Spectrally Modulated Spectrally Encoded Framework Based Cognitive Radio in Mobile Environment

Radio spectrum has become a precious resource, and it has long been the dream of wireless communication engineers to maximize the utilization of the radio spectrum. Dynamic Spectrum Access (DSA) and Cognitive Radio (CR) have been considered promising to enhance the efficiency and utilization of the spectrum. Since some of the spectrum bands are occupied by primary users (PUs), the available spectrum for secondary users (SUs) are non-contiguous, and multi-carrier transmission technologies become the natural solution to occupy those non-contiguous bands. Non-contiguous multi-carrier based modulations, such as NC-OFDM (non-contiguous Orthogonal Frequency Division Multiplexing), NC-MC-CDMA (non-contiguous multi-carrier code division multiple access) and NC-SC-OFDM (non-contiguous single carrier OFDM), allow the SUs to utilize the available spectrum. Spectrally Modulated Spectrally Encoded (SMSE) framework offers a general framework to generate multi-carrier based waveform for CR. However, it is well known that all multi-carrier transmission technologies suffer significant performance degradation resulting from inter-carrier interference (ICI) in high mobility environments. Current research work in cognitive radio has not sufficiently considered and addressed this issue yet. Hence, it is highly desired to study the effect of mobility on CR communication systems and how to improve the performance through affordable low-complexity signal processing techniques. In this dissertation, we analyze the inter-carrier interference for SMSE based multi-carrier transmissions in CR, and propose multiple ICI mitigation techniques and carrier frequency offset (CFO) estimator. Specifically, (1) an ICI self-cancellation algorithm is adapted to the MC-CDMA system by designing new spreading codes to enable the system with the capability to reduce the ICI; (2) a blind ICI cancellation technique named Total ICI Cancellation is proposed to perfectly remove the ICI effect for OFDM and MC-CDMA systems and provide the performance approximately identical to that of the systems without ICI; (3) a novel modulation scheme, called Magnitude Keyed Modulation (MKM), is proposed to combine with SC-OFDM system and provide ICI immunity feature so that the system performance is not affected by the mobility or carrier frequency offset; (4) a blind carrier frequency offset estimation algorithm is proposed to accurately estimate the CFO; (5) finally, compared to traditional ICI analysis and cancellation techniques with assumption of constant carrier frequency offset among all the subcarriers, subcarrier varying CFO scenario is considered for the wideband multi-carrier transmission and non-contiguous multi-carrier transmission for CR, and an ICI total cancellation algorithm is proposed for the multi-carrier system with subcarrier varying CFOs to entirely remove the ICI

Spectrally Modulated Spectrally Encoded Framework Based Cognitive Radio in Mobile Environment

Radio spectrum has become a precious resource, and it has long been the dream of wireless communication engineers to maximize the utilization of the radio spectrum. Dynamic Spectrum Access (DSA) and Cognitive Radio (CR) have been considered promising to enhance the efficiency and utilization of the spectrum. Since some of the spectrum bands are occupied by primary users (PUs), the available spectrum for secondary users (SUs) are non-contiguous, and multi-carrier transmission technologies become the natural solution to occupy those non-contiguous bands. Non-contiguous multi-carrier based modulations, such as NC-OFDM (non-contiguous Orthogonal Frequency Division Multiplexing), NC-MC-CDMA (non-contiguous multi-carrier code division multiple access) and NC-SC-OFDM (non-contiguous single carrier OFDM), allow the SUs to utilize the available spectrum. Spectrally Modulated Spectrally Encoded (SMSE) framework offers a general framework to generate multi-carrier based waveform for CR. However, it is well known that all multi-carrier transmission technologies suffer significant performance degradation resulting from inter-carrier interference (ICI) in high mobility environments. Current research work in cognitive radio has not sufficiently considered and addressed this issue yet. Hence, it is highly desired to study the effect of mobility on CR communication systems and how to improve the performance through affordable low-complexity signal processing techniques. In this dissertation, we analyze the inter-carrier interference for SMSE based multi-carrier transmissions in CR, and propose multiple ICI mitigation techniques and carrier frequency offset (CFO) estimator. Specifically, (1) an ICI self-cancellation algorithm is adapted to the MC-CDMA system by designing new spreading codes to enable the system with the capability to reduce the ICI; (2) a blind ICI cancellation technique named Total ICI Cancellation is proposed to perfectly remove the ICI effect for OFDM and MC-CDMA systems and provide the performance approximately identical to that of the systems without ICI; (3) a novel modulation scheme, called Magnitude Keyed Modulation (MKM), is proposed to combine with SC-OFDM system and provide ICI immunity feature so that the system performance is not affected by the mobility or carrier frequency offset; (4) a blind carrier frequency offset estimation algorithm is proposed to accurately estimate the CFO; (5) finally, compared to traditional ICI analysis and cancellation techniques with assumption of constant carrier frequency offset among all the subcarriers, subcarrier varying CFO scenario is considered for the wideband multi-carrier transmission and non-contiguous multi-carrier transmission for CR, and an ICI total cancellation algorithm is proposed for the multi-carrier system with subcarrier varying CFOs to entirely remove the ICI

