Capacity of Binary State Symmetric Channel with and without Feedback and Transmission Cost

We consider a unit memory channel, called Binary State Symmetric Channel (BSSC), in which the channel state is the modulo2 addition of the current channel input and the previous channel output. We derive closed form expressions for the capacity and corresponding channel input distribution, of this BSSC with and without feedback and transmission cost. We also show that the capacity of the BSSC is not increased by feedback, and it is achieved by a first order symmetric Markov process

Sequential Necessary and Sufficient Conditions for Capacity Achieving Distributions of Channels with Memory and Feedback

We derive sequential necessary and sufficient conditions for any channel input conditional distribution ${\cal P}_{0,n}\triangleq\{P_{X_t|X^{t-1},Y^{t-1}}:~t=0,\ldots,n\}$ to maximize the finite-time horizon directed information defined by $$C^{FB}_{X^n \rightarrow Y^n} \triangleq \sup_{{\cal P}_{0,n}} I(X^n\rightarrow{Y^n}),~~~ I(X^n \rightarrow Y^n) =\sum_{t=0}^n{I}(X^t;Y_t|Y^{t-1})$$ for channel distributions $\{P_{Y_t|Y^{t-1},X_t}:~t=0,\ldots,n\}$ and $\{P_{Y_t|Y_{t-M}^{t-1},X_t}:~t=0,\ldots,n\}$, where $Y^t\triangleq\{Y_0,\ldots,Y_t\}$ and $X^t\triangleq\{X_0,\ldots,X_t\}$ are the channel input and output random processes, and $M$ is a finite nonnegative integer. \noi We apply the necessary and sufficient conditions to application examples of time-varying channels with memory and we derive recursive closed form expressions of the optimal distributions, which maximize the finite-time horizon directed information. Further, we derive the feedback capacity from the asymptotic properties of the optimal distributions by investigating the limit $$C_{X^\infty \rightarrow Y^\infty}^{FB} \triangleq \lim_{n \longrightarrow \infty} \frac{1}{n+1} C_{X^n \rightarrow Y^n}^{FB}$$ without any \'a priori assumptions, such as, stationarity, ergodicity or irreducibility of the channel distribution. The necessary and sufficient conditions can be easily extended to a variety of channels with memory, beyond the ones considered in this paper.Comment: 57 pages, 9 figures, part of the paper was accepted for publication in the proceedings of the IEEE International Symposium on Information Theory (ISIT), Barcelona, Spain 10-15 July, 2016 (Date of submission of the conference paper: 25/1/2016

A Rate-Compatible Sphere-Packing Analysis of Feedback Coding with Limited Retransmissions

Recent work by Polyanskiy et al. and Chen et al. has excited new interest in using feedback to approach capacity with low latency. Polyanskiy showed that feedback identifying the first symbol at which decoding is successful allows capacity to be approached with surprisingly low latency. This paper uses Chen's rate-compatible sphere-packing (RCSP) analysis to study what happens when symbols must be transmitted in packets, as with a traditional hybrid ARQ system, and limited to relatively few (six or fewer) incremental transmissions. Numerical optimizations find the series of progressively growing cumulative block lengths that enable RCSP to approach capacity with the minimum possible latency. RCSP analysis shows that five incremental transmissions are sufficient to achieve 92% of capacity with an average block length of fewer than 101 symbols on the AWGN channel with SNR of 2.0 dB. The RCSP analysis provides a decoding error trajectory that specifies the decoding error rate for each cumulative block length. Though RCSP is an idealization, an example tail-biting convolutional code matches the RCSP decoding error trajectory and achieves 91% of capacity with an average block length of 102 symbols on the AWGN channel with SNR of 2.0 dB. We also show how RCSP analysis can be used in cases where packets have deadlines associated with them (leading to an outage probability).Comment: To be published at the 2012 IEEE International Symposium on Information Theory, Cambridge, MA, USA. Updated to incorporate reviewers' comments and add new figure

A Simple Derivation of the Refined Sphere Packing Bound Under Certain Symmetry Hypotheses

A judicious application of the Berry-Esseen theorem via suitable Augustin information measures is demonstrated to be sufficient for deriving the sphere packing bound with a prefactor that is $\mathit{\Omega}\left(n^{-0.5(1-E_{sp}'(R))}\right)$ for all codes on certain families of channels -- including the Gaussian channels and the non-stationary Renyi symmetric channels -- and for the constant composition codes on stationary memoryless channels. The resulting non-asymptotic bounds have definite approximation error terms. As a preliminary result that might be of interest on its own, the trade-off between type I and type II error probabilities in the hypothesis testing problem with (possibly non-stationary) independent samples is determined up to some multiplicative constants, assuming that the probabilities of both types of error are decaying exponentially with the number of samples, using the Berry-Esseen theorem.Comment: 20 page