A Depolarization Ratio Anomaly Detector to identify icebergs in sea ice using dual-polarization SAR images

Icebergs represent hazards to maritime traffic and offshore operations. Satellite Synthetic Aperture Radar (SAR) is very valuable for the observation of polar regions and extensive work was already carried out on detection and tracking of large icebergs. However, the identification of small icebergs is still challenging especially when these are embedded in sea ice. In this work, a new detector is proposed based on incoherent dual-polarization SAR images. The algorithm considers the limited extension of small icebergs, which are supposed to have a stronger cross polarization and higher cross- over co-polarization ratio compared to the surrounding sea or sea ice background. The new detector is tested with two satellite systems. Firstly, RADARSAT-2 quad-polarimetric images are analyzed to evaluate the effects of high resolution data. Subsequently a more exhaustive analysis is carried out using dual-polarization ground detected Sentinel-1a Extra Wide swath images acquired over the time span of two months. The test areas are on the East Coast of Greenland, where several icebergs have been observed. A quantitative analysis and a comparison with a detector using only the cross polarization channel is carried out exploiting grounded icebergs as test targets. The proposed methodology improves the contrast between icebergs and sea ice clutter by up to 75 times. This returns an improved probability of detection

Microwave Satellite Measurements for Coastal Area and Extreme Weather Monitoring

In this project report, the main outcomes relevant to the Sino-European Dragon-4 cooperation project ID 32235 “Microwave satellite measurements for coastal area and extreme weather monitoring” are reported. The project aimed at strengthening the Sino-European research cooperation in the exploitation of European Space Agency, Chinese and third-party mission Earth Observation (EO) microwave satellite data. The latter were exploited to perform an effective monitoring of coastal areas, even under extreme weather conditions. An integrated multifrequency/polarization approach based on complementary microwave sensors (e.g., Synthetic Aperture Radar, scatterometer, radiometer), together with ancillary information coming from independent sources, i.e., optical imagery, numerical simulations and ground measurements, was designed. In this framework, several tasks were addressed including marine target detection, sea pollution, sea surface wind estimation and coastline extraction/classification. The main outcomes are both theoretical (i.e., new models and algorithms were developed) and applicative (i.e., user-friendly maps were provided to the end-user community of coastal area management according to smart processing of remotely sensed data). The scientific relevance consists in the development of new algorithms, the effectiveness and robustness of which were verified on actual microwave measurements, and the improvement of existing methodologies to deal with challenging test cases

A notch filter for ship detection with polarimetric SAR data

Ship detection with Synthetic Aperture Radar (SAR) is a major topic for the security and monitoring of maritime areas. One of the advantages of using SAR lay in its capability to acquire useful images with any-weather conditions and at night time. Specifically, this paper proposes a new methodology exploiting polarimetric acquisitions (dual- and quad-polarimetric). The methodology adopted for the detector algorithm was introduced by the author and performs a perturbation analysis in space of polarimetric targets checking for coherence between the target to detect and its perturbed version on the data. In the present work, this methodology is optimized for detection of marine features. In the end, the algorithm can be considered to be a negative (notch) filter focused on sea. Consequently, all the features which have a polarimetric behavior different from the sea are detected (i.e. ships, icebergs, buoys, etc). Moreover, a dual polarimetric version of the detector is designed, to be exploited in the circumstances where quad polarimetric data cannot be acquired. The detector was tested with TerraSAR-X quad polarimetric data showing significant agreement with the available ground truth. Moreover, the theoretical performances of the detector are tested with Monte Carlo simulations in order to extract the probabilities of detection and false alarm. An important result is that the detector is, up to some extend, independent of the sea conditions