Capacity, coding and interference cancellation in multiuser multicarrier wireless communications systems

Multicarrier modulation and multiuser systems have generated a great deal of research during the last decade. Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation generated with the inverse Discrete Fourier Transform, which has been adopted for standards in wireless and wire-line communications. Multiuser wireless systems using multicarrier modulation suffer from the effects of dispersive fading channels, which create multi-access, inter-symbol, and inter-carrier interference (MAI, ISI, ICI). Nevertheless, channel dispersion also provides diversity, which can be exploited and has the potential to increase robustness against fading. Multiuser multi-carrier systems can be implemented using Orthogonal Frequency Division Multiple Access (OFDMA), a flexible orthogonal multiplexing scheme that can implement time and frequency division multiplexing, and using multicarrier code division multiple access (MC-CDMA). Coding, interference cancellation, and resource sharing schemes to improve the performance of multiuser multicarrier systems on wireless channels were addressed in this dissertation. Performance of multiple access schemes applied to a downlink multiuser wireless system was studied from an information theory perspective and from a more practical perspective. For time, frequency, and code division, implemented using OFDMA and MC-CDMA, the system outage capacity region was calculated for a correlated fading channel. It was found that receiver complexity determines which scheme offers larger capacity regions, and that OFDMA results in a better compromise between complexity and performance than MC-CDMA. From the more practical perspective of bit error rate, the effects of channel coding and interleaving were investigated. Results in terms of coding bounds as well as simulation were obtained, showing that OFDMAbased orthogonal multiple access schemes are more sensitive to the effectiveness of the code to provide diversity than non-orthogonal, MC-CDMA-based schemes. While cellular multiuser schemes suffer mainly from MAI, OFDM-based broadcasting systems suffer from ICI, in particular when operating as a single frequency network (SFN). It was found that for SFN the performance of a conventional OFDM receiver rapidly degrades when transmitters have frequency synchronization errors. Several methods based on linear and decision-feedback ICI cancellation were proposed and evaluated, showing improved robustness against ICI. System function characterization of time-variant dispersive channels is important for understanding their effects on single carrier and multicarrier modulation. Using time-frequency duality it was shown that MC-CDMA and DS-CDMA are strictly dual on dispersive channels. This property was used to derive optimal matched filter structures, and to determine a criterion for the selection of spreading sequences for both DS and MC CDMA. The analysis of multiple antenna systems provided a unified framework for the study of DS-CDMA and MC-CDMA on time and frequency dispersive channels, which can also be used to compare their performance

Blind user detection in doubly-dispersive DS/CDMA channels

In this work, we consider the problem of detecting the presence of a new user in a direct-sequence/code-division-multiple-access (DS/CDMA) system with a doubly-dispersive fading channel, and we propose a novel blind detection strategy which only requires knowledge of the spreading code of the user to be detected, but no prior information as to the time-varying channel impulse response and the structure of the multiaccess interference. The proposed detector has a bounded constant false alarm rate (CFAR) under the design assumptions, while providing satisfactory detection performance even in the presence of strong cochannel interference and high user mobility.Comment: Accepted for publication on IEEE Transactions on Signal Processin

Frequency Domain Independent Component Analysis Applied To Wireless Communications Over Frequency-selective Channels

