degradation. To address this problem, we exploit the near-field channel characteristic and propose two low-overhead hierarchical beam training schemes for near-field XL-MIMO system. Firstly, we project near-field channel into spatial-angular domain and slope-intercept domain to capture detailed representations. Then we point out three critical criteria for XL-MIMO hierarchical beam training. Secondly, a novel spatial-chirp beam-aided codebook and corresponding hierarchical update policy are proposed. Thirdly, given the imperfect coverage and overlapping of spatial-chirp beams, we further design an enhanced hierarchical training codebook via manifold optimization and alternative minimization. Theoretical analyses and numerical simulations are also displayed to verify the superior performances on beamforming and training overhead.Comment: This work has been submitted to the IEEE journal for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Beam Focusing for Near-Field Multiuser MIMO Communications

Large antenna arrays and high-frequency bands are two key features of future wireless communication systems. The combination of large-scale antennas with high transmission frequencies often results in the communicating devices operating in the near-field (Fresnel) region. In this paper, we study the potential of beam focusing, feasible in near-field operation, in facilitating high-rate multi-user downlink multiple-input multiple-output (MIMO) systems. As the ability to achieve beam focusing is dictated by the transmit antenna, we study near-field signalling considering different antenna structures, including fully-digital architectures, hybrid phase shifter-based precoders, and the emerging dynamic metasurface antenna (DMA) architecture for massive MIMO arrays. We first provide a mathematical model to characterize near-field wireless channels as well as the transmission pattern for the considered antenna architectures. Then, we formulate the beam focusing problem for the goal of maximizing the achievable sum-rate in multi-user networks. We propose efficient solutions based on the sum-rate maximization task for fully-digital, (phase shifters based-) hybrid and DMA architectures. Simulation results show the feasibility of the proposed beam focusing scheme for both single- and multi-user scenarios. In particular, the designed focused beams provide a new degree of freedom to mitigate interference in both angle and distance domains, which is not achievable using conventional far-field beam steering, allowing reliable communications for uses even residing at the same angular direction