Channel estimation and signal enhancement for DS-CDMA systems

This dissertation focuses on topics of Bayesian-based multiuser detection, space-time (S-T) transceiver design, and S-T channel parameter estimation for direct-sequence code-division multiple-access (DS-CDMA) systems. Using the Bayesian framework, various linear and simplified nonlinear multiuser detectors are proposed, and their performances are analyzed. The simplified non-linear Bayesian solutions can bridge the performance gap between sub-optimal linear multiuser detectors and the optimum multiuser detector. To further improve the system capacity and performance, S-T transceiver design approaches with complexity constraint are investigated. Novel S-T receivers of low-complexity that jointly use the temporal code-signature and the spatial signature are proposed. Our solutions, which lead to generalized near-far resistant S-T RAKE receivers, achieve better interference suppression than the existing S-T RAKE receivers. From transmitter side, we also proposed a transmit diversity (TD) technique in combination with differential detection for the DS-CDMA systems. It is shown that the proposed S-T TD scheme in combination with minimum variance distortionless response transceiver (STTD+MVDR) is near-far resistant and outperforms the conventional STTD and matched filter based (STTD+MF) transceiver scheme. Obtaining channel state information (CSI) is instrumental to optimum S-T transceiver design in wireless systems. Another major focus of this dissertation is to estimate the S-T channel parameters. We proposed an asymptotic, joint maximum likelihood (ML) method of estimating multipath channel parameters for DS-CDMA systems. An iterative estimator is proposed to further simplify the computation. Analytical and simulation results show that the iterative estimation scheme is near-far resistant for both time delays and DOAs. And it reaches the corresponding CRBs after a few iterations

Code-timing synchronization in DS-CDMA systems using space-time diversity

The synchronization of a desired user transmitting a known training sequence in a direct-sequence (DS) asynchronous code-division multiple-access (CDMA) sys-tem is addressed. It is assumed that the receiver consists of an arbitrary antenna array and works in a near-far, frequency-nonselective, slowly fading channel. The estimator that we propose is derived by applying the maximum likelihood (ML) principle to a signal model in which the contribution of all the interfering compo-nents (e.g., multiple-access interference, external interference and noise) is modeled as a Gaussian term with an unknown and arbitrary space-time correlation matrix. The main contribution of this paper is the fact that the estimator makes eÆcient use of the structure of the signals in both the space and time domains. Its perfor-mance is compared with the Cramer-Rao Bound, and with the performance of other methods proposed recently that also employ an antenna array but only exploit the structure of the signals in one of the two domains, while using the other simply as a means of path diversity. It is shown that the use of the temporal and spatial structures is necessary to achieve synchronization in heavily loaded systems or in the presence of directional external interference.Peer ReviewedPostprint (published version

Novel self-decorrelation and fractional self-decorrelation pre-processing techniques to enhance the output SINR of single-user-type DS-CDMA detectors in blind space-time RAKE receivers.

