Spectrum Sharing in mmWave Cellular Networks via Cell Association, Coordination, and Beamforming

This paper investigates the extent to which spectrum sharing in mmWave networks with multiple cellular operators is a viable alternative to traditional dedicated spectrum allocation. Specifically, we develop a general mathematical framework by which to characterize the performance gain that can be obtained when spectrum sharing is used, as a function of the underlying beamforming, operator coordination, bandwidth, and infrastructure sharing scenarios. The framework is based on joint beamforming and cell association optimization, with the objective of maximizing the long-term throughput of the users. Our asymptotic and non-asymptotic performance analyses reveal five key points: (1) spectrum sharing with light on-demand intra- and inter-operator coordination is feasible, especially at higher mmWave frequencies (for example, 73 GHz), (2) directional communications at the user equipment substantially alleviate the potential disadvantages of spectrum sharing (such as higher multiuser interference), (3) large numbers of antenna elements can reduce the need for coordination and simplify the implementation of spectrum sharing, (4) while inter-operator coordination can be neglected in the large-antenna regime, intra-operator coordination can still bring gains by balancing the network load, and (5) critical control signals among base stations, operators, and user equipment should be protected from the adverse effects of spectrum sharing, for example by means of exclusive resource allocation. The results of this paper, and their extensions obtained by relaxing some ideal assumptions, can provide important insights for future standardization and spectrum policy.Comment: 15 pages. To appear in IEEE JSAC Special Issue on Spectrum Sharing and Aggregation for Future Wireless Network

Decentralized Fair Scheduling in Two-Hop Relay-Assisted Cognitive OFDMA Systems

In this paper, we consider a two-hop relay-assisted cognitive downlink OFDMA system (named as secondary system) dynamically accessing a spectrum licensed to a primary network, thereby improving the efficiency of spectrum usage. A cluster-based relay-assisted architecture is proposed for the secondary system, where relay stations are employed for minimizing the interference to the users in the primary network and achieving fairness for cell-edge users. Based on this architecture, an asymptotically optimal solution is derived for jointly controlling data rates, transmission power, and subchannel allocation to optimize the average weighted sum goodput where the proportional fair scheduling (PFS) is included as a special case. This solution supports decentralized implementation, requires small communication overhead, and is robust against imperfect channel state information at the transmitter (CSIT) and sensing measurement. The proposed solution achieves significant throughput gains and better user-fairness compared with the existing designs. Finally, we derived a simple and asymptotically optimal scheduling solution as well as the associated closed-form performance under the proportional fair scheduling for a large number of users. The system throughput is shown to be $\mathcal{O}\left(N(1-q_p)(1-q_p^N)\ln\ln K_c\right)$, where $K_c$ is the number of users in one cluster, $N$ is the number of subchannels and $q_p$ is the active probability of primary users.Comment: 29 pages, 9 figures, IEEE JOURNAL OF SELECTED TOPICS IN SIGNAL PROCESSIN

Design of Cooperative Non-Orthogonal Multicast Cognitive Multiple Access for 5G Systems:User Scheduling and Performance Analysis

Non-orthogonal multiple access (NOMA) is emerging as a promising, yet challenging, multiple access technology to improve spectrum utilization for the fifth generation (5G) wireless networks. In this paper, the application of NOMA to multicast cognitive radio networks (termed as MCR-NOMA) is investigated. A dynamic cooperative MCR-NOMA scheme is proposed, where the multicast secondary users serve as relays to improve the performance of both primary and secondary networks. Based on the available channel state information (CSI), three different secondary user scheduling strategies for the cooperative MCR-NOMA scheme are presented. To evaluate the system performance, we derive the closed-form expressions of the outage probability and diversity order for both networks. Furthermore, we introduce a new metric, referred to as mutual outage probability to characterize the cooperation benefit compared to non cooperative MCR-NOMA scheme. Simulation results demonstrate significant performance gains are obtained for both networks, thanks to the use of our proposed cooperative MCR-NOMA scheme. It is also demonstrated that higher spatial diversity order can be achieved by opportunistically utilizing the CSI available for the secondary user scheduling