Statistical tests for a ship detector based on the Polarimetric Notch Filter

Ship detection is an important topic in remote sensing and Synthetic Aperture Radar has a valuable contribution, allowing detection at night time and with almost any weather conditions. Additionally, polarimetry can play a significant role considering its capability to discriminate between different targets. Recently, a new ship detector exploiting polarimetric information was developed, namely the Geometrical Perturbation Polarimetric Notch Filter (GP-PNF). This work is focused on devising two statistical tests for the GP-PNF. The latter allow an automatic and adaptive selection of the detector threshold. Initially, the probability density function (pdf) of the detector is analytically derived. Finally, the Neyman-Pearson (NP) lemma is exploited to set the threshold calculating probabilities using the clutter pdf (i.e. a Constant False Alarm Rate, CFAR) and a likelihood ratio (LR). The goodness of fit of the clutter pdf is tested with four real SAR datasets acquired by the RADARSAT-2 and the TanDEM-X satellites. The former images are quad-polarimetric, while the latter are dual-polarimetric HH/VV. The data are accompanied by the Automatic Identification System (AIS) location of vessels, which facilitates the validation of the detection masks. It can be observed that the pdf's fit the data histograms and they pass the two sample Kolmogorov-Smirnov and χ2 tests

Ocean Remote Sensing with Synthetic Aperture Radar

The ocean covers approximately 71% of the Earth’s surface, 90% of the biosphere and contains 97% of Earth’s water. The Synthetic Aperture Radar (SAR) can image the ocean surface in all weather conditions and day or night. SAR remote sensing on ocean and coastal monitoring has become a research hotspot in geoscience and remote sensing. This book—Progress in SAR Oceanography—provides an update of the current state of the science on ocean remote sensing with SAR. Overall, the book presents a variety of marine applications, such as, oceanic surface and internal waves, wind, bathymetry, oil spill, coastline and intertidal zone classification, ship and other man-made objects’ detection, as well as remotely sensed data assimilation. The book is aimed at a wide audience, ranging from graduate students, university teachers and working scientists to policy makers and managers. Efforts have been made to highlight general principles as well as the state-of-the-art technologies in the field of SAR Oceanography

The InflateSAR Campaign: Testing SAR Vessel Detection Systems for Refugee Rubber Inflatables

Countless numbers of people lost their lives at Europe’s southern borders in recent years in the attempt to cross to Europe in small rubber inflatables. This work examines satellite-based approaches to build up future systems that can automatically detect those boats. We compare the performance of several automatic vessel detectors using real synthetic aperture radar (SAR) data from X-band and C-band sensors on TerraSAR-X and Sentinel-1. The data was collected in an experimental campaign where an empty boat lies on a lake’s surface to analyse the influence of main sensor parameters (incidence angle, polarization mode, spatial resolution) on the detectability of our inflatable. All detectors are implemented with a moving window and use local clutter statistics from the adjacent water surface. Among tested detectors are well-known intensity-based (CA-CFAR), sublook-based (sublook correlation) and polarimetric-based (PWF, PMF, PNF, entropy, symmetry and iDPolRAD) approaches. Additionally, we introduced a new version of the volume detecting iDPolRAD aimed at detecting surface anomalies and compare two approaches to combine the volume and the surface in one algorithm, producing two new highly performing detectors. The results are compared with receiver operating characteristic (ROC) curves, enabling us to compare detectors independently of threshold selection

The InflateSAR Campaign: Evaluating SAR Identification Capabilities of Distressed Refugee Boats

Most of the recent research in the field of marine target detection has been concentrating on ships with large metallic parts. The focus of this work is on much more challenging targets represented by small rubber inflatables. They are of importance, since in recent years they have largely been used by migrants to cross the Mediterranean Sea between Libya and Europe. The motivation of this research is to mitigate the ongoing humanitarian crisis at Europe’s southern borders. These boats, packed with up to 200 people, are in no way suitable to cross the Mediterranean Sea or any other big water body and are in distress from the moment of departure. The establishment of a satellite-based surveillance infrastructure could considerably support search and rescue missions in the Mediterranean Sea, reduce the number of such boats being missed and mitigate the ongoing death in the open ocean. In this work we describe and analyze data from the InflateSAR acquisition campaign, wherein we gathered multiple-platform SAR imagery of an original refugee inflatable. The test site for this campaign is a lake which provides background clutter that is more predictable. The analysis considered a sum of experiments, enabling investigations of a broad range of scene settings, such as the vessel’s orientation, superstructures and speed. We assess their impact on the detectability of the chosen target under different sensor parameters, such as polarimetry, resolution and incidence angle. Results show that TerraSAR-X Spotlight and Stripmap modes offer good capabilities to potentially detect those types of boats in distress. Low incidence angles and cross-polarization decrease the chance of a successful identification, whereas a fully occupied inflatable, orthogonally oriented to the line of sight, seems to be better visible than an empty one. The polarimetric analyses prove the vessel’s different polarimetric behavior in comparison with the water surface, especially when it comes to entropy. The analysis considered state-of-the-art methodologies with single polarization and dual polarization channels. Finally, different metrics are used to discuss whether and to which extent the results are applicable to other open ocean datasets. This paper does not introduce any vessel detection or classification algorithm from SAR images. Rather, its results aim at paving the way to the design and the development of a specially tailored detection algorithm for small rubber inflatables