Cheung Shun Keung.Thesis (M.Phil.)--Chinese University of Hong Kong, 2002.Includes bibliographical references (leaves 80-83).Abstracts in English and Chinese.Chapter 1 --- Introduction --- p.1Chapter 1.1 --- The Problem --- p.1Chapter 1.2 --- Overview of CDMA --- p.2Chapter 1.3 --- Problems Encountered in Direct-Sequence (DS)CDMA --- p.3Chapter 1.3.1 --- Multipath Fading Scenario in DS-CDMA Cellular Mo- bile Communication --- p.3Chapter 1.3.2 --- Near-Far Problem --- p.4Chapter 1.4 --- Delimitation and Significance of the Thesis --- p.5Chapter 1.5 --- Summary --- p.7Chapter 1.6 --- Scope of the Thesis --- p.8Chapter 2 --- Literature Review of Blind Space-Time Processing in a wire- less CDMA Receiver --- p.9Chapter 2.1 --- General Background Information --- p.9Chapter 2.1.1 --- Time Model of K-User Chip-Synchronous CDMA --- p.9Chapter 2.1.2 --- Dispersive Channel Modelling --- p.10Chapter 2.1.3 --- Combination of K-user CDMA Time Model with the Slow Frequency-Selective Fading Channel Model to form a completed Chip-Synchronous CDMA Time Model --- p.13Chapter 2.1.4 --- Spatial Channel Model with Antenna Array [9] --- p.15Chapter 2.1.5 --- Joint Space-Time Channel Model in Chip-Synchronous CDMA --- p.19Chapter 2.1.6 --- Challenges to Blind Space-Time Processing in a base- station CDMA Receiver --- p.23Chapter 2.2 --- Literature Review of Single-User-Type Detectors used in Blind Space-Time DS-CDMA RAKE Receivers --- p.25Chapter 2.2.1 --- A Common Problem among the Signal Processing Schemes --- p.28Chapter 3 --- "Novel ""Self-Decorrelation"" Technique" --- p.29Chapter 3.1 --- "Problem with ""Blind"" Space-Time RAKE Processing Using Single- User-Type Detectors" --- p.29Chapter 3.2 --- "Review of Zoltowski & Ramos[10,11,12] Maximum-SINR Single- User-Type CDMA Blind RAKE Receiver Schemes" --- p.31Chapter 3.2.1 --- Space-Time Data Model --- p.31Chapter 3.2.2 --- The Blind Element-Space-Only (ESO) RAKE Receiver with Self-Decorrelation Pre-processing Applied --- p.32Chapter 3.3 --- Physical Meaning of Self-Decorrelation Pre-processing --- p.35Chapter 3.4 --- Simulation Results --- p.38Chapter 4 --- """Fractional Self-Decorrelation"" Pre-processing" --- p.45Chapter 4.1 --- The Blind Maximum-SINR RAKE Receivers in Chen et. al.[l] and Wong et. al.[2] --- p.45Chapter 4.2 --- Fractional Self-Decorrelation Pre-processing --- p.47Chapter 4.3 --- The Blind Element-Space-Only (ESO) RAKE Receiver with Fractional Self-Decorrelation Pre-processing Applied --- p.50Chapter 4.4 --- Physical Meaning of Fractional Self-Decorrelation Pre-processing --- p.54Chapter 4.5 --- Simulation Results --- p.55Chapter 5 --- Complexity Analysis and Schematics of Proposed Techniques --- p.64Chapter 5.1 --- Computational Complexity --- p.64Chapter 5.1.1 --- Self-Decorrelation Applied in Element-Space-Only (ESO) RAKE Receiver --- p.64Chapter 5.1.2 --- Fractional Self-Decorrelation Applied in Element-Space- Only (ESO) RAKE Receiver --- p.67Chapter 5.2 --- Schematics of the Two Proposed Techniques --- p.69Chapter 6 --- Summary and Conclusion --- p.74Chapter 6.1 --- Summary of the Thesis --- p.74Chapter 6.1.1 --- The Self-Decorrelation Pre-processing Technique --- p.75Chapter 6.1.2 --- The Fractional Self-Decorrelation Pre-processing Tech- nique --- p.76Chapter 6.2 --- Conclusion --- p.78Chapter 6.3 --- Future Work --- p.78Bibliography --- p.80Chapter A --- Generalized Eigenvalue Problem --- p.84Chapter A.1 --- Standard Eigenvalue Problem --- p.84Chapter A.2 --- Generalized Eigenvalue Problem --- p.8