In wireless communications, frequency-selective fading is a major source of impairment for wireless communications. In this research, a novel Frequency-Domain Independent Component Analysis (ICA-F) approach is proposed to blindly separate and deconvolve signals traveling through frequency-selective, slow fading channels. Compared with existing time-domain approaches, the ICA-F is computationally efficient and possesses fast convergence properties. Simulation results confirm the effectiveness of the proposed ICA-F. Orthogonal Frequency Division Multiplexing (OFDM) systems are widely used in wireless communications nowadays. However, OFDM systems are very sensitive to Carrier Frequency Offset (CFO). Thus, an accurate CFO compensation technique is required in order to achieve acceptable performance. In this dissertation, two novel blind approaches are proposed to estimate and compensate for CFO within the range of half subcarrier spacing: a Maximum Likelihood CFO Correction approach (ML-CFOC), and a high-performance, low-computation Blind CFO Estimator (BCFOE). The Bit Error Rate (BER) improvement of the ML-CFOC is achieved at the expense of a modest increase in the computational requirements without sacrificing the system bandwidth or increasing the hardware complexity. The BCFOE outperforms the existing blind CFO estimator [25, 128], referred to as the YG-CFO estimator, in terms of BER and Mean Square Error (MSE), without increasing the computational complexity, sacrificing the system bandwidth, or increasing the hardware complexity. While both proposed techniques outperform the YG-CFO estimator, the BCFOE is better than the ML-CFOC technique. Extensive simulation results illustrate the performance of the ML-CFOC and BCFOE approaches

Cyclic Prefix-Free MC-CDMA Arrayed MIMO Communication Systems

The objective of this thesis is to investigate MC-CDMA MIMO systems where the antenna array geometry is taken into consideration. In most MC-CDMA systems, cyclic pre xes, which reduce the spectral e¢ ciency, are used. In order to improve the spectral efficiency, this research study is focused on cyclic pre x- free MC-CDMA MIMO architectures. Initially, space-time wireless channel models are developed by considering the spatio-temporal mechanisms of the radio channel, such as multipath propaga- tion. The spatio-temporal channel models are based on the concept of the array manifold vector, which enables the parametric modelling of the channel. The array manifold vector is extended to the multi-carrier space-time array (MC-STAR) manifold matrix which enables the use of spatio-temporal signal processing techniques. Based on the modelling, a new cyclic pre x-free MC- CDMA arrayed MIMO communication system is proposed and its performance is compared with a representative existing system. Furthermore, a MUSIC-type algorithm is then developed for the estimation of the channel parameters of the received signal. This proposed cyclic pre x-free MC-CDMA arrayed MIMO system is then extended to consider the effects of spatial diffusion in the wireless channel. Spatial diffusion is an important channel impairment which is often ignored and the failure to consider such effects leads to less than satisfactory performance. A subspace-based approach is proposed for the estimation of the channel parameters and spatial spread and reception of the desired signal. Finally, the problem of joint optimization of the transmit and receive beam- forming weights in the downlink of a cyclic pre x-free MC-CDMA arrayed MIMO communication system is investigated. A subcarrier-cooperative approach is used for the transmit beamforming so that there is greater flexibility in the allocation of channel symbols. The resulting optimization problem, with a per-antenna transmit power constraint, is solved by the Lagrange multiplier method and an iterative algorithm is proposed