Electromagnetic backscatter modelling of icebergs at c-band in an ocean environment

This thesis outlines the development of an electromagnetic (EM) backscatter model of icebergs. It is a necessary first step for the generation of in-house synthetic aperture radar (SAR) data of icebergs to support optimum iceberg/ship classifier design. The EM modelling was developed in three stages. At first, an EM backscatter model was developed to generate simulated SAR data chips of iceberg targets at small incidence angles. The model parameters were set to mimic a dual polarized dataset collected at C-Band with the Sentinel-1A satellite. The simulated SAR data chips were compared with signatures and radiometric properties of the satellite data, including total radar cross section (TRCS). A second EM model was developed to mimic the parameters of a second SAR data collection with RADARSAT-2; this second data collection was at larger incidence angles and was fully polarimetric (four channels and interchannel phase). The full polarimetric SAR data allowed for a comparison of modelled TRCS and polarimetric decompositions. Finally, the EM backscatter models were tested in the context of iceberg/ship classification by comparing the performance of various computer vision classifiers using both simulated and real SAR image data of iceberg and vessel targets. This step is critical to check the compatibility of simulated data with the real data, and the ability to mix real and simulated SAR imagery for the generation of skilled classifiers. An EM backscatter modelling tool called GRECOSAR was used for the modelling work. GRECOSAR includes the ability to generate small scenes of the ocean using Pierson-Moskowitz spectral parameters. It also allows the placement of a 3D target shape into that ocean scene. Therefore, GRECOSAR is very useful for simulating SAR targets, however it can only model single layer scattering from the targets. This was found to be limiting in that EM scattering throughout volume of the iceberg could not be generated. This resulted in EM models that included only surface scattering of the iceberg. In order to generate realistic SAR scenes of icebergs on the ocean, 3D models of icebergs were captured in a series of field programs off the coast of Newfoundland and Labrador, Canada. The 3D models of the icebergs were obtained using a light detection and ranging (LiDAR) and multi-beam sonar data from a specially equipped vessel by a team of C-CORE. While profiling the iceberg targets, SAR images from satellites were captured for comparison with the simulated SAR images. The analysis of the real and simulated SAR imagery included comparisons of TRCS, SAR signature morphology and polarimetric decompositions of the targets. In general, these comparisons showed a good consistency between the simulated and real SAR scene. Simulations were also performed with varying target orientation and sea conditions (i.e., wind speed and direction). A wide variability of the TRCS and SAR signature morphology was observed with varying scene parameters. Icebergs were modelled using a high dielectric constant to mimic melting iceberg surfaces as seen during field work. Given that GRECOSAR could only generate surface backscatter, a mathematical model was developed to quantify the effect of melt water on the amount of surface and volume backscatter that might be expected from the icebergs. It was found that the icebergs in a high state of melt should produce predominantly surface scatter, thus validating the use of GRECOSAR for icebergs in this condition. Once the simulated SAR targets were validated against the real SAR data collections, a large dataset of simulated SAR chips of ships and icebergs were created specifically for the purpose of target classification. SAR chips were generated at varying imaging parameters and target sizes and passed on to an iceberg/ship classifier. Real and simulated SAR chips were combined in varying quantities (or targets) resulting in a series of different classifiers of varying skill. A good agreement between the classifier’s performance was found. This indicates the compatibility of the simulated SAR imagery with this application and provides an indication that the simulated data set captures all the necessary physical properties of icebergs for ship and iceberg classification