Spatio-Temporal processing for Optimum Uplink-Downlink WCDMA Systems

The capacity of a cellular system is limited by two different phenomena, namely multipath fading and multiple access interference (MAl). A Two Dimensional (2-D) receiver combats both of these by processing the signal both in the spatial and temporal domain. An ideal 2-D receiver would perform joint space-time processing, but at the price of high computational complexity. In this research we investigate computationally simpler technique termed as a Beamfom1er-Rake. In a Beamformer-Rake, the output of a beamfom1er is fed into a succeeding temporal processor to take advantage of both the beamformer and Rake receiver. Wireless service providers throughout the world are working to introduce the third generation (3G) and beyond (3G) cellular service that will provide higher data rates and better spectral efficiency. Wideband COMA (WCDMA) has been widely accepted as one of the air interfaces for 3G. A Beamformer-Rake receiver can be an effective solution to provide the receivers enhanced capabilities needed to achieve the required performance of a WCDMA system. We consider three different Pilot Symbol Assisted (PSA) beamforming techniques, Direct Matrix Inversion (DMI), Least-Mean Square (LMS) and Recursive Least Square (RLS) adaptive algorithms. Geometrically Based Single Bounce (GBSB) statistical Circular channel model is considered, which is more suitable for array processing, and conductive to RAKE combining. The performances of the Beam former-Rake receiver are evaluated in this channel model as a function of the number of antenna elements and RAKE fingers, in which are evaluated for the uplink WCDMA system. It is shown that, the Beamformer-Rake receiver outperforms the conventional RAKE receiver and the conventional beamformer by a significant margin. Also, we optimize and develop a mathematical formulation for the output Signal to Interference plus Noise Ratio (SINR) of a Beam former-Rake receiver. In this research, also, we develop, simulate and evaluate the SINR and Signal to Noise Ratio (Et!Nol performances of an adaptive beamforming technique in the WCDMA system for downlink. The performance is then compared with an omnidirectional antenna system. Simulation shows that the best perfom1ance can be achieved when all the mobiles with same Angle-of-Arrival (AOA) and different distance from base station are formed in one beam

Capacity, coding and interference cancellation in multiuser multicarrier wireless communications systems

Multicarrier modulation and multiuser systems have generated a great deal of research during the last decade. Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation generated with the inverse Discrete Fourier Transform, which has been adopted for standards in wireless and wire-line communications. Multiuser wireless systems using multicarrier modulation suffer from the effects of dispersive fading channels, which create multi-access, inter-symbol, and inter-carrier interference (MAI, ISI, ICI). Nevertheless, channel dispersion also provides diversity, which can be exploited and has the potential to increase robustness against fading. Multiuser multi-carrier systems can be implemented using Orthogonal Frequency Division Multiple Access (OFDMA), a flexible orthogonal multiplexing scheme that can implement time and frequency division multiplexing, and using multicarrier code division multiple access (MC-CDMA). Coding, interference cancellation, and resource sharing schemes to improve the performance of multiuser multicarrier systems on wireless channels were addressed in this dissertation. Performance of multiple access schemes applied to a downlink multiuser wireless system was studied from an information theory perspective and from a more practical perspective. For time, frequency, and code division, implemented using OFDMA and MC-CDMA, the system outage capacity region was calculated for a correlated fading channel. It was found that receiver complexity determines which scheme offers larger capacity regions, and that OFDMA results in a better compromise between complexity and performance than MC-CDMA. From the more practical perspective of bit error rate, the effects of channel coding and interleaving were investigated. Results in terms of coding bounds as well as simulation were obtained, showing that OFDMAbased orthogonal multiple access schemes are more sensitive to the effectiveness of the code to provide diversity than non-orthogonal, MC-CDMA-based schemes. While cellular multiuser schemes suffer mainly from MAI, OFDM-based broadcasting systems suffer from ICI, in particular when operating as a single frequency network (SFN). It was found that for SFN the performance of a conventional OFDM receiver rapidly degrades when transmitters have frequency synchronization errors. Several methods based on linear and decision-feedback ICI cancellation were proposed and evaluated, showing improved robustness against ICI. System function characterization of time-variant dispersive channels is important for understanding their effects on single carrier and multicarrier modulation. Using time-frequency duality it was shown that MC-CDMA and DS-CDMA are strictly dual on dispersive channels. This property was used to derive optimal matched filter structures, and to determine a criterion for the selection of spreading sequences for both DS and MC CDMA. The analysis of multiple antenna systems provided a unified framework for the study of DS-CDMA and MC-CDMA on time and frequency dispersive channels, which can also be used to compare their performance

