A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Outage Constrained Robust Secure Transmission for MISO Wiretap Channels

In this paper we consider the robust secure beamformer design for MISO wiretap channels. Assume that the eavesdroppers' channels are only partially available at the transmitter, we seek to maximize the secrecy rate under the transmit power and secrecy rate outage probability constraint. The outage probability constraint requires that the secrecy rate exceeds certain threshold with high probability. Therefore including such constraint in the design naturally ensures the desired robustness. Unfortunately, the presence of the probabilistic constraints makes the problem non-convex and hence difficult to solve. In this paper, we investigate the outage probability constrained secrecy rate maximization problem using a novel two-step approach. Under a wide range of uncertainty models, our developed algorithms can obtain high-quality solutions, sometimes even exact global solutions, for the robust secure beamformer design problem. Simulation results are presented to verify the effectiveness and robustness of the proposed algorithms

Robust Beamforming for Security in MIMO Wiretap Channels with Imperfect CSI

In this paper, we investigate methods for reducing the likelihood that a message transmitted between two multiantenna nodes is intercepted by an undetected eavesdropper. In particular, we focus on the judicious transmission of artificial interference to mask the desired signal at the time it is broadcast. Unlike previous work that assumes some prior knowledge of the eavesdropper's channel and focuses on maximizing secrecy capacity, we consider the case where no information regarding the eavesdropper is available, and we use signal-to-interference-plus-noise-ratio (SINR) as our performance metric. Specifically, we focus on the problem of maximizing the amount of power available to broadcast a jamming signal intended to hide the desired signal from a potential eavesdropper, while maintaining a prespecified SINR at the desired receiver. The jamming signal is designed to be orthogonal to the information signal when it reaches the desired receiver, assuming both the receiver and the eavesdropper employ optimal beamformers and possess exact channel state information (CSI). In practice, the assumption of perfect CSI at the transmitter is often difficult to justify. Therefore, we also study the resulting performance degradation due to the presence of imperfect CSI, and we present robust beamforming schemes that recover a large fraction of the performance in the perfect CSI case. Numerical simulations verify our analytical performance predictions, and illustrate the benefit of the robust beamforming schemes.Comment: 10 pages, 5 figures; to appear, IEEE Transactions on Signal Processing, 201

Location-Based Beamforming for Rician Wiretap Channels

We propose a location-based beamforming scheme for wiretap channels, where a source communicates with a legitimate receiver in the presence of an eavesdropper. We assume that the source and the eavesdropper are equipped with multiple antennas, while the legitimate receiver is equipped with a single antenna. We also assume that all channels are in a Rician fading environment, the channel state information from the legitimate receiver is perfectly known at the source, and that the only information on the eavesdropper available at the source is her location. We first describe how the beamforming vector that minimizes the secrecy outage probability of the system is obtained, illustrating its dependence on the eavesdropper's location. We then derive an easy-to-compute expression for the secrecy outage probability when our proposed location-based beamforming is adopted. Finally, we investigate the impact location uncertainty has on the secrecy outage probability, showing how our proposed solution can still allow for secrecy even when the source has limited information on the eavesdropper's location.Comment: 6 pages, 4 figure

Optimal and Robust Transmit Designs for MISO Channel Secrecy by Semidefinite Programming

In recent years there has been growing interest in study of multi-antenna transmit designs for providing secure communication over the physical layer. This paper considers the scenario of an intended multi-input single-output channel overheard by multiple multi-antenna eavesdroppers. Specifically, we address the transmit covariance optimization for secrecy-rate maximization (SRM) of that scenario. The challenge of this problem is that it is a nonconvex optimization problem. This paper shows that the SRM problem can actually be solved in a convex and tractable fashion, by recasting the SRM problem as a semidefinite program (SDP). The SRM problem we solve is under the premise of perfect channel state information (CSI). This paper also deals with the imperfect CSI case. We consider a worst-case robust SRM formulation under spherical CSI uncertainties, and we develop an optimal solution to it, again via SDP. Moreover, our analysis reveals that transmit beamforming is generally the optimal transmit strategy for SRM of the considered scenario, for both the perfect and imperfect CSI cases. Simulation results are provided to illustrate the secrecy-rate performance gains of the proposed SDP solutions compared to some suboptimal transmit designs.Comment: 32 pages, 5 figures; to appear, IEEE Transactions on Signal Processing, 201

Location-Based Beamforming and Physical Layer Security in Rician Wiretap Channels

We propose a new location-based beamforming (LBB) scheme for wiretap channels, where a multi-antenna source communicates with a single-antenna legitimate receiver in the presence of a multi-antenna eavesdropper. We assume that all channels are in a Rician fading environment, the channel state information from the legitimate receiver is perfectly known at the source, and that the only information on the eavesdropper available at the source is her location. We first describe how the optimal beamforming vector that minimizes the secrecy outage probability of the system is obtained, illustrating its dependence on the eavesdropper's location. We then derive an easy-to-compute expression for the secrecy outage probability when our proposed LBB scheme is adopted. We also consider the positive impact a friendly jammer can have on our beamforming solution, showing how the path to optimality remains the same. Finally, we investigate the impact of location uncertainty on the secrecy outage probability, showing how our solution can still allow for secrecy even when the source only has a noisy estimate of the eavesdropper's location. Our work demonstrates how a multi-antenna array, operating in the most general channel conditions and most likely system set-up, can be configured rapidly in the field so as to deliver an optimal physical layer security solution.Comment: 11 pages, 8 figures. Accepted for publication in IEEE Transactions on Wireless Communications. arXiv admin note: substantial text overlap with arXiv:1510.0856