Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Multi-Cell Random Beamforming: Achievable Rate and Degrees of Freedom Region

Random beamforming (RBF) is a practically favourable transmission scheme for multiuser multi-antenna downlink systems since it requires only partial channel state information (CSI) at the transmitter. Under the conventional single-cell setup, RBF is known to achieve the optimal sum-capacity scaling law as the number of users goes to infinity, thanks to the multiuser diversity enabled transmission scheduling that virtually eliminates the intra-cell interference. In this paper, we extend the study of RBF to a more practical multi-cell downlink system with single-antenna receivers subject to the additional inter-cell interference (ICI). First, we consider the case of finite signal-to-noise ratio (SNR) at each receiver. We derive a closed-form expression of the achievable sum-rate with the multi-cell RBF, based upon which we show an asymptotic sum-rate scaling law as the number of users goes to infinity. Next, we consider the high-SNR regime and for tractable analysis assume that the number of users in each cell scales in a certain order with the per-cell SNR. Under this setup, we characterize the achievable degrees of freedom (DoF) for the single-cell case with RBF. Then we extend the analysis to the multi-cell RBF case by characterizing the DoF region. It is shown that the DoF region characterization provides useful guideline on how to design a cooperative multi-cell RBF system to achieve optimal throughput tradeoffs among different cells. Furthermore, our results reveal that the multi-cell RBF scheme achieves the "interference-free DoF" region upper bound for the multi-cell system, provided that the per-cell number of users has a sufficiently large scaling order with the SNR. Our result thus confirms the optimality of multi-cell RBF in this regime even without the complete CSI at the transmitter, as compared to other full-CSI requiring transmission schemes such as interference alignment.Comment: 28 pages, 6 figures, to appear in IEEE Transactions of Signal Processing. This work was presented in part at IEEE International Conference on Acoustics, Speech, and Signal Processing (ICASSP), Kyoto, Japan, March 25-30, 2012. The authors are with the Department of Electrical and Computer Engineering, National University of Singapore (emails: {hieudn, elezhang, elehht}@nus.edu.sg

Cooperative Precoding with Limited Feedback for MIMO Interference Channels

Multi-antenna precoding effectively mitigates the interference in wireless networks. However, the resultant performance gains can be significantly compromised in practice if the precoder design fails to account for the inaccuracy in the channel state information (CSI) feedback. This paper addresses this issue by considering finite-rate CSI feedback from receivers to their interfering transmitters in the two-user multiple-input-multiple-output (MIMO) interference channel, called cooperative feedback, and proposing a systematic method for designing transceivers comprising linear precoders and equalizers. Specifically, each precoder/equalizer is decomposed into inner and outer components for nulling the cross-link interference and achieving array gain, respectively. The inner precoders/equalizers are further optimized to suppress the residual interference resulting from finite-rate cooperative feedback. Further- more, the residual interference is regulated by additional scalar cooperative feedback signals that are designed to control transmission power using different criteria including fixed interference margin and maximum sum throughput. Finally, the required number of cooperative precoder feedback bits is derived for limiting the throughput loss due to precoder quantization.Comment: 23 pages; 5 figures; this work was presented in part at Asilomar 2011 and will appear in IEEE Trans. on Wireless Com

Cooperative Feedback for MIMO Interference Channels

Multi-antenna precoding effectively mitigates the interference in wireless networks. However, the precoding efficiency can be significantly degraded by the overhead due to the required feedback of channel state information (CSI). This paper addresses such an issue by proposing a systematic method of designing precoders for the two-user multiple-input-multiple-output (MIMO) interference channels based on finite-rate CSI feedback from receivers to their interferers, called cooperative feedback. Specifically, each precoder is decomposed into inner and outer precoders for nulling interference and improving the data link array gain, respectively. The inner precoders are further designed to suppress residual interference resulting from finite-rate cooperative feedback. To regulate residual interference due to precoder quantization, additional scalar cooperative feedback signals are designed to control transmitters' power using different criteria including applying interference margins, maximizing sum throughput, and minimizing outage probability. Simulation shows that such additional feedback effectively alleviates performance degradation due to quantized precoder feedback.Comment: 5 pages; submitted to IEEE ICC 201