Evaluation of Deep Convolutional Nets for Document Image Classification and Retrieval

This paper presents a new state-of-the-art for document image classification and retrieval, using features learned by deep convolutional neural networks (CNNs). In object and scene analysis, deep neural nets are capable of learning a hierarchical chain of abstraction from pixel inputs to concise and descriptive representations. The current work explores this capacity in the realm of document analysis, and confirms that this representation strategy is superior to a variety of popular hand-crafted alternatives. Experiments also show that (i) features extracted from CNNs are robust to compression, (ii) CNNs trained on non-document images transfer well to document analysis tasks, and (iii) enforcing region-specific feature-learning is unnecessary given sufficient training data. This work also makes available a new labelled subset of the IIT-CDIP collection, containing 400,000 document images across 16 categories, useful for training new CNNs for document analysis

Cross-convolutional-layer Pooling for Image Recognition

Recent studies have shown that a Deep Convolutional Neural Network (DCNN) pretrained on a large image dataset can be used as a universal image descriptor, and that doing so leads to impressive performance for a variety of image classification tasks. Most of these studies adopt activations from a single DCNN layer, usually the fully-connected layer, as the image representation. In this paper, we proposed a novel way to extract image representations from two consecutive convolutional layers: one layer is utilized for local feature extraction and the other serves as guidance to pool the extracted features. By taking different viewpoints of convolutional layers, we further develop two schemes to realize this idea. The first one directly uses convolutional layers from a DCNN. The second one applies the pretrained CNN on densely sampled image regions and treats the fully-connected activations of each image region as convolutional feature activations. We then train another convolutional layer on top of that as the pooling-guidance convolutional layer. By applying our method to three popular visual classification tasks, we find our first scheme tends to perform better on the applications which need strong discrimination on subtle object patterns within small regions while the latter excels in the cases that require discrimination on category-level patterns. Overall, the proposed method achieves superior performance over existing ways of extracting image representations from a DCNN.Comment: Fixed typos. Journal extension of arXiv:1411.7466. Accepted to IEEE Transactions on Pattern Analysis and Machine Intelligenc