Explaining Machine Learning Classifiers through Diverse Counterfactual Explanations

Post-hoc explanations of machine learning models are crucial for people to understand and act on algorithmic predictions. An intriguing class of explanations is through counterfactuals, hypothetical examples that show people how to obtain a different prediction. We posit that effective counterfactual explanations should satisfy two properties: feasibility of the counterfactual actions given user context and constraints, and diversity among the counterfactuals presented. To this end, we propose a framework for generating and evaluating a diverse set of counterfactual explanations based on determinantal point processes. To evaluate the actionability of counterfactuals, we provide metrics that enable comparison of counterfactual-based methods to other local explanation methods. We further address necessary tradeoffs and point to causal implications in optimizing for counterfactuals. Our experiments on four real-world datasets show that our framework can generate a set of counterfactuals that are diverse and well approximate local decision boundaries, outperforming prior approaches to generating diverse counterfactuals. We provide an implementation of the framework at https://github.com/microsoft/DiCE.Comment: 13 page

Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPR

There has been much discussion of the right to explanation in the EU General Data Protection Regulation, and its existence, merits, and disadvantages. Implementing a right to explanation that opens the black box of algorithmic decision-making faces major legal and technical barriers. Explaining the functionality of complex algorithmic decision-making systems and their rationale in specific cases is a technically challenging problem. Some explanations may offer little meaningful information to data subjects, raising questions around their value. Explanations of automated decisions need not hinge on the general public understanding how algorithmic systems function. Even though such interpretability is of great importance and should be pursued, explanations can, in principle, be offered without opening the black box. Looking at explanations as a means to help a data subject act rather than merely understand, one could gauge the scope and content of explanations according to the specific goal or action they are intended to support. From the perspective of individuals affected by automated decision-making, we propose three aims for explanations: (1) to inform and help the individual understand why a particular decision was reached, (2) to provide grounds to contest the decision if the outcome is undesired, and (3) to understand what would need to change in order to receive a desired result in the future, based on the current decision-making model. We assess how each of these goals finds support in the GDPR. We suggest data controllers should offer a particular type of explanation, unconditional counterfactual explanations, to support these three aims. These counterfactual explanations describe the smallest change to the world that can be made to obtain a desirable outcome, or to arrive at the closest possible world, without needing to explain the internal logic of the system

LIMEtree: Interactively Customisable Explanations Based on Local Surrogate Multi-output Regression Trees

Systems based on artificial intelligence and machine learning models should be transparent, in the sense of being capable of explaining their decisions to gain humans' approval and trust. While there are a number of explainability techniques that can be used to this end, many of them are only capable of outputting a single one-size-fits-all explanation that simply cannot address all of the explainees' diverse needs. In this work we introduce a model-agnostic and post-hoc local explainability technique for black-box predictions called LIMEtree, which employs surrogate multi-output regression trees. We validate our algorithm on a deep neural network trained for object detection in images and compare it against Local Interpretable Model-agnostic Explanations (LIME). Our method comes with local fidelity guarantees and can produce a range of diverse explanation types, including contrastive and counterfactual explanations praised in the literature. Some of these explanations can be interactively personalised to create bespoke, meaningful and actionable insights into the model's behaviour. While other methods may give an illusion of customisability by wrapping, otherwise static, explanations in an interactive interface, our explanations are truly interactive, in the sense of allowing the user to "interrogate" a black-box model. LIMEtree can therefore produce consistent explanations on which an interactive exploratory process can be built

Right for the Right Reasons: Training Differentiable Models by Constraining their Explanations

Neural networks are among the most accurate supervised learning methods in use today, but their opacity makes them difficult to trust in critical applications, especially when conditions in training differ from those in test. Recent work on explanations for black-box models has produced tools (e.g. LIME) to show the implicit rules behind predictions, which can help us identify when models are right for the wrong reasons. However, these methods do not scale to explaining entire datasets and cannot correct the problems they reveal. We introduce a method for efficiently explaining and regularizing differentiable models by examining and selectively penalizing their input gradients, which provide a normal to the decision boundary. We apply these penalties both based on expert annotation and in an unsupervised fashion that encourages diverse models with qualitatively different decision boundaries for the same classification problem. On multiple datasets, we show our approach generates faithful explanations and models that generalize much better when conditions differ between training and test

Explainability for Machine Learning Models: From Data Adaptability to User Perception

This thesis explores the generation of local explanations for already deployed machine learning models, aiming to identify optimal conditions for producing meaningful explanations considering both data and user requirements. The primary goal is to develop methods for generating explanations for any model while ensuring that these explanations remain faithful to the underlying model and comprehensible to the users. The thesis is divided into two parts. The first enhances a widely used rule-based explanation method. It then introduces a novel approach for evaluating the suitability of linear explanations to approximate a model. Additionally, it conducts a comparative experiment between two families of counterfactual explanation methods to analyze the advantages of one over the other. The second part focuses on user experiments to assess the impact of three explanation methods and two distinct representations. These experiments measure how users perceive their interaction with the model in terms of understanding and trust, depending on the explanations and representations. This research contributes to a better explanation generation, with potential implications for enhancing the transparency, trustworthiness, and usability of deployed AI systems.Comment: PhD Thesi

Instance-based Counterfactual Explanations for Time Series Classification

In recent years, there has been a rapidly expanding focus on explaining the predictions made by black-box AI systems that handle image and tabular data. However, considerably less attention has been paid to explaining the predictions of opaque AI systems handling time series data. In this paper, we advance a novel model-agnostic, case-based technique -- Native Guide -- that generates counterfactual explanations for time series classifiers. Given a query time series, $T_{q}$, for which a black-box classification system predicts class, $c$, a counterfactual time series explanation shows how $T_{q}$ could change, such that the system predicts an alternative class, $c'$. The proposed instance-based technique adapts existing counterfactual instances in the case-base by highlighting and modifying discriminative areas of the time series that underlie the classification. Quantitative and qualitative results from two comparative experiments indicate that Native Guide generates plausible, proximal, sparse and diverse explanations that are better than those produced by key benchmark counterfactual methods

The Pragmatic Turn in Explainable Artificial Intelligence (XAI)

In this paper I argue that the search for explainable models and interpretable decisions in AI must be reformulated in terms of the broader project of offering a pragmatic and naturalistic account of understanding in AI. Intuitively, the purpose of providing an explanation of a model or a decision is to make it understandable to its stakeholders. But without a previous grasp of what it means to say that an agent understands a model or a decision, the explanatory strategies will lack a well-defined goal. Aside from providing a clearer objective for XAI, focusing on understanding also allows us to relax the factivity condition on explanation, which is impossible to fulfill in many machine learning models, and to focus instead on the pragmatic conditions that determine the best fit between a model and the methods and devices deployed to understand it. After an examination of the different types of understanding discussed in the philosophical and psychological literature, I conclude that interpretative or approximation models not only provide the best way to achieve the objectual understanding of a machine learning model, but are also a necessary condition to achieve post hoc interpretability. This conclusion is partly based on the shortcomings of the purely functionalist approach to post hoc interpretability that seems to be predominant in most recent literature

Feature-based Learning for Diverse and Privacy-Preserving Counterfactual Explanations

Interpretable machine learning seeks to understand the reasoning process of complex black-box systems that are long notorious for lack of explainability. One flourishing approach is through counterfactual explanations, which provide suggestions on what a user can do to alter an outcome. Not only must a counterfactual example counter the original prediction from the black-box classifier but it should also satisfy various constraints for practical applications. Diversity is one of the critical constraints that however remains less discussed. While diverse counterfactuals are ideal, it is computationally challenging to simultaneously address some other constraints. Furthermore, there is a growing privacy concern over the released counterfactual data. To this end, we propose a feature-based learning framework that effectively handles the counterfactual constraints and contributes itself to the limited pool of private explanation models. We demonstrate the flexibility and effectiveness of our method in generating diverse counterfactuals of actionability and plausibility. Our counterfactual engine is more efficient than counterparts of the same capacity while yielding the lowest re-identification risks