Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Towards low-cost gigabit wireless systems at 60 GHz

The world-wide availability of the huge amount of license-free spectral space in the 60 GHz band provides wide room for gigabit-per-second (Gb/s) wireless applications. A commercial (read: low-cost) 60-GHz transceiver will, however, provide limited system performance due to the stringent link budget and the substantial RF imperfections. The work presented in this thesis is intended to support the design of low-cost 60-GHz transceivers for Gb/s transmission over short distances (a few meters). Typical applications are the transfer of high-definition streaming video and high-speed download. The presented work comprises research into the characteristics of typical 60-GHz channels, the evaluation of the transmission quality as well as the development of suitable baseband algorithms. This can be summarized as follows. In the first part, the characteristics of the wave propagation at 60 GHz are charted out by means of channel measurements and ray-tracing simulations for both narrow-beam and omni-directional configurations. Both line-of-sight (LOS) and non-line-of-sight (NLOS) are considered. This study reveals that antennas that produce a narrow beam can be used to boost the received power by tens of dBs when compared with omnidirectional configurations. Meanwhile, the time-domain dispersion of the channel is reduced to the order of nanoseconds, which facilitates Gb/s data transmission over 60-GHz channels considerably. Besides the execution of measurements and simulations, the influence of antenna radiation patterns is analyzed theoretically. It is indicated to what extent the signal-to-noise ratio, Rician-K factor and channel dispersion are improved by application of narrow-beam antennas and to what extent these parameters will be influenced by beam pointing errors. From both experimental and analytical work it can be concluded that the problem of the stringent link-budget can be solved effectively by application of beam-steering techniques. The second part treats wideband transmission methods and relevant baseband algorithms. The considered schemes include orthogonal frequency division multiplexing (OFDM), multi-carrier code division multiple access (MC-CDMA) and single carrier with frequency-domain equalization (SC-FDE), which are promising candidates for Gb/s wireless transmission. In particular, the optimal linear equalization in the frei quency domain and associated implementation issues such as synchronization and channel estimation are examined. Bit error rate (BER) expressions are derived to evaluate the transmission performance. Besides the linear equalization techniques, a low-complexity inter-symbol interference cancellation technique is proposed to achieve much better performance of code-spreading systems such as MC-CDMA and SC-FDE. Both theoretical analysis and simulations demonstrate that the proposed scheme offers great advantages as regards both complexity and performance. This makes it particularly suitable for 60-GHz applications in multipath environments. The third part treats the influence of quantization and RF imperfections on the considered transmission methods in the context of 60-GHz radios. First, expressions for the BER are derived and the influence of nonlinear distortions caused by the digital-to-analog converters, analog-to-digital converters and power amplifiers on the BER performance is examined. Next, the BER performance under the influence of phase noise and IQ imbalance is evaluated for the case that digital compensation techniques are applied in the receiver as well as for the case that such techniques are not applied. Finally, a baseline design of a low-cost Gb/s 60-GHz transceiver is presented. It is shown that, by application of beam-steering in combination with SC-FDE without advanced channel coding, a data rate in the order of 2 Gb/s can be achieved over a distance of 10 meters in a typical NLOS indoor scenario

Robust frequency-domain turbo equalization for multiple-input multiple-output (MIMO) wireless communications

This dissertation investigates single carrier frequency-domain equalization (SC-FDE) with multiple-input multiple-output (MIMO) channels for radio frequency (RF) and underwater acoustic (UWA) wireless communications. It consists of five papers, selected from a total of 13 publications. Each paper focuses on a specific technical challenge of the SC-FDE MIMO system. The first paper proposes an improved frequency-domain channel estimation method based on interpolation to track fast time-varying fading channels using a small amount of training symbols in a large data block. The second paper addresses the carrier frequency offset (CFO) problem using a new group-wise phase estimation and compensation algorithm to combat phase distortion caused by CFOs, rather than to explicitly estimate the CFOs. The third paper incorporates layered frequency-domain equalization with the phase correction algorithm to combat the fast phase rotation in coherent communications. In the fourth paper, the frequency-domain equalization combined with the turbo principle and soft successive interference cancelation (SSIC) is proposed to further improve the bit error rate (BER) performance of UWA communications. In the fifth paper, a bandwidth-efficient SC-FDE scheme incorporating decision-directed channel estimation is proposed for UWA MIMO communication systems. The proposed algorithms are tested by extensive computer simulations and real ocean experiment data. The results demonstrate significant performance improvements in four aspects: improved channel tracking, reduced BER, reduced computational complexity, and enhanced data efficiency --Abstract, page iv

Digital signal processing for fiber-optic communication systems

As the available bandwidth of optical fibers has been almost fully exploited, Digital Signal Processing (DSP) comes to rescue and is a critical technology underpinning the next generation advanced fiber-optic systems. Literally, it contributes two principal enforcements with respect to information communication. One is the implementation of spectrally-efficient modulation schemes, and the other is the guarantee of the recovery of information from the spectrally-efficient optical signals after channel transmission. The dissertation is dedicated to DSP techniques for the advanced fiber-optic systems. It consists of two main research topics. The first topic is about Fast-orthogonal frequency-division multiplexing (OFDM) — a variant OFDM scheme whose subcarrier spacing is half of that of conventional OFDM. The second one is about Fresnel transform with the derivation of an interesting discrete Fresnel transform (DFnT), and the proposal of orthogonal chirp-division multiplexing (OCDM), which is fundamentally underlain by the Fresnel transform. In the first part, equalization and signal recovery problems result from the halved subcarrier spacing in both double-sideband (DSB) and single-sideband (SSB) modulated Fast-OFDM systems are studied, respectively. By exploiting the relation between the multiplexing kernels of Fast-OFDM systems and Fourier transform, equalization algorithms are proposed for respective Fast-OFDM systems for information recovery. Detailed analysis is also provided. With the proposed algorithms, the DSB Fast-OFDM was experimentally implemented by intensity-modulation and direct detection in the conventional 1.55-μm and the emerging 2-μm fiber-optic systems, and the SSB Fast-OFDM was first implemented in coherent fiber-optic system with a spectral efficiency of 6 bit/s/Hz at 36 Gbps, for the first time. In the second part, Fresnel transform from optical Fresnel diffraction is studied. The discrete Fresnel transform (DFnT) is derived, as an interesting transformation that would be potentially useful for DSP. Its properties are proved. One of the attractive properties, the convolution-preservation property states that the DFnT of a circular convolution of two sequences is equal to the DFnT of either one convolving with the other. One application of DFnT is practically utilized in the proposal of OCDM. In the OCDM system, a large number of orthogonal chirped waveforms are multiplexed for high-speed communication, achieving the maximum spectral efficiency of chirp spread spectrum systems, in the same way as OFDM attains the maximum spectral efficiency of frequency-division multiplexing. Owing to the unique time-frequency properties of chirped waveforms, OCDM outperforms OFDM and single-carrier systems, and is more resilient against the noise effect, especially, when time-domain and frequency-domain distortions are severe. Experiments were carried out to validate the feasibility and advantages of the proposed OCDM systems

Program of the 3rd International Conference on Signal Processing and Communication Systems, Omaha, Nebraska, 28-30 September 2009

10 sessions; 2 poster sessions. Schedule and Table of Contents