Optimal Complex-Valued Prototype Filter Design for GFDM Systems

One of the main challenges with generalized frequency division multiplexing (GFDM) systems is prototype filter design. A poorly designed filter increases inherent and out-of-band (OOB) interferences. In this paper, we introduce a novel optimal prototype filter for GFDM systems that eliminates the negative effects of intrinsic interferences. We introduce a complex-valued pulse shape similar to a single-sideband (SSB) modulation scheme, which significantly improves bandwidth efficiency. Specifically, we introduce an optimization problem to design an optimal pulse shape filter to reduce all intrinsic interference to zero. We derive analytical expressions to evaluate the bit error rate (BER) of the system and show how the designed optimal prototype filter outperforms its current counterparts.Comment: arXiv admin note: text overlap with arXiv:2301.1047

Time-Domain N-continuous GFDM

Generalized frequency division multiplexing (GFDM) has been a candidate multicarrier scheme in the 5th generation cellular networks for its flexibility of transmitter filter in time and frequency. However, for the circularly shaped transmitter filter, GFDM provides limited performance gain of sidelobe suppression. In this paper, we propose a scheme, called time-domain N-continuous GFDM (TD-NC-GFDM), to reduce the discontinuities caused by the GFDM transmitter filter and achieve promising sidelobe suppression gain. Based on time-domain N-continuous orthogonal frequency devision multiplexing (TD-NC-OFDM), TD-NC-GFDM signal can be obtained by superposing a smooth signal in the time domain. The smooth signal is linearly combined by basis signals in a new basis set related to GFDM transmitter waveform. To eliminate the interference caused by the smooth signal, two solutions are proposed. Firstly, a signal recovery algorithm for reception is adopted at the cost of high complexity. Thus, secondly, to simplify the TD-NC-GFDM receiver, a low-interference TD-NC-GFDM is proposed by redesigning the basis signals. A soft truncation of the basis signals in TD-NC-GFDM is given to design the basis signals in the low-interference TD-NC-GFDM. Then, the smooth signal is aligned with the beginning of the GFDM symbol and is added in the front part of the GFDM symbol. Moreover, for a big number of GFDM subsymbols, theoretical analysis proves that the signal-to-interference ratio (SIR) in TD-NC-GFDM is much higher than that in TD-NC-OFDM. Simulation results shows that TD-NC-GFDM can obtain significant sidelobe suppression performance as well as the low-interference TD-NC-GFDM, which can achieve the same BER performance as the original GFDM.Comment: single column, 19 pages, 10 figure

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

UNIVERSAL FILTER MULTICARRIER MODULATION SYSTEM WITH VARIED PARAMETERS & IMPACT ON PAPR

One of the main objectives of multicarrier modulation is to provide multiple accesses for wireless communication systems with higher data rates while having minimum out of band radiation, high spectral efficiency and less complexity. Orthogonal frequency division multiplexing (OFDM), Universal filter multicarrier (UFMC), Filter bank multicarrier (FBMC) and Generalized frequency division multiplexing (GFDM) modulation techniques have been developed to support fourth generation and beyond 4G wireless systems. Demand of high data rate in fourth generation wireless communication systems has been fulfilled by OFDM techniques but it suffers from the limitation of less spectral efficiency and high PAPR (Peak to average power ratio). Thus to support next generation wireless systems other waveform models are getting attention. Among the techniques available, UFMC seems to be attractive due to high spectral efficiency and less complexity. It has not explored much so in this paper, performance of UFMC have been evaluated with different design factors such as number of sub bands, FFT (Fast Fourier Transform) size, filter characteristics and modulation under the light of PAPR

Multi-service Signal Multiplexing and Isolation for Physical-Layer Network Slicing (PNS)

Network slicing has been identified as one of the most important features for 5G and beyond to enable operators to utilize networks on an as-a-service basis and meet the wide range of use cases. In physical layer, the frequency and time resources are split into slices to cater for the services with individual optimal designs, resulting in services/slices having different baseband numerologies (e.g., subcarrier spacing) and / or radio frequency (RF) front-end configurations. In such a system, the multi-service signal multiplexing and isolation among the service/slices are critical for the Physical-Layer Network Slicing (PNS) since orthogonality is destroyed and significant inter-service/ slice-band-interference (ISBI) may be generated. In this paper, we first categorize four PNS cases according to the baseband and RF configurations among the slices. The system model is established by considering a low out of band emission (OoBE) waveform operating in the service/slice frequency band to mitigate the ISBI. The desired signal and interference for the two slices are derived. Consequently, one-tap channel equalization algorithms are proposed based on the derived model. The developed system models establish a framework for further interference analysis, ISBI cancelation algorithms, system design and parameter selection (e.g., guard band), to enable spectrum efficient network slicing