Dynamic RF Chain Selection for Energy Efficient and Low Complexity Hybrid Beamforming in Millimeter Wave MIMO Systems

This paper proposes a novel architecture with a framework that dynamically activates the optimal number of radio frequency (RF) chains used to implement hybrid beamforming in a millimeter wave (mmWave) multiple-input and multiple-output (MIMO) system. We use fractional programming to solve an energy efficiency maximization problem and exploit the Dinkelbach method (DM)-based framework to optimize the number of active RF chains and data streams. This solution is updated dynamically based on the current channel conditions, where the analog/digital (A/D) hybrid precoder and combiner matrices at the transmitter and the receiver, respectively, are designed using a codebook-based fast approximation solution called gradient pursuit (GP). The GP algorithm shows less run time and complexity while compared to the state-of-the-art orthogonal matching pursuit (OMP) solution. The energy and spectral efficiency performance of the proposed framework is compared with the existing state-of-the-art solutions, such as the brute force (BF), the digital beamformer, and the analog beamformer. The codebook-free approaches to design the precoders and combiners, such as alternating direction method of multipliers (ADMMs) and singular value decomposition (SVD)-based solution are also shown to be incorporated into the proposed framework to achieve better energy efficiency performance

Codebook Based Hybrid Precoding for Millimeter Wave Multiuser Systems

In millimeter wave (mmWave) systems, antenna architecture limitations make it difficult to apply conventional fully digital precoding techniques but call for low cost analog radio-frequency (RF) and digital baseband hybrid precoding methods. This paper investigates joint RF-baseband hybrid precoding for the downlink of multiuser multi-antenna mmWave systems with a limited number of RF chains. Two performance measures, maximizing the spectral efficiency and the energy efficiency of the system, are considered. We propose a codebook based RF precoding design and obtain the channel state information via a beam sweep procedure. Via the codebook based design, the original system is transformed into a virtual multiuser downlink system with the RF chain constraint. Consequently, we are able to simplify the complicated hybrid precoding optimization problems to joint codeword selection and precoder design (JWSPD) problems. Then, we propose efficient methods to address the JWSPD problems and jointly optimize the RF and baseband precoders under the two performance measures. Finally, extensive numerical results are provided to validate the effectiveness of the proposed hybrid precoders.Comment: 35 pages, 9 figures, to appear in Trans. on Signal Process, 201

A survey on hybrid beamforming techniques in 5G : architecture and system model perspectives

The increasing wireless data traffic demands have driven the need to explore suitable spectrum regions for meeting the projected requirements. In the light of this, millimeter wave (mmWave) communication has received considerable attention from the research community. Typically, in fifth generation (5G) wireless networks, mmWave massive multiple-input multiple-output (MIMO) communications is realized by the hybrid transceivers which combine high dimensional analog phase shifters and power amplifiers with lower-dimensional digital signal processing units. This hybrid beamforming design reduces the cost and power consumption which is aligned with an energy-efficient design vision of 5G. In this paper, we track the progress in hybrid beamforming for massive MIMO communications in the context of system models of the hybrid transceivers' structures, the digital and analog beamforming matrices with the possible antenna configuration scenarios and the hybrid beamforming in heterogeneous wireless networks. We extend the scope of the discussion by including resource management issues in hybrid beamforming. We explore the suitability of hybrid beamforming methods, both, existing and proposed till first quarter of 2017, and identify the exciting future challenges in this domain