Novel multiuser detection and multi-rate schemes for multi-carrier CDMA

A large variety of services is [sic] expected for wireless systems, in particular, high data rate services, such as wireless Internet access. Users with different data rates and quality of service (QoS) requirements must be accommodated. A suitable multiple access scheme is key to enabling wireless systems to support both the high data rate and the integrated multiple data rate transmissions with satisfactory performance and flexibility. A multi-carrier code division multiple access (MC-CDMA) scheme is a promising candidate for emerging broadband wireless systems. MC-CDMA is a hybrid of orthogonal frequency division multiplexing (OFDM) and code division multiple access (CDMA). The most salient feature of MC-CDMA is that the rate of transmission is not limited by the wireless channel\u27s frequency-selective fading effects caused by multipath propagation. In MC-CDMA, each chip of the desired user\u27s spreading code, multiplied by the current data bit, is modulated onto a separate subcarrier. Therefore, each subcarrier has a narrow bandwidth and undergoes frequency-flat fading. Two important issues for an MC-CDMA wireless system, multiuser detection and multi-rate access, are discussed in this dissertation. Several advanced receiver structures capable of suppressing multiuser interference in an uplink MC-CDMA system, operating in a frequency-selective fading channel, are studied in this dissertation. One receiver is based on a so-called multishot structure, in which the interference introduced by the asynchronous reception of different users is successfully suppressed by a receiver based on the minimum mean-square error (MMSE) criterion with a built-in de-biasing feature. Like many other multiuser schemes, this receiver is very sensitive to a delay estimation error. A blind adaptive two-stage decorrelating receiver based on the bootstrap algorithm is developed to combat severe performance degradation due to a delay estimation error. It is observed that in the presence of a delay estimation error the blind adaptive bootstrap receiver is more near-far resistant than the MMSE receiver. Furthermore, a differential bootstrap receiver is proposed to extend the limited operating range of the two-stage bootstrap receiver which suffers from a phase ambiguity problem. Another receiver is based on a partial sampling (PS) demodulation structure, which further reduces the sensitivity to unknown user delays in an uplink scenario. Using this partial sampling structure, it is no longer necessary to synchronize the receiver with the desired user. Following the partial sampling demodulator, a minimum mean-square error combining (MMSEC) detector is applied. The partial sampling MMSEC (PS-MMSEC) receiver is shown to have strong interference suppression and timing acquisition capabilities. The complexity of this receiver can be reduced significantly, with negligible performance loss, by choosing a suitable partial sampling rate and using a structure called reduced complexity PS-MMSEC (RPS-MMSEC). The adaptive implementation of these receivers yields a superior rate of convergence and symbol error rate performance in comparison to a conventional MMSEC receiver with known timing. All the above receiver structures are for a single-rate MC-CDMA. Three novel multi-rate access schemes for multi-rate MC-CDMA, fixed spreading length (FSL), coded FSL (CFSL) and variable spreading length (VSL), have been developed. These multi-rate access schemes enable users to transmit information at different data rates in one MC-CDMA system. Hence, voice, data, image and video can be transmitted seamlessly through a wireless infrastructure. The bit error rate performance of these schemes is investigated for both low-rate and high-rate users

OFCDM systems over fading channels

Along with the fast growing demand of information exchange, telecommunication systems are required to provide fast and reliable service to high-data-rate applications such as video conference, real-time broadcasting, and on-line gaming. In downlink transmission, orthogonal frequency and code division multiplexing (OFCDM) has been an attractive technique for high-data-rate applications. With two-dimensional spreading, in both time domain and frequency domain, OFCDM achieves diversity gains in multiuser scenarios. Moreover, the adjustable spreading factors (SF) give OFCDM systems the flexibility in transmission rate and diversity gain. In this thesis, we focus on the downlink of OFCDM communication systems. The performance of OFCDM systems is investigated over Ricean fading channels with Rayleigh fading as special case. Code division multiple access (CDMA) technique is used to support multiuser communications, where users can transmit at the same time using the same frequency with the help of code sequences. We compare different combining methods that are employed to achieve diversity gain. Moreover, channel correlation is examined to see its effect on the system performance. We also propose to combine multiple-input and multiple-output (MIMO) techniques, specifically space-time block coding (STBC), with OFCDM systems. By adding spatial diversity, a MIMO system can provide more reliable transmission compared to a single-input and single-output (SISO) system. The space-time scheme used in our study is Alamouti scheme [1], which employs N = 2 and M antennas at the transmitter side and receiver side respectively. In the thesis, we explain the system structure, transmission and detection methods, and system performance of such MIMO-OFCDM systems. In our study, the expressions of system bit error rate (BER) are considered under the condition that no multi-code interference (MCI) is present. The accuracy of the BER expressions is verified when compared with the simulated ones for both SISO and MIMO-OFCDM systems with different combining methods. These comparisons are carried over different channels and with different system parameters to explore the benefits of OFCDM based systems. Both analytical and simulation results show the large diversity gains achieved when incorporating STBC with OFCDM