A Review of Fingerprint Feature Representations and Their Applications for Latent Fingerprint Identification: Trends and Evaluation

Latent fingerprint identification is attracting increasing interest because of its important role in law enforcement. Although the use of various fingerprint features might be required for successful latent fingerprint identification, methods based on minutiae are often readily applicable and commonly outperform other methods. However, as many fingerprint feature representations exist, we sought to determine if the selection of feature representation has an impact on the performance of automated fingerprint identification systems. In this paper, we review the most prominent fingerprint feature representations reported in the literature, identify trends in fingerprint feature representation, and observe that representations designed for verification are commonly used in latent fingerprint identification. We aim to evaluate the performance of the most popular fingerprint feature representations over a common latent fingerprint database. Therefore, we introduce and apply a protocol that evaluates minutia descriptors for latent fingerprint identification in terms of the identification rate plotted in the cumulative match characteristic (CMC) curve. From our experiments, we found that all the evaluated minutia descriptors obtained identification rates lower than 10% for Rank-1 and 24% for Rank-100 comparing the minutiae in the database NIST SD27, illustrating the need of new minutia descriptors for latent fingerprint identification.This work was supported in part by the National Council of Science and Technology of Mexico (CONACYT) under Grant PN-720 and Grant 63894

Fingerprint Recognition: A Histogram Analysis Based Fuzzy C-Means Multilevel Structural Approach

In order to fight identity fraud, the use of a reliable personal identifier has become a necessity. Fingerprints are considered one of the best biometric measurements and are used as a universal personal identifier. There are two main phases in the recognition of personal identity using fingerprints: 1) extraction of suitable features of fingerprints, and 2) fingerprint matching making use of the extracted features to find the correspondence and similarity between the fingerprint images. Use of global features in minutia-based fingerprint recognition schemes enhances their recognition capability but at the expense of a substantially increased complexity. The recognition accuracies of most of the fingerprint recognition schemes, which rely on some sort of crisp clustering of the fingerprint features, are adversely affected due to the problems associated with the behavioral and anatomical characteristics of the fingerprints. The objective of this research is to develop efficient and cost-effective techniques for fingerprint recognition, that can meet the challenges arising from using both the local and global features of the fingerprints as well as effectively deal with the problems resulting from the crisp clustering of the fingerprint features. To this end, the structural information of local and global features of fingerprints are used for their decomposition, representation and matching in a multilevel hierarchical framework. The problems associated with the crisp clustering of the fingerprint features are addressed by incorporating the ideas of fuzzy logic in developing the various stages of the proposed fingerprint recognition scheme. In the first part of this thesis, a novel low-complexity multilevel structural scheme for fingerprint recognition (MSFR) is proposed by first decomposing fingerprint images into regions based on crisp partitioning of some global features of the fingerprints. Then, multilevel feature vectors representing the structural information of the fingerprints are formulated by employing both the global and local features, and a fast multilevel matching algorithm using this representation is devised. Inspired by the ability of fuzzy-based clustering techniques in dealing more effectively with the natural patterns, in the second part of the thesis, a new fuzzy based clustering technique that can deal with the partitioning problem of the fingerprint having the behavioral and anatomical characteristics is proposed and then used to develop a fuzzy based multilevel structural fingerprint recognition scheme. First, a histogram analysis fuzzy c-means (HA-FCM) clustering technique is devised for the partitioning of the fingerprints. The parameters of this partitioning technique, i.e., the number of clusters and the set of initial cluster centers, are determined in an automated manner by employing the histogram of the fingerprint orientation field. The development of the HA-FCM partitioning scheme is further pursued to devise an enhanced HA-FCM (EAH-FCM) algorithm. In this algorithm, the smoothness of the fingerprint partitioning is improved through a regularization of the fingerprint orientation field, and the computational complexity is reduced by decreasing the number of operations and by increasing the convergence rate of the underlying iterative process of the HA-FCM technique. Finally, a new fuzzy based fingerprint recognition scheme (FMSFR), based on the EHA-FCM partitioning scheme and the basic ideas used in the development of the MSFR scheme, is proposed. Extensive experiments are conducted throughout this thesis using a number of challenging benchmark databases. These databases are selected from the FVC2002, FVC2004 and FVC2006 competitions containing a wide variety of challenges for fingerprint recognition. Simulation results demonstrate not only the effectiveness of the proposed techniques and schemes but also their superiority over some of the state-of-the-art techniques, in terms of the recognition accuracy and the computational complexity