Spatio-Temporal processing for Optimum Uplink-Downlink WCDMA Systems

The capacity of a cellular system is limited by two different phenomena, namely multipath fading and multiple access interference (MAl). A Two Dimensional (2-D) receiver combats both of these by processing the signal both in the spatial and temporal domain. An ideal 2-D receiver would perform joint space-time processing, but at the price of high computational complexity. In this research we investigate computationally simpler technique termed as a Beamfom1er-Rake. In a Beamformer-Rake, the output of a beamfom1er is fed into a succeeding temporal processor to take advantage of both the beamformer and Rake receiver. Wireless service providers throughout the world are working to introduce the third generation (3G) and beyond (3G) cellular service that will provide higher data rates and better spectral efficiency. Wideband COMA (WCDMA) has been widely accepted as one of the air interfaces for 3G. A Beamformer-Rake receiver can be an effective solution to provide the receivers enhanced capabilities needed to achieve the required performance of a WCDMA system. We consider three different Pilot Symbol Assisted (PSA) beamforming techniques, Direct Matrix Inversion (DMI), Least-Mean Square (LMS) and Recursive Least Square (RLS) adaptive algorithms. Geometrically Based Single Bounce (GBSB) statistical Circular channel model is considered, which is more suitable for array processing, and conductive to RAKE combining. The performances of the Beam former-Rake receiver are evaluated in this channel model as a function of the number of antenna elements and RAKE fingers, in which are evaluated for the uplink WCDMA system. It is shown that, the Beamformer-Rake receiver outperforms the conventional RAKE receiver and the conventional beamformer by a significant margin. Also, we optimize and develop a mathematical formulation for the output Signal to Interference plus Noise Ratio (SINR) of a Beam former-Rake receiver. In this research, also, we develop, simulate and evaluate the SINR and Signal to Noise Ratio (Et!Nol performances of an adaptive beamforming technique in the WCDMA system for downlink. The performance is then compared with an omnidirectional antenna system. Simulation shows that the best perfom1ance can be achieved when all the mobiles with same Angle-of-Arrival (AOA) and different distance from base station are formed in one beam

Multiuser detection in CDMA using blind techniques

Thesis (Master)--Izmir Institute of Technology, Electronics and Communication Engineering, Izmir, 2004Includes bibliographical references (leaves: 63-65)Text in English; Abstract: Turkish and Englishxiv, 69 leavesIn code division multiple access (CDMA) systems, blind multiuser detection (MUD) techniques are of great importance, especially for downlinks, since in practice, it may be unrealistic for a mobile user to know the spreading codes of other active users in the channel. Furthermore, blind methods remove the need for training sequences which leads to a gain in the channel bandwidth. Subspace concept in blind MUD is an alternative process to classical and batch blind MUD techniques based on principle component analysis, or independent component analysis (ICA) and ICA-like algorithms, such as joint approximate diagonalization of eigen-matrices (JADE), blind source separation algorithm with reference system, etc. Briefly, the desired signal is searched in the signal subspace instead of the whole space, in this type of detectors. A variation of the subspace-based MUD is reduced-rank MUD in which a smaller subspace of the signal subspace is tracked where the desired signal is contained in. This latter method leads to a performance gain compared to a standard subspace method. In this thesis, blind signal subspace and reduced-rank MUD techniques are investigated, and applied to minimum mean square error (MMSE) detectors with two different iterative subspace tracking algorithms. The performances of these detectors are compared in different scenarios for additive white Gaussian noise and for multipath fading channels as well. With simulation results the superiority of the reduced-rank detector to the signal subspace detector is shown. Additionally, as a new remark for both detectors, it is shown that, using minimum description length criterion in subspace tracking algorithm results in an increase in rank-tracking ability and correspondingly in the final performance. Finally, the performances of these two detectors are compared with MMSE, adaptive MMSE and JADE detectors