Nonlinearity Tolerant LUT-based Probabilistic Shaping for Extended-Reach Single-Span Links

We propose Huffman-coded sphere shaping (HCSS) as a method for probabilistic constellation shaping which provides improved tolerance to fiber nonlinearities in single-span links. An implementation of this algorithm based on look-up-tables (LUTs) allows for low-complexity, multiplier-free shaping. The advantage of short-length shaping for mitigating fiber nonlinear impairments is experimentally demonstrated for a system employing dual–polarization 64–ary quadrature amplitude modulation (DP-64QAM) at 56 GBd and operating over 210 km of standard single-mode fiber (SSMF). A gain in achievable information rate (AIR) of 0.4 bits/4D-symbol compared with uniform signaling is measured, corresponding to a 100% improvement in shaping gain compared with ideal Maxwell–Boltzmann (MB) shaping. The combinatorial mapping and demapping algorithms can be implemented with integer addition and comparison operations only, utilizing an LUT with 100 kbit size

Probabilistic Shaping for Finite Blocklengths: Distribution Matching and Sphere Shaping

In this paper, we provide for the first time a systematic comparison of distribution matching (DM) and sphere shaping (SpSh) algorithms for short blocklength probabilistic amplitude shaping. For asymptotically large blocklengths, constant composition distribution matching (CCDM) is known to generate the target capacity-achieving distribution. As the blocklength decreases, however, the resulting rate loss diminishes the efficiency of CCDM. We claim that for such short blocklengths and over the additive white Gaussian channel (AWGN), the objective of shaping should be reformulated as obtaining the most energy-efficient signal space for a given rate (rather than matching distributions). In light of this interpretation, multiset-partition DM (MPDM), enumerative sphere shaping (ESS) and shell mapping (SM), are reviewed as energy-efficient shaping techniques. Numerical results show that MPDM and SpSh have smaller rate losses than CCDM. SpSh--whose sole objective is to maximize the energy efficiency--is shown to have the minimum rate loss amongst all. We provide simulation results of the end-to-end decoding performance showing that up to 1 dB improvement in power efficiency over uniform signaling can be obtained with MPDM and SpSh at blocklengths around 200. Finally, we present a discussion on the complexity of these algorithms from the perspective of latency, storage and computations.Comment: 18 pages, 10 figure

Nonlinear Probabilistic Constellation Shaping with Sequence Selection

Probabilistic shaping is a pragmatic approach to improve the performance of coherent optical fiber communication systems. In the nonlinear regime, the advantages offered by probabilistic shaping might increase thanks to the opportunity to obtain an additional nonlinear shaping gain. Unfortunately, the optimization of conventional shaping techniques, such as probabilistic amplitude shaping (PAS), yields a relevant nonlinear shaping gain only in scenarios of limited practical interest. In this manuscript we use sequence selection to investigate the potential, opportunities, and challenges offered by nonlinear probabilistic shaping. First, we show that ideal sequence selection is able to provide up to 0.13 bit/s/Hz gain with respect to PAS with an optimized blocklength. However, this additional gain is obtained only if the selection metric accounts for the signs of the symbols: they must be known to compute the selection metric, but there is no need to shape them. Furthermore, we show that the selection depends in a non-critical way on the symbol rate and link length: the sequences selected for a certain scenario still provide a relevant gain if these are modified. Then, we analyze and compare several practical implementations of sequence selection by taking into account interaction with forward error correction (FEC) and complexity. Overall, the single block and the multi block FEC-independent bit scrambling are the best options, with a gain up to 0.08 bit/s/Hz. The main challenge and limitation to their practical implementation remains the evaluation of the metric, whose complexity is currently too high. Finally, we show that the nonlinear shaping gain provided by sequence selection persists when carrier phase recovery is included.Comment: The manuscript has been submitted for publication to the Journal of Lightwave Technolog

Sequence-Selection-Based Constellation Shaping for Nonlinear Channels

Probabilistic shaping is, nowadays, a pragmatic and popular approach to improve the performance of coherent optical fiber communication systems. In the linear regime, the potential of probabilistic shaping in terms of shaping gain and rate granularity is well known, and its practical implementation has been mostly mastered. In the nonlinear regime, the advantages offered by probabilistic shaping remain not only valid, but might also increase thanks to the appealing opportunity to use the same technique to mitigate nonlinear effects and obtain an additional nonlinear shaping gain. Unfortunately, despite the recent research efforts, the optimization of conventional shaping techniques, such as probabilistic amplitude shaping (PAS), yields a relevant nonlinear shaping gain only in particular scenarios of limited practical interest, e.g., in the absence of carrier phase recovery. Recently, a more theoretical approach, referred to as sequence selection, has been proposed to understand the performance and limitation of nonlinear constellation shaping. Sequence selection shapes the distribution of the transmitted symbols by selecting or discarding the sequences generated by a certain source according to a metric that measures their quality. In this manuscript, after a brief review of conventional probabilistic shaping, we use sequence selection to investigate through simulations the potential, opportunities, and challenges offered by probabilistic shaping for nonlinear channels. First, we show that ideal sequence selection is able to provide up to 0.13 b/s/Hz additional gain with respect to PAS with an optimized blocklength. However, this additional gain is obtained only if the selection metric accounts for the signs of the symbols, ruling out the possibility of using one of the simple recently proposed sign-independent metrics. We also show that, while the signs must be known to compute the selection metric, there is no need to shape them, since nearly the same gain can be obtained by properly selecting the amplitudes (with a sign-dependent metric) and leaving the signs uniform i.i.d. Furthermore, we show that the selection depends in a non-critical way on the symbol rate and link length: the sequences selected for a certain scenario still provide a relevant gain if the link length or baud rate are modified (within a reasonable range). Then, we analyze and compare several practical implementations of sequence selection by taking into account interaction with forward error correction (FEC), information loss due to selection, and complexity. Overall, we conclude that the single block and the multi block FEC-independent bit scrambling are the best options for the practical implementation of sequence selection, with a gain up to 0.08 b/s/Hz. The main challenge and limitation to their practical implementation remains the evaluation of the metric, whose complexity is currently too high. Finally, we show that the nonlinear shaping gain provided by sequence selection persists when carrier phase recovery is included, in contrast to the nonlinear shaping gain offered by optimizing the blocklength of conventional PAS techniques

Huffman-Coded Sphere Shaping for Extended Reach Single-Span Links

Huffman-coded sphere shaping (HCSS) is an algorithm for finite-length probabilistic constellation shaping, which provides nearly optimal energy efficiency at low implementation complexity. In this paper, we experimentally study the nonlinear performance of HCSS employing dual-polarization 64-ary quadrature amplitude modulation (DP-64QAM) in an extended-reach single-span link comprising 200 km of standard single-mode fiber (SSMF). We investigate the effects of shaping sequence length, dimensionality of symbol mapping, and shaping rate. We determine that the naïve approach of Maxwell-Boltzmann distribution matching-which is optimal in the additive white Gaussian noise channel-provides a maximum achievable information rate (AIR) gain of 0.18 bits/4D-symbol with respect to uniform signaling at optimum launch power in the infinite length regime. Conversely, HCSS can achieve a gain of 0.37 bits/4D-symbol over uniform signaling using amplitude sequence length of 32, which may be implemented without multiplications, using integer comparison and addition operations only. Coded system performance, with a net data rate of approximately 425 Gb/s for both shaped and uniform inputs, is also